Purchases and Sales Made in Q1 2021 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q1 2021. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 17, 2021
Q1 2021
|
Q Global Advisors, LLC
Fort Worth, TX |
BUY
|
- |
1.75MNew |
$9.63M - $12M
|
1.75M
$9.05M
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
193K+ 311.34% |
$1.06M - $1.33M
|
255K
$1.32M
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
98.2K+ 60.84% |
$540K - $675K
|
259K
$1.34M
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
62.7KNew |
$345K - $431K
|
62.7K
$324K
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
59.1KNew |
$325K - $407K
|
59.1K
$306K
|
|
May 13, 2021
Q1 2021
|
Kalos Management, Inc.
Alpharetta, GA |
BUY
|
- |
28.8K+ 199.06% |
$158K - $198K
|
43.2K
$223K
|
|
May 07, 2021
Q1 2021
|
Delphi Financial Group, Inc.
|
BUY
|
- |
26.8K+ 31.24% |
$148K - $185K
|
113K
$583K
|
|
May 17, 2021
Q1 2021
|
Bridgefront Capital, LLC
Austin, TX |
BUY
|
- |
18.4KNew |
$101K - $127K
|
18.4K
$95.2K
|
|
May 17, 2021
Q1 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
18KNew |
$99.2K - $124K
|
18K
$93.2K
|
|
May 17, 2021
Q1 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
15.2K+ 28.22% |
$83.6K - $105K
|
69.1K
$357K
|
|
Apr 09, 2021
Q1 2021
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
13.4K+ 5.32% |
$73.6K - $92.1K
|
265K
$1.37M
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
12.9K+ 82.03% |
$71.1K - $88.9K
|
28.7K
$148K
|
|
May 17, 2021
Q1 2021
|
Dcm Advisors, LLC
New York, NY |
BUY
|
- |
11.5K+ 11.77% |
$63.3K - $79.1K
|
109K
$565K
|
|
May 14, 2021
Q1 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
11.3KNew |
$62.2K - $77.7K
|
11.3K
$58.4K
|
|
May 17, 2021
Q1 2021
|
Enstar Group LTD
Hamilton, D0 |
BUY
|
- |
7.02K+ 1.14% |
$38.6K - $48.3K
|
624K
$3.23M
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.23K+ 2.66% |
$34.3K - $42.9K
|
241K
$1.24M
|
|
Apr 26, 2021
Q1 2021
|
Wedbush Securities Inc
|
BUY
|
- |
5.82K+ 7.29% |
$32K - $40K
|
85.6K
$443K
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
5.44KNew |
$29.9K - $37.4K
|
5.44K
$28.1K
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.03KNew |
$11.2K - $14K
|
2.03K
$10.5K
|
|
May 17, 2021
Q1 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
2KNew |
$11K - $13.8K
|
2K
$10.3K
|
|
May 05, 2021
Q1 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
1.27K+ 50.84% |
$6.99K - $8.74K
|
3.77K
$19.5K
|
|
Apr 26, 2021
Q1 2021
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
1KNew |
$5.5K - $6.88K
|
1K
$5.17K
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
339+ 2.49% |
$1.86K - $2.33K
|
14K
$72.2K
|
|
Apr 28, 2021
Q1 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
17+ 3.36% |
$93.5 - $117
|
523
$2.7K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-55Closed |
$303 - $378
|
0
$0
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-100Closed |
$550 - $688
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-103- 0.53% |
$567 - $709
|
19.4K
$100K
|
|
Apr 12, 2021
Q1 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-300Closed |
$1.65K - $2.06K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-516- 2.31% |
$2.84K - $3.55K
|
21.8K
$113K
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-575- 8.44% |
$3.16K - $3.96K
|
6.24K
$32.2K
|
|
May 13, 2021
Q1 2021
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-650- 1.21% |
$3.58K - $4.47K
|
53.1K
$274K
|
|
May 13, 2021
Q1 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-971- 1.79% |
$5.34K - $6.68K
|
53.1K
$275K
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-2KClosed |
$11K - $13.8K
|
0
$0
|
|
Apr 21, 2021
Q1 2021
|
Hc Financial Advisors Inc
|
SELL
|
- |
-2.5KClosed |
$13.8K - $17.2K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
O'Brien Greene & Co. Inc
Media, PA |
SELL
|
- |
-10KClosed |
$55K - $68.8K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Summitry LLC
Foster City, CA |
SELL
|
- |
-10KClosed |
$55K - $68.8K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-12.3KClosed |
$67.7K - $84.6K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-14.7KClosed |
$80.7K - $101K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Delta Investment Management, LLC
|
SELL
|
- |
-15.5KClosed |
$85K - $106K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-18.5KClosed |
$102K - $127K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-18.5KClosed |
$102K - $128K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-18.8K- 7.67% |
$103K - $129K
|
226K
$1.17M
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-20.8KClosed |
$114K - $143K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-25.6KClosed |
$141K - $176K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-39.4KClosed |
$217K - $271K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-44.1K- 21.48% |
$243K - $304K
|
161K
$834K
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-91.9KClosed |
$505K - $632K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-96K- 55.31% |
$528K - $661K
|
77.6K
$401K
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-224KClosed |
$1.23M - $1.54M
|
0
$0
|