Latest Institutional Sells of High Income Securities Fund (PCF)
This list provides information on the latest institutional transactions involving High Income Securities Fund (PCF) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-46.5K- 3.07% |
$293K - $302K
|
1.47M
$9.22M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-20K- 63.91% |
$126K - $130K
|
11.3K
$71K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-7.38K- 59.7% |
$46.6K - $47.9K
|
4.98K
$31.3K
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
SELL
|
- |
-2.48K- 17.96% |
$15.7K - $16.1K
|
11.4K
$71.3K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.4K- 1.71% |
$8.83K - $9.09K
|
80.7K
$507K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-878- 0.72% |
$5.54K - $5.7K
|
122K
$764K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-851- 2.14% |
$5.37K - $5.52K
|
38.9K
$245K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-727- 5.28% |
$4.59K - $4.72K
|
13K
$81.8K
|
|
|
Oct 24, 2025
Q3 2025
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-76- 0.21% |
$480 - $493
|
35.3K
$222K
|
|
| Q2 2025 | |||||||
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.99K- 13.51% |
$11.7K - $13.1K
|
12.7K
$79.8K
|
|
|
Jul 17, 2025
Q2 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-924- 2.92% |
$5.46K - $6.12K
|
30.7K
$193K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-21- 0.96% |
$124 - $139
|
2.18K
$13.7K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-16- 24.62% |
$94.6 - $106
|
49
$308
|
|
| Q1 2025 | |||||||
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.23K- 64.96% |
$14.5K - $15.3K
|
1.2K
$7.54K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-2.17K- 20.36% |
$14.1K - $14.9K
|
8.5K
$53.4K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.93K- 11.26% |
$12.5K - $13.2K
|
15.2K
$95.4K
|
|
|
Apr 30, 2025
Q1 2025
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-439- 1.74% |
$2.86K - $3.01K
|
24.7K
$155K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-44- 0.41% |
$286 - $302
|
10.7K
$66.9K
|
|
| Q4 2024 | |||||||
|
Feb 13, 2025
Q4 2024
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-810K- 90.11% |
$5.14M - $5.57M
|
88.9K
$558K
|
|
|
Feb 13, 2025
Q4 2024
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-525K- 83.62% |
$3.33M - $3.6M
|
103K
$645K
|
|
|
Feb 14, 2025
Q4 2024
|
Hunting Hill Global Capital, LLC
New York, NY |
SELL
|
- |
-126K- 89.82% |
$802K - $868K
|
14.3K
$89.9K
|
|
|
Feb 14, 2025
Q4 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-113K- 91.61% |
$717K - $776K
|
10.4K
$65K
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-11.1K- 89.81% |
$70.7K - $76.5K
|
1.26K
$7.93K
|
|
|
Feb 13, 2025
Q4 2024
|
Winmill & Co. Inc
Millbrook, NY |
SELL
|
- |
-5.84K- 89.82% |
$37.1K - $40.1K
|
662
$4.16K
|
|
| Q3 2024 | |||||||
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.7K- 14.88% |
$184K - $198K
|
164K
$1.03M
|
|
|
Oct 10, 2024
Q3 2024
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-15K- 42.86% |
$96.2K - $103K
|
20K
$126K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.16K- 4.68% |
$20.3K - $21.8K
|
64.4K
$404K
|
|
| Q1 2024 | |||||||
|
Apr 24, 2024
Q1 2024
|
Detalus Advisors, LLC
|
SELL
|
- |
-2K- 16.2% |
$12.7K - $13.9K
|
10.3K
$64.9K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-8.15K- 26.26% |
$46.6K - $54K
|
22.9K
$144K
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
SELL
|
- |
-6.02K- 25.14% |
$34.4K - $39.9K
|
17.9K
$113K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4K- 28.02% |
$22.9K - $26.5K
|
10.3K
$64.5K
|
|
| Q2 2023 | |||||||
|
Jul 21, 2023
Q2 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-974- 6.22% |
$5.93K - $6.52K
|
14.7K
$92.2K
|
|
| Q1 2023 | |||||||
|
Dec 08, 2025
Q1 2023
|
Nwf Advisory Services Inc.
Los Angeles, CA |
SELL
|
- |
-3.7K- 22.16% |
$22.9K - $26.2K
|
13K
$81.6K
|
|
| Q3 2022 | |||||||
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-341- 18.52% |
$2.21K - $2.68K
|
1.5K
$9.42K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-26.9KClosed |
$193K - $218K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-31.5KClosed |
$240K - $279K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-14.7KClosed |
$112K - $130K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-34.1KClosed |
$286K - $317K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-11.6KClosed |
$97.5K - $108K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3KClosed |
$25.2K - $27.9K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-796Closed |
$7K - $7.92K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.15KClosed |
$9.55K - $10.4K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-260Closed |
$2.16K - $2.35K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-68.4KClosed |
$497K - $615K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.2KClosed |
$17K - $19K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Knuff & CO LLC
Foster City, CA |
SELL
|
- |
-1.56KClosed |
$12.1K - $13.5K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 05, 2020
Q2 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-65.2KClosed |
$385K - $514K
|
0
$0
|
|
|
Jul 28, 2020
Q2 2020
|
Matisse Capital
|
SELL
|
- |
-38.5KClosed |
$228K - $304K
|
0
$0
|
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.8K- 85.71% |
$10.6K - $14.2K
|
300
$1.88K
|
|
|
Jul 10, 2020
Q2 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-100- 8.33% |
$591 - $789
|
1.1K
$6.91K
|
|