Latest Institutional Transactions on Oxford Lane Capital Corp. (OXLC)
This table provides information on the latest institutional transactions involving Oxford Lane Capital Corp. (OXLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Banque Transatlantique Sa
Paris, I0 |
BUY
|
- |
15.2KNew |
$65.5K - $78.7K
|
15.2K
$53.1K
|
|
|
May 15, 2025
Q1 2025
|
Cura Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
20K+ 100.0% |
$86K - $103K
|
40K
$140K
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1+ 0.02% |
$4.3 - $5.17
|
6.1K
$21.3K
|
|
|
May 14, 2025
Q1 2025
|
Accredited Wealth Management, LLC
Louisville, KY |
BUY
|
- |
1KNew |
$4.3K - $5.17K
|
1K
$3.49K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
75K+ 36.08% |
$323K - $388K
|
283K
$988K
|
|
|
May 14, 2025
Q1 2025
|
Rpg Investment Advisory, LLC
|
BUY
|
- |
19KNew |
$81.7K - $98.2K
|
19K
$66.3K
|
|
|
May 14, 2025
Q1 2025
|
Valtinson Bruner Financial Planning LLC
|
BUY
|
- |
11.7KNew |
$50.5K - $60.7K
|
11.7K
$40.9K
|
|
|
May 14, 2025
Q1 2025
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
2.25K+ 3.76% |
$9.69K - $11.7K
|
62.2K
$217K
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.07K+ 8.91% |
$4.59K - $5.52K
|
13K
$45.5K
|
|
|
May 14, 2025
Q1 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
15K+ 8.16% |
$64.4K - $77.4K
|
198K
$693K
|
|
|
May 14, 2025
Q1 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-10.7K- 48.47% |
$46K - $55.3K
|
11.4K
$39.7K
|
|
|
May 14, 2025
Q1 2025
|
K2 Principal Fund, L.P.
Toronto, A6 |
BUY
|
- |
10KNew |
$43K - $51.7K
|
10K
$34.9K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-3KClosed |
$12.9K - $15.5K
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-433K- 92.18% |
$1.86M - $2.24M
|
36.7K
$128K
|
|
|
May 13, 2025
Q1 2025
|
Summitry LLC
Foster City, CA |
BUY
|
- |
10K+ 33.33% |
$43K - $51.7K
|
40K
$140K
|
|
|
May 13, 2025
Q1 2025
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
116+ 0.69% |
$499 - $600
|
16.9K
$58.9K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
25.1K+ 835733.31% |
$108K - $130K
|
25.1K
$87.5K
|
|
|
May 13, 2025
Q1 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
15.9KNew |
$68.5K - $82.4K
|
15.9K
$55.6K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
3.41K+ 1.6% |
$14.6K - $17.6K
|
216K
$754K
|
|
|
May 13, 2025
Q1 2025
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
2.6K+ 1.98% |
$11.2K - $13.4K
|
134K
$468K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
150K+ 352.2% |
$646K - $776K
|
193K
$673K
|
|
|
May 13, 2025
Q1 2025
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
277KNew |
$1.19M - $1.43M
|
277K
$967K
|
|
|
May 13, 2025
Q1 2025
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-6.88K- 34.57% |
$29.6K - $35.5K
|
13K
$45.4K
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
950+ 8.91% |
$4.09K - $4.91K
|
11.6K
$40.5K
|
|
|
May 12, 2025
Q1 2025
|
Delphi Financial Group, Inc.
|
BUY
|
- |
151K+ 33.75% |
$647K - $778K
|
597K
$2.08M
|
|
|
May 12, 2025
Q1 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
28.3K+ 14.07% |
$122K - $147K
|
230K
$802K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
9.57K+ 41.59% |
$41.2K - $49.5K
|
32.6K
$114K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.04K- 1.23% |
$4.46K - $5.36K
|
83.1K
$290K
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-14.6K- 31.64% |
$63K - $75.7K
|
31.6K
$110K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.03K- 2.04% |
$25.9K - $31.2K
|
289K
$1.01M
|
|
|
May 08, 2025
Q1 2025
|
Arkadios Wealth Advisors
|
BUY
|
- |
969+ 7.41% |
$4.17K - $5.01K
|
14.1K
$49K
|
|
|
May 08, 2025
Q1 2025
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
5.85K+ 23.88% |
$25.2K - $30.2K
|
30.4K
$106K
|
|
|
May 08, 2025
Q1 2025
|
Cheviot Value Management, LLC
|
BUY
|
- |
4KNew |
$17.2K - $20.7K
|
4K
$14K
|
|
|
May 07, 2025
Q1 2025
|
Spectrum Wealth Counsel, LLC
Indianapolis, IN |
BUY
|
- |
385+ 51.33% |
$1.66K - $1.99K
|
1.14K
$3.96K
|
|
|
May 07, 2025
Q1 2025
|
Vantage Financial Partners, LLC
Elm Grove, WI |
BUY
|
- |
106+ 1.01% |
$456 - $548
|
10.6K
$37.1K
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
30.2K+ 48.43% |
$130K - $156K
|
92.6K
$323K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
368K+ 40.97% |
$1.58M - $1.9M
|
1.26M
$4.41M
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
BUY
|
- |
172K+ 14.46% |
$741K - $891K
|
1.36M
$4.76M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
31.4K+ 39.2% |
$135K - $163K
|
112K
$390K
|
|
|
May 06, 2025
Q1 2025
|
Assetmark, Inc
|
BUY
|
- |
1.22KNew |
$5.23K - $6.29K
|
1.22K
$4.24K
|
|
|
May 06, 2025
Q1 2025
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
136K+ 1348.8% |
$583K - $701K
|
146K
$508K
|
|
|
May 05, 2025
Q1 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
13.1K+ 71.58% |
$56.3K - $67.7K
|
31.4K
$110K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
83.9K+ 44.11% |
$361K - $434K
|
274K
$957K
|
|
|
May 05, 2025
Q1 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
374K+ 130.55% |
$1.61M - $1.93M
|
660K
$2.3M
|
|
|
May 02, 2025
Q1 2025
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
170K+ 200.68% |
$730K - $878K
|
254K
$888K
|
|
|
May 01, 2025
Q1 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-8.36K- 12.7% |
$36K - $43.2K
|
57.5K
$201K
|
|
|
May 01, 2025
Q1 2025
|
Hohimer Wealth Management, LLC
|
SELL
|
- |
-6.34K- 17.71% |
$27.3K - $32.8K
|
29.5K
$103K
|
|
|
Apr 30, 2025
Q1 2025
|
Cfo4 Life Group, LLC
|
BUY
|
- |
1.5K+ 2.09% |
$6.45K - $7.76K
|
73.4K
$256K
|
|
|
Apr 30, 2025
Q1 2025
|
M&T Bank Corp
|
BUY
|
- |
259K+ 540.78% |
$1.11M - $1.34M
|
307K
$1.07M
|
|
|
Apr 29, 2025
Q1 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-4- 0.02% |
$17.2 - $20.7
|
26.5K
$92.5K
|