Purchases and Sales Made in Q1 2023 in High Income Securities Fund (PCF)
This table provides information about the institutional ownership of High Income Securities Fund (PCF) during Q1 2023. The information is specifically focused on institutions that hold shares of HIGH INCOME SECURITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 01, 2023
Q1 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
24.6KNew |
$152K - $174K
|
24.6K
$165K
|
|
|
May 15, 2023
Q1 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
23.7KNew |
$147K - $168K
|
23.7K
$159K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
23.5K+ 101.74% |
$146K - $166K
|
46.7K
$313K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
22.3K+ 14.73% |
$138K - $157K
|
173K
$1.16M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
20.4KNew |
$126K - $144K
|
20.4K
$137K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
17.4K+ 9.88% |
$108K - $123K
|
193K
$1.29M
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
15.7KNew |
$97.1K - $111K
|
15.7K
$105K
|
|
|
Apr 19, 2023
Q1 2023
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
12.5K+ 71.43% |
$77.5K - $88.4K
|
30K
$201K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
12.1K+ 5.42% |
$74.9K - $85.4K
|
235K
$1.57M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.61K+ 6.19% |
$28.6K - $32.6K
|
79.1K
$530K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3K+ 0.34% |
$18.6K - $21.2K
|
897K
$6.01M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2K+ 17.86% |
$12.4K - $14.1K
|
13.2K
$88.4K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
942+ 5.03% |
$5.84K - $6.66K
|
19.7K
$132K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
789+ 23.13% |
$4.89K - $5.58K
|
4.2K
$28.1K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
414+ 0.43% |
$2.57K - $2.93K
|
97.6K
$654K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
107+ 1.44% |
$663 - $756
|
7.53K
$50.4K
|
|
|
May 05, 2023
Q1 2023
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
98+ 2.72% |
$608 - $693
|
3.7K
$24.8K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
47+ 0.44% |
$291 - $332
|
10.7K
$71.9K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
37+ 0.12% |
$229 - $262
|
31.4K
$210K
|
|
|
Apr 12, 2023
Q1 2023
|
Piershale Financial Group, Inc.
|
BUY
|
- |
18+ 1.8% |
$112 - $127
|
1.02K
$6.82K
|
|
|
Apr 20, 2023
Q1 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
11+ 0.04% |
$68.2 - $77.8
|
30.1K
$202K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1New |
$6.2 - $7.07
|
1
$6.7
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-47- 0.44% |
$291 - $332
|
10.7K
$71.6K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-51- 0.47% |
$316 - $361
|
10.7K
$71.9K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-731- 0.5% |
$4.53K - $5.17K
|
146K
$981K
|
|
|
May 08, 2023
Q1 2023
|
L.M. Kohn & Company
|
SELL
|
- |
-1.12K- 5.16% |
$6.97K - $7.95K
|
20.6K
$138K
|
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.86K- 4.49% |
$11.5K - $13.1K
|
39.5K
$264K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.5K- 2.0% |
$15.5K - $17.7K
|
122K
$819K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-9.43K- 4.96% |
$58.5K - $66.7K
|
181K
$1.21M
|
|
|
Apr 20, 2023
Q1 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
SELL
|
- |
-12.2K- 29.54% |
$75.5K - $86.1K
|
29.1K
$195K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-22.8K- 39.91% |
$141K - $161K
|
34.4K
$230K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-25.8K- 26.78% |
$160K - $183K
|
70.6K
$473K
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-26.7K- 68.68% |
$165K - $189K
|
12.2K
$81.6K
|