Purchases and Sales Made in Q1 2022 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q1 2022. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
525K+ 85.55% |
$3.67M - $4.4M
|
1.14M
$5.76M
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
121KNew |
$848K - $1.02M
|
121K
$613K
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
112KNew |
$786K - $942K
|
112K
$568K
|
|
May 05, 2022
Q1 2022
|
Delphi Financial Group, Inc.
|
BUY
|
- |
95.1K+ 36.47% |
$666K - $798K
|
356K
$1.8M
|
|
May 06, 2022
Q1 2022
|
Camden Capital, LLC
|
BUY
|
- |
69.2K+ 88.32% |
$484K - $580K
|
147K
$746K
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
BUY
|
- |
62.8K+ 85.41% |
$440K - $527K
|
136K
$690K
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
47.1K+ 18.08% |
$330K - $395K
|
308K
$1.56M
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
43.3K+ 16.99% |
$303K - $363K
|
298K
$1.51M
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
40K+ 199.73% |
$280K - $336K
|
60K
$304K
|
|
May 16, 2022
Q1 2022
|
Bbr Partners, LLC
New York, NY |
BUY
|
- |
27.3KNew |
$191K - $229K
|
27.3K
$138K
|
|
May 16, 2022
Q1 2022
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
25.7KNew |
$180K - $216K
|
25.7K
$130K
|
|
Apr 29, 2022
Q1 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
25.5KNew |
$178K - $214K
|
25.5K
$129K
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
22.2K+ 126.28% |
$155K - $186K
|
39.8K
$201K
|
|
May 16, 2022
Q1 2022
|
Center Book Partners LP
Greenwich, CT |
BUY
|
- |
21.4KNew |
$150K - $180K
|
21.4K
$108K
|
|
May 16, 2022
Q1 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
20.3KNew |
$142K - $170K
|
20.3K
$103K
|
|
May 16, 2022
Q1 2022
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
20.1KNew |
$141K - $169K
|
20.1K
$102K
|
|
May 16, 2022
Q1 2022
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
20KNew |
$140K - $168K
|
20K
$101K
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
19.8KNew |
$138K - $166K
|
19.8K
$100K
|
|
May 12, 2022
Q1 2022
|
Tompkins Financial Corp
|
BUY
|
- |
16KNew |
$112K - $134K
|
16K
$81K
|
|
May 16, 2022
Q1 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
15.5K+ 11.21% |
$109K - $130K
|
154K
$780K
|
|
May 16, 2022
Q1 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
15KNew |
$105K - $126K
|
15K
$75.9K
|
|
Apr 11, 2022
Q1 2022
|
Sage Capital Advisors,Llc
|
BUY
|
- |
12.7K+ 57.41% |
$88.6K - $106K
|
34.7K
$176K
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
12.2K+ 55.49% |
$85.2K - $102K
|
34.1K
$172K
|
|
May 17, 2022
Q1 2022
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
10KNew |
$70K - $83.9K
|
10K
$50.6K
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.75K+ 42.76% |
$68.2K - $81.8K
|
32.5K
$165K
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
7.97K+ 18.56% |
$55.8K - $66.9K
|
50.9K
$258K
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
7.2KNew |
$50.4K - $60.4K
|
7.2K
$36.4K
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.33K+ 81.78% |
$37.3K - $44.7K
|
11.8K
$59.9K
|
|
May 09, 2022
Q1 2022
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
5K+ 33.33% |
$35K - $42K
|
20K
$101K
|
|
May 16, 2022
Q1 2022
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
4K+ 25.81% |
$28K - $33.6K
|
19.5K
$98.7K
|
|
Apr 22, 2022
Q1 2022
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
3.86K+ 4.7% |
$27K - $32.3K
|
85.9K
$435K
|
|
May 02, 2022
Q1 2022
|
Hudock, Inc.
|
BUY
|
- |
2.92K+ 472.37% |
$20.5K - $24.5K
|
3.54K
$17.9K
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.9K+ 10.08% |
$20.3K - $24.3K
|
31.6K
$160K
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
1.94KNew |
$13.6K - $16.3K
|
1.94K
$9.82K
|
|
May 13, 2022
Q1 2022
|
Worth Asset Management, LLC
|
BUY
|
- |
1.25KNew |
$8.75K - $10.5K
|
1.25K
$6.32K
|
|
May 16, 2022
Q1 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
811+ 2.2% |
$5.68K - $6.8K
|
37.7K
$191K
|
|
Oct 13, 2022
Q1 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
811+ 2.2% |
$5.68K - $6.8K
|
37.7K
$191K
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
500+ 2.09% |
$3.5K - $4.2K
|
24.4K
$124K
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
269+ 0.5% |
$1.88K - $2.26K
|
53.8K
$272K
|
|
May 12, 2022
Q1 2022
|
Citigroup Inc
|
BUY
|
- |
240New |
$1.68K - $2.01K
|
240
$1.21K
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
219+ 21900.0% |
$1.53K - $1.84K
|
220
$1.11K
|
|
Apr 21, 2022
Q1 2022
|
Cordasco Financial Network
|
BUY
|
- |
156New |
$1.09K - $1.31K
|
156
$789
|
|
Apr 11, 2022
Q1 2022
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
129+ 0.04% |
$903 - $1.08K
|
289K
$1.46M
|
|
Apr 28, 2022
Q1 2022
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
125New |
$875 - $1.05K
|
125
$633
|
|
May 06, 2022
Q1 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
115+ 1.02% |
$805 - $965
|
11.4K
$57.8K
|
|
May 10, 2022
Q1 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
91+ 0.46% |
$637 - $763
|
19.8K
$100K
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
41New |
$287 - $344
|
41
$207
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-151- 7.22% |
$1.06K - $1.27K
|
1.94K
$9.82K
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.87K- 5.4% |
$13.1K - $15.6K
|
32.7K
$165K
|