Latest Institutional Transactions on High Income Securities Fund (PCF)
This table provides information on the latest institutional transactions involving High Income Securities Fund (PCF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.71K+ 1.94% |
$57.4K - $64.3K
|
509K
$3.26M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-4.51K- 26.72% |
$26.6K - $29.8K
|
12.4K
$79.3K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.9K- 5.63% |
$29K - $32.4K
|
82.1K
$526K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
902+ 2.25% |
$5.33K - $5.97K
|
40.9K
$262K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
9+ 6.25% |
$53.2 - $59.6
|
153
$981
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
143+ 0.96% |
$845 - $947
|
15.1K
$96.5K
|
|
|
Aug 14, 2025
Q2 2025
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
10.7KNew |
$63.3K - $70.9K
|
10.7K
$68.6K
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
31.3KNew |
$185K - $207K
|
31.3K
$201K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
53K+ 18.46% |
$313K - $351K
|
340K
$2.18M
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
131New |
$774 - $867
|
131
$840
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
495+ 1.3% |
$2.93K - $3.28K
|
38.4K
$246K
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-96.2K- 26.95% |
$569K - $637K
|
261K
$1.67M
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-16- 24.62% |
$94.6 - $106
|
49
$314
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-75K- 4.72% |
$443K - $496K
|
1.51M
$9.71M
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
5.95K+ 5.1% |
$35.1K - $39.4K
|
123K
$786K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
13.8KNew |
$81.3K - $91.1K
|
13.8K
$88.2K
|
|
|
Aug 11, 2025
Q2 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-114- 23.17% |
$674 - $755
|
378
$2.42K
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
6.86K+ 15.82% |
$40.5K - $45.4K
|
50.2K
$322K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.5K- 5.2% |
$8.88K - $9.94K
|
27.4K
$176K
|
|
|
Aug 07, 2025
Q2 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
46.5K+ 185.55% |
$275K - $308K
|
71.6K
$459K
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
28.5KNew |
$168K - $189K
|
28.5K
$183K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.99K- 13.51% |
$11.7K - $13.1K
|
12.7K
$81.5K
|
|
|
Jul 28, 2025
Q2 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.02K+ 2.06% |
$6.03K - $6.76K
|
50.6K
$325K
|
|
|
Jul 25, 2025
Q2 2025
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-26- 0.07% |
$154 - $172
|
35.4K
$227K
|
|
|
Jul 22, 2025
Q2 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
435+ 2.57% |
$2.57K - $2.88K
|
17.4K
$111K
|
|
|
Jul 21, 2025
Q2 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
SELL
|
- |
-132M- 99.98% |
$781M - $874M
|
27.6K
$177K
|
|
|
Jul 17, 2025
Q2 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-924- 2.92% |
$5.46K - $6.12K
|
30.7K
$197K
|
|
|
Jul 11, 2025
Q2 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-206- 0.7% |
$1.22K - $1.36K
|
29.1K
$187K
|
|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
1.57K+ 4.11% |
$9.28K - $10.4K
|
39.8K
$255K
|
|
| Q1 2025 | |||||||
|
Aug 12, 2025
Q1 2025
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
16.5KNew |
$107K - $113K
|
16.5K
$106K
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-324- 12.85% |
$2.11K - $2.22K
|
2.2K
$14.1K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
27.6KNew |
$180K - $189K
|
27.6K
$177K
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
BUY
|
- |
102+ 268.42% |
$664 - $700
|
140
$897
|
|
|
May 14, 2025
Q1 2025
|
K2 Principal Fund, L.P.
Toronto, A6 |
BUY
|
- |
16.7KNew |
$109K - $115K
|
16.7K
$107K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.93K- 11.26% |
$12.5K - $13.2K
|
15.2K
$97.3K
|
|
|
May 13, 2025
Q1 2025
|
Coldstream Capital Management Inc
|
BUY
|
- |
444New |
$2.89K - $3.05K
|
444
$2.85K
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.23K- 64.96% |
$14.5K - $15.3K
|
1.2K
$7.69K
|
|
|
May 09, 2025
Q1 2025
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
120+ 2.66% |
$781 - $823
|
4.63K
$29.7K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-44- 0.41% |
$286 - $302
|
10.7K
$68.3K
|
|
|
Apr 30, 2025
Q1 2025
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-439- 1.74% |
$2.86K - $3.01K
|
24.7K
$158K
|
|
|
Apr 21, 2025
Q1 2025
|
L.M. Kohn & Company
|
BUY
|
- |
13.8KNew |
$89.9K - $94.8K
|
13.8K
$88.6K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-2.17K- 20.36% |
$14.1K - $14.9K
|
8.5K
$54.5K
|
|
| Q4 2024 | |||||||
|
Feb 28, 2025
Q4 2024
|
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL |
BUY
|
- |
12.3KNew |
$78K - $84.4K
|
12.3K
$78.8K
|
|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
704New |
$4.47K - $4.84K
|
704
$4.51K
|
|
|
Feb 14, 2025
Q4 2024
|
Hunting Hill Global Capital, LLC
New York, NY |
SELL
|
- |
-126K- 89.82% |
$802K - $868K
|
14.3K
$91.8K
|
|
|
Feb 14, 2025
Q4 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
30.5KNew |
$194K - $210K
|
30.5K
$196K
|
|
|
Feb 14, 2025
Q4 2024
|
Cf Capital LLC
Cohasset, MA |
BUY
|
- |
33.6KNew |
$213K - $231K
|
33.6K
$215K
|
|
|
Feb 14, 2025
Q4 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-113K- 91.61% |
$717K - $776K
|
10.4K
$66.4K
|
|
|
Feb 13, 2025
Q4 2024
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-810K- 90.11% |
$5.14M - $5.57M
|
88.9K
$570K
|
|