Latest Institutional Transactions on Oxford Lane Capital Corp. (OXLC)
This table provides information on the latest institutional transactions involving Oxford Lane Capital Corp. (OXLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Atom Investors LP
Austin, TX |
BUY
|
- |
17.2KNew |
$82.5K - $91.4K
|
17.2K
$87.7K
|
|
|
Aug 11, 2023
Q2 2023
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-222- 1.15% |
$1.07K - $1.18K
|
19.1K
$97.2K
|
|
|
Aug 11, 2023
Q2 2023
|
Natixis
Paris, I0 |
BUY
|
- |
52+ 4.61% |
$250 - $277
|
1.18K
$6.02K
|
|
|
Aug 09, 2023
Q2 2023
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
15KNew |
$72K - $79.8K
|
15K
$76.5K
|
|
|
Aug 09, 2023
Q2 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
46.5K+ 311.73% |
$223K - $248K
|
61.5K
$313K
|
|
|
Aug 08, 2023
Q2 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
4.46KNew |
$21.4K - $23.7K
|
4.46K
$22.7K
|
|
|
Aug 07, 2023
Q2 2023
|
Roffman Miller Associates Inc
Philadelphia, PA |
BUY
|
- |
374New |
$1.8K - $1.99K
|
374
$1.91K
|
|
|
Aug 04, 2023
Q2 2023
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
10KNew |
$48K - $53.2K
|
10K
$51K
|
|
|
Aug 03, 2023
Q2 2023
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
752+ 1059.15% |
$3.61K - $4K
|
823
$4.2K
|
|
|
Aug 01, 2023
Q2 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
40KNew |
$192K - $213K
|
40K
$204K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
114K+ 979.97% |
$547K - $606K
|
125K
$640K
|
|
|
Jul 24, 2023
Q2 2023
|
Fermata Advisors, LLC
Sonoma, CA |
BUY
|
- |
25.6KNew |
$123K - $136K
|
25.6K
$131K
|
|
| Q1 2023 | |||||||
|
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-10KClosed |
$50.4K - $62.1K
|
0
$0
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
6+ 4.69% |
$30.2 - $37.3
|
134
$683
|
|
|
May 15, 2023
Q1 2023
|
Castle Knight Management LP
New York, NY |
BUY
|
- |
23K+ 31.08% |
$116K - $143K
|
97K
$495K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.28K- 99.96% |
$11.5K - $14.2K
|
1
$5.1
|
|
|
May 08, 2023
Q1 2023
|
Ground Swell Capital, LLC
Folly Beach, SC |
BUY
|
- |
10.5KNew |
$52.8K - $65.1K
|
10.5K
$53.4K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.43KNew |
$7.19K - $8.86K
|
1.43K
$7.27K
|
|
|
Apr 17, 2023
Q1 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
33.1KNew |
$167K - $206K
|
33.1K
$169K
|
|
| Q4 2022 | |||||||
|
Feb 13, 2023
Q4 2022
|
Cornerstone Advisory, LLC
|
BUY
|
- |
20KNew |
$98K - $112K
|
20K
$102K
|
|
|
Feb 10, 2023
Q4 2022
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
24.6KNew |
$121K - $138K
|
24.6K
$126K
|
|
|
Jan 26, 2023
Q4 2022
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
1KNew |
$4.9K - $5.61K
|
1K
$5.1K
|
|
|
Jan 18, 2023
Q4 2022
|
Wesbanco Bank Inc
|
BUY
|
- |
149+ 1.48% |
$730 - $836
|
10.2K
$52.1K
|
|
|
Jan 12, 2023
Q4 2022
|
Worth Asset Management, LLC
|
SELL
|
- |
-751- 83.44% |
$3.68K - $4.21K
|
149
$760
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
790New |
$3.87K - $4.43K
|
790
$4.03K
|
|
| Q3 2022 | |||||||
|
Apr 04, 2024
Q3 2022
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
SELL
|
- |
-75Closed |
$363 - $1.83K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
621+ 23.44% |
$3.01K - $15.2K
|
3.27K
$16.7K
|
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-200- 1.32% |
$968 - $4.88K
|
15K
$76.5K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-17.4K- 15.01% |
$84.2K - $425K
|
98.5K
$502K
|
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
2KNew |
$9.68K - $48.8K
|
2K
$10.2K
|
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-10- 90.91% |
$48.4 - $244
|
1
$5.1
|
|
|
Nov 03, 2022
Q3 2022
|
Spectrum Management Group, LLC
|
BUY
|
- |
750New |
$3.63K - $18.3K
|
750
$3.82K
|
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
SELL
|
- |
-2.92K- 82.53% |
$14.2K - $71.4K
|
619
$3.16K
|
|
|
Oct 20, 2022
Q3 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
22.6K+ 78.27% |
$109K - $551K
|
51.4K
$262K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
8.69KNew |
$42K - $212K
|
8.69K
$44.3K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
879+ 3.17% |
$4.88K - $6.38K
|
28.6K
$146K
|
|
|
Aug 15, 2022
Q2 2022
|
Center Book Partners LP
Greenwich, CT |
SELL
|
- |
-21.4KClosed |
$119K - $156K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
25New |
$139 - $182
|
25
$127
|
|
|
Aug 12, 2022
Q2 2022
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-27.3KClosed |
$152K - $198K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-19.8KClosed |
$110K - $144K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Capasso Planning Partners LLC
Charleston, SC |
SELL
|
- |
-20KClosed |
$111K - $145K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Geller Advisors LLC
New York, NY |
SELL
|
- |
-33.4KClosed |
$186K - $243K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-240Closed |
$1.33K - $1.74K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
3KNew |
$16.7K - $21.8K
|
3K
$15.3K
|
|
|
Aug 03, 2022
Q2 2022
|
Camden Capital, LLC
|
SELL
|
- |
-147KClosed |
$819K - $1.07M
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
600New |
$3.33K - $4.36K
|
600
$3.06K
|
|
|
Jul 22, 2022
Q2 2022
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
6.65K+ 7.75% |
$36.9K - $48.3K
|
92.5K
$472K
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
300New |
$1.67K - $2.18K
|
300
$1.53K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.94KClosed |
$10.8K - $14.1K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-151- 7.22% |
$1.06K - $1.27K
|
1.94K
$9.9K
|
|