Purchases and Sales Made in Q2 2023 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q2 2023. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2024
Q2 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
10+ 4.24% |
$48 - $53.2
|
246
$1.24K
|
|
|
Jul 14, 2023
Q2 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 4.08% |
$9.6 - $10.6
|
51
$258
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-50- 0.1% |
$240 - $266
|
51.5K
$261K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-137- 1.27% |
$658 - $729
|
10.7K
$54K
|
|
|
Aug 14, 2023
Q2 2023
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-142- 0.72% |
$682 - $755
|
19.6K
$99.3K
|
|
|
Jul 10, 2023
Q2 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-168- 0.28% |
$806 - $894
|
59.9K
$303K
|
|
|
Aug 11, 2023
Q2 2023
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-222- 1.15% |
$1.07K - $1.18K
|
19.1K
$96.4K
|
|
|
Aug 11, 2023
Q2 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-475- 0.69% |
$2.28K - $2.53K
|
67.9K
$344K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.17K- 12.76% |
$5.6K - $6.21K
|
7.98K
$40.4K
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.47K- 6.92% |
$7.07K - $7.83K
|
19.8K
$100K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.98K- 2.94% |
$9.52K - $10.5K
|
65.6K
$332K
|
|
|
Jul 21, 2023
Q2 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2K- 13.39% |
$9.6K - $10.6K
|
12.9K
$65.5K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.06K- 2.75% |
$9.9K - $11K
|
72.9K
$369K
|
|
|
Aug 14, 2023
Q2 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-2.64K- 19.8% |
$12.7K - $14K
|
10.7K
$54K
|
|
|
Aug 14, 2023
Q2 2023
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-4.24K- 14.97% |
$20.4K - $22.6K
|
24.1K
$122K
|
|
|
Aug 15, 2023
Q2 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-5.01K- 84.42% |
$24.1K - $26.7K
|
925
$4.68K
|
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-9.66K- 8.07% |
$46.4K - $51.4K
|
110K
$557K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-12.4K- 8.25% |
$59.7K - $66.2K
|
138K
$700K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-36.5K- 59.32% |
$175K - $194K
|
25.1K
$127K
|
|
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-54.1KClosed |
$260K - $288K
|
0
$0
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-282K- 46.79% |
$1.35M - $1.5M
|
321K
$1.62M
|
|
|
Oct 21, 2024
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-326K- 81.97% |
$1.56M - $1.73M
|
71.7K
$363K
|
|
|
Aug 14, 2023
Q2 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-1.29M- 47.69% |
$6.2M - $6.87M
|
1.42M
$7.17M
|