Latest Institutional Transactions on Oxford Lane Capital Corp. (OXLC)
This table provides information on the latest institutional transactions involving Oxford Lane Capital Corp. (OXLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-204K- 81.85% |
$1.05M - $1.15M
|
45.1K
$228K
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.08K+ 7.63% |
$5.55K - $6.11K
|
15.2K
$76.9K
|
|
|
Nov 12, 2024
Q3 2024
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
7.25K+ 37.22% |
$37.3K - $41.1K
|
26.7K
$135K
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
BUY
|
- |
67.7K+ 6.66% |
$348K - $384K
|
1.08M
$5.48M
|
|
|
Nov 08, 2024
Q3 2024
|
Pasadena Private Wealth, LLC
Pasadena, CA |
SELL
|
- |
-2.09K- 4.43% |
$10.8K - $11.9K
|
45.2K
$229K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
24.2KNew |
$125K - $137K
|
24.2K
$122K
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
24.3K+ 60.0% |
$125K - $138K
|
64.9K
$328K
|
|
|
Nov 08, 2024
Q3 2024
|
Vantage Financial Partners, LLC
Elm Grove, WI |
BUY
|
- |
92+ 0.87% |
$474 - $522
|
10.6K
$53.8K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
98.1K+ 18.48% |
$505K - $556K
|
629K
$3.18M
|
|
|
Nov 08, 2024
Q3 2024
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
23KNew |
$118K - $130K
|
23K
$116K
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
BUY
|
- |
895+ 1.87% |
$4.61K - $5.07K
|
48.7K
$247K
|
|
|
Nov 06, 2024
Q3 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
530+ 0.86% |
$2.73K - $3.01K
|
62.3K
$315K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.02K+ 10.48% |
$10.4K - $11.4K
|
21.2K
$107K
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
119KNew |
$614K - $676K
|
119K
$603K
|
|
|
Nov 05, 2024
Q3 2024
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
93+ 0.3% |
$479 - $527
|
31K
$157K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
1.66KNew |
$8.56K - $9.43K
|
1.66K
$8.41K
|
|
|
Nov 01, 2024
Q3 2024
|
Delphi Financial Group, Inc.
|
BUY
|
- |
129K+ 36.8% |
$665K - $732K
|
480K
$2.43M
|
|
|
Nov 01, 2024
Q3 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
31.6K+ 20.01% |
$163K - $179K
|
190K
$960K
|
|
|
Nov 01, 2024
Q3 2024
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
6.39K+ 10.16% |
$32.9K - $36.2K
|
69.3K
$351K
|
|
|
Oct 30, 2024
Q3 2024
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-8.63K- 34.59% |
$44.5K - $49K
|
16.3K
$82.6K
|
|
|
Oct 30, 2024
Q3 2024
|
Innova Wealth Partners
|
BUY
|
- |
164KNew |
$842K - $927K
|
164K
$828K
|
|
|
Oct 30, 2024
Q3 2024
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
21.6K+ 15.2% |
$111K - $122K
|
164K
$828K
|
|
|
Oct 29, 2024
Q3 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
631K+ 244.78% |
$3.25M - $3.58M
|
889K
$4.5M
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
20.3K+ 6666.45% |
$104K - $115K
|
20.6K
$104K
|
|
|
Oct 28, 2024
Q3 2024
|
William Howard & CO Financial Advisors Inc
Memphis, TN |
BUY
|
- |
16.5KNew |
$84.9K - $93.5K
|
16.5K
$83.4K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
150K+ 437.26% |
$770K - $848K
|
184K
$930K
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
BUY
|
- |
610+ 4.83% |
$3.14K - $3.46K
|
13.3K
$67K
|
|
|
Oct 24, 2024
Q3 2024
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
1.13K+ 7.13% |
$5.83K - $6.42K
|
17K
$86.1K
|
|
|
Oct 24, 2024
Q3 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
82.4K+ 56.47% |
$425K - $467K
|
228K
$1.16M
|
|
|
Oct 23, 2024
Q3 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
1.44K+ 3.2% |
$7.44K - $8.19K
|
46.5K
$235K
|
|
|
Oct 23, 2024
Q3 2024
|
Allworth Financial LP
|
SELL
|
- |
-1.31K- 34.07% |
$6.75K - $7.43K
|
2.54K
$12.8K
|
|
|
Oct 23, 2024
Q3 2024
|
Merkkuri Wealth Advisors LLC
Hicksville, NY |
BUY
|
- |
10.1KNew |
$52K - $57.2K
|
10.1K
$51K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
21.4K+ 16.21% |
$110K - $122K
|
154K
$778K
|
|
|
Oct 21, 2024
Q3 2024
|
Calton & Associates, Inc.
|
BUY
|
- |
20.2K+ 572.4% |
$104K - $115K
|
23.8K
$120K
|
|
|
Oct 21, 2024
Q3 2024
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
12.2KNew |
$62.6K - $68.9K
|
12.2K
$61.5K
|
|
|
Oct 21, 2024
Q3 2024
|
Precision Wealth Strategies, LLC
|
BUY
|
- |
10KNew |
$51.5K - $56.7K
|
10K
$50.6K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-44.8K- 12.78% |
$231K - $254K
|
306K
$1.55M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.77K+ 6.09% |
$50.3K - $55.4K
|
170K
$861K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.73K+ 10.86% |
$39.8K - $43.9K
|
78.9K
$399K
|
|
|
Oct 18, 2024
Q3 2024
|
Marks Wealth, LLC
|
BUY
|
- |
10KNew |
$51.7K - $56.9K
|
10K
$50.8K
|
|
|
Oct 17, 2024
Q3 2024
|
Joule Financial, LLC
|
BUY
|
- |
6.54K+ 53.49% |
$33.7K - $37.1K
|
18.8K
$95K
|
|
|
Oct 17, 2024
Q3 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
15.1KNew |
$77.7K - $85.5K
|
15.1K
$76.3K
|
|
|
Oct 17, 2024
Q3 2024
|
Capital Investment Advisors, LLC
|
BUY
|
- |
3.68K+ 33.47% |
$19K - $20.9K
|
14.7K
$74.3K
|
|
|
Oct 16, 2024
Q3 2024
|
Naviter Wealth, LLC
|
SELL
|
- |
-3K- 5.81% |
$15.5K - $17K
|
48.7K
$246K
|
|
|
Oct 16, 2024
Q3 2024
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
14.9KNew |
$76.9K - $84.6K
|
14.9K
$75.5K
|
|
|
Oct 16, 2024
Q3 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
415+ 25.48% |
$2.14K - $2.35K
|
2.04K
$10.3K
|
|
|
Oct 15, 2024
Q3 2024
|
Prairie Sky Financial Group LLC
Westchester, IL |
BUY
|
- |
39.2KNew |
$202K - $222K
|
39.2K
$198K
|
|
|
Oct 15, 2024
Q3 2024
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
226K+ 74.62% |
$1.17M - $1.28M
|
529K
$2.68M
|
|
|
Oct 11, 2024
Q3 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
32.4KNew |
$167K - $183K
|
32.4K
$164K
|
|
|
Oct 09, 2024
Q3 2024
|
Freestate Advisors LLC
Overland Park, KS |
BUY
|
- |
13.7KNew |
$70.7K - $77.8K
|
13.7K
$69.5K
|