Purchases and Sales Made in Q4 2021 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q4 2021. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
340KNew |
$2.48M - $2.87M
|
340K
$1.72M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
272K+ 28.73% |
$1.98M - $2.29M
|
1.22M
$6.17M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
118K+ 503.86% |
$856K - $990K
|
141K
$713K
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
115KNew |
$836K - $967K
|
115K
$581K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
83K+ 48.39% |
$604K - $699K
|
255K
$1.29M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
65.7K+ 17.24% |
$478K - $553K
|
447K
$2.26M
|
|
|
Jan 25, 2022
Q4 2021
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
42.9KNew |
$312K - $361K
|
42.9K
$217K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
41.1K+ 50.38% |
$299K - $346K
|
123K
$620K
|
|
|
Feb 15, 2022
Q4 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
31.6K+ 1.57% |
$230K - $266K
|
2.04M
$10.3M
|
|
|
Jan 31, 2022
Q4 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
30.8KNew |
$224K - $259K
|
30.8K
$156K
|
|
|
Feb 14, 2022
Q4 2021
|
Camden Capital, LLC
|
BUY
|
- |
25.3K+ 47.76% |
$184K - $213K
|
78.3K
$396K
|
|
|
Jan 20, 2022
Q4 2021
|
Sage Capital Advisors,Llc
|
BUY
|
- |
22.1KNew |
$161K - $186K
|
22.1K
$112K
|
|
|
Feb 10, 2022
Q4 2021
|
Summitry LLC
Foster City, CA |
BUY
|
- |
20KNew |
$146K - $168K
|
20K
$101K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
19.9K+ 7.55% |
$145K - $167K
|
283K
$1.43M
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
19.7KNew |
$143K - $166K
|
19.7K
$99.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.5K+ 130.0% |
$142K - $164K
|
34.6K
$175K
|
|
|
Feb 14, 2022
Q4 2021
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
16.9K+ 31.89% |
$123K - $142K
|
69.7K
$353K
|
|
|
Feb 14, 2022
Q4 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
16.3K+ 16.48% |
$118K - $137K
|
115K
$581K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
15.7K+ 34.29% |
$115K - $133K
|
61.7K
$312K
|
|
|
Feb 17, 2022
Q4 2021
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
15KNew |
$109K - $126K
|
15K
$75.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
11.9KNew |
$87K - $101K
|
11.9K
$60.4K
|
|
|
Jan 20, 2022
Q4 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
10.3K+ 98.25% |
$75.1K - $86.9K
|
20.8K
$105K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.1K+ 79.87% |
$73.7K - $85.2K
|
22.8K
$115K
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$72.8K - $84.2K
|
10K
$50.6K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
9.94K+ 26.74% |
$72.4K - $83.7K
|
47.1K
$238K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
7.51K+ 52.15% |
$54.7K - $63.3K
|
21.9K
$111K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
6.69K+ 30.35% |
$48.7K - $56.3K
|
28.7K
$145K
|
|
|
Jan 12, 2022
Q4 2021
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
5.18K+ 1.83% |
$37.7K - $43.6K
|
289K
$1.46M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
5.15KNew |
$37.5K - $43.4K
|
5.15K
$26.1K
|
|
|
Feb 03, 2022
Q4 2021
|
Kalos Management, Inc.
Alpharetta, GA |
BUY
|
- |
3.89K+ 9.0% |
$28.3K - $32.7K
|
47.1K
$238K
|
|
|
Feb 15, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
3.28K+ 9.76% |
$23.9K - $27.6K
|
36.9K
$187K
|
|
|
Oct 13, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
3.28K+ 9.76% |
$23.9K - $27.6K
|
36.9K
$187K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.95K+ 42.79% |
$14.2K - $16.4K
|
6.51K
$33K
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
1.6K+ 1.16% |
$11.6K - $13.5K
|
140K
$708K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
948+ 1.31% |
$6.9K - $7.98K
|
73.5K
$372K
|
|
|
Jan 19, 2022
Q4 2021
|
Hudock, Inc.
|
BUY
|
- |
619New |
$4.51K - $5.21K
|
619
$3.13K
|
|
|
Feb 03, 2022
Q4 2021
|
Spectrum Management Group, LLC
|
BUY
|
- |
600New |
$4.37K - $5.05K
|
600
$3.04K
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
10+ 1000.0% |
$72.8 - $84.2
|
11
$55.7
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-5- 0.03% |
$36.4 - $42.1
|
17.6K
$88.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-67- 0.28% |
$488 - $564
|
23.9K
$121K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-199- 99.5% |
$1.45K - $1.68K
|
1
$5.06
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-554Closed |
$4.03K - $4.66K
|
0
$0
|
|
|
Jan 11, 2022
Q4 2021
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1KClosed |
$7.28K - $8.42K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-1.5KClosed |
$10.9K - $12.6K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-4.22KClosed |
$30.7K - $35.5K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Delphi Financial Group, Inc.
|
SELL
|
- |
-4.86K- 1.83% |
$35.4K - $40.9K
|
261K
$1.32M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.44KClosed |
$39.6K - $45.8K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.32K- 10.56% |
$46K - $53.2K
|
53.6K
$271K
|