Purchases and Sales Made in Q3 2022 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q3 2022. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
186K+ 11.97% |
$900K - $4.54M
|
1.74M
$9.13M
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
98.7K+ 31.99% |
$478K - $2.41M
|
407K
$2.14M
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
83.3K+ 37.93% |
$403K - $2.03M
|
303K
$1.59M
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
65.4KNew |
$316K - $1.6M
|
65.4K
$343K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
62.9K+ 126.15% |
$304K - $1.53M
|
113K
$592K
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
58.6K+ 170.02% |
$284K - $1.43M
|
93.1K
$489K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
37.5K+ 13.08% |
$182K - $916K
|
324K
$1.7M
|
|
Nov 07, 2022
Q3 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
33.6KNew |
$163K - $820K
|
33.6K
$176K
|
|
Oct 17, 2022
Q3 2022
|
Sage Capital Advisors,Llc
|
BUY
|
- |
24.2K+ 65.53% |
$117K - $591K
|
61.2K
$321K
|
|
Oct 20, 2022
Q3 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
22.6K+ 78.27% |
$109K - $551K
|
51.4K
$270K
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
22.4KNew |
$109K - $547K
|
22.4K
$118K
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
21.8K+ 37.27% |
$105K - $532K
|
80.2K
$421K
|
|
Nov 14, 2022
Q3 2022
|
Natixis
Paris, I0 |
BUY
|
- |
17.1KNew |
$82.8K - $417K
|
17.1K
$89.8K
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
16.5K+ 32.62% |
$79.7K - $402K
|
66.9K
$351K
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
14.9KNew |
$72.2K - $364K
|
14.9K
$78.4K
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
13.7KNew |
$66.3K - $334K
|
13.7K
$71.9K
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
12KNew |
$58.3K - $294K
|
12K
$63.3K
|
|
Nov 14, 2022
Q3 2022
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
11.8KNew |
$57.2K - $289K
|
11.8K
$62.1K
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
10.8KNew |
$52.2K - $263K
|
10.8K
$56.6K
|
|
Oct 13, 2022
Q3 2022
|
Wesbanco Bank Inc
|
BUY
|
- |
10.1KNew |
$48.7K - $246K
|
10.1K
$52.8K
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
8.69KNew |
$42K - $212K
|
8.69K
$45.6K
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.51K+ 18.61% |
$36.3K - $183K
|
47.9K
$251K
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.87K+ 44.67% |
$33.3K - $168K
|
22.3K
$117K
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
6.7K+ 16.6% |
$32.4K - $163K
|
47K
$247K
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.34K+ 1.56% |
$30.7K - $155K
|
412K
$2.16M
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
6.04K+ 30.57% |
$29.2K - $147K
|
25.8K
$135K
|
|
Nov 09, 2022
Q3 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
4.55K+ 6.48% |
$22K - $111K
|
74.7K
$392K
|
|
Oct 21, 2022
Q3 2022
|
Beacon Financial Advisory LLC
|
BUY
|
- |
3.47K+ 30.51% |
$16.8K - $84.7K
|
14.8K
$78K
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.3K+ 7.26% |
$16K - $80.6K
|
48.7K
$256K
|
|
Oct 21, 2022
Q3 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
2.41K+ 4.68% |
$11.7K - $58.8K
|
53.9K
$283K
|
|
Oct 11, 2022
Q3 2022
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
2.3K+ 0.76% |
$11.2K - $56.2K
|
306K
$1.61M
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
2.13K+ 14.64% |
$10.3K - $52.1K
|
16.7K
$87.7K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.09KNew |
$10.1K - $51.1K
|
2.09K
$11K
|
|
Nov 14, 2022
Q3 2022
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
2K+ 16.67% |
$9.68K - $48.8K
|
14K
$73.5K
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
2KNew |
$9.68K - $48.8K
|
2K
$10.5K
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.5KNew |
$7.26K - $36.6K
|
1.5K
$7.88K
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.21K+ 3.84% |
$5.87K - $29.6K
|
32.8K
$172K
|
|
Nov 10, 2022
Q3 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
1.15K+ 2.87% |
$5.54K - $27.9K
|
41K
$216K
|
|
Nov 03, 2022
Q3 2022
|
Spectrum Management Group, LLC
|
BUY
|
- |
750New |
$3.63K - $18.3K
|
750
$3.94K
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
621+ 23.44% |
$3.01K - $15.2K
|
3.27K
$17.2K
|
|
Nov 02, 2022
Q3 2022
|
Waddell & Associates, LLC
|
BUY
|
- |
489+ 3.75% |
$2.37K - $11.9K
|
13.5K
$71.1K
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
461+ 4.08% |
$2.23K - $11.3K
|
11.8K
$61.7K
|
|
Nov 02, 2022
Q3 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
236+ 2.03% |
$1.14K - $5.76K
|
11.9K
$62.2K
|
|
Oct 04, 2022
Q3 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 4.65% |
$9.68 - $48.8
|
45
$236
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-10- 90.91% |
$48.4 - $244
|
1
$5.25
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-35- 1.72% |
$169 - $854
|
2K
$10.5K
|
|
Apr 04, 2024
Q3 2022
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
SELL
|
- |
-75Closed |
$363 - $1.83K
|
0
$0
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-200- 1.32% |
$968 - $4.88K
|
15K
$78.8K
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-726- 3.03% |
$3.51K - $17.7K
|
23.2K
$122K
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-1.5K- 5.89% |
$7.26K - $36.6K
|
24K
$126K
|