Latest Institutional Transactions on High Income Securities Fund (PCF)
This table provides information on the latest institutional transactions involving High Income Securities Fund (PCF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.4K- 1.71% |
$8.83K - $9.09K
|
80.7K
$507K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
54.2K+ 15.92% |
$342K - $352K
|
394K
$2.48M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.79K+ 17.5% |
$30.3K - $31.1K
|
32.2K
$202K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
21.6K+ 4.24% |
$136K - $140K
|
531K
$3.33M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.62K+ 13.3% |
$48.1K - $49.5K
|
64.9K
$408K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
249+ 0.61% |
$1.57K - $1.62K
|
41.2K
$259K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-7.38K- 59.7% |
$46.6K - $47.9K
|
4.98K
$31.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
7.78K+ 2.98% |
$49.1K - $50.5K
|
268K
$1.69M
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.52K+ 5.2% |
$9.57K - $9.84K
|
30.7K
$193K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-20K- 63.91% |
$126K - $130K
|
11.3K
$71K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.04K+ 2.06% |
$6.58K - $6.76K
|
51.7K
$325K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-46.5K- 3.07% |
$293K - $302K
|
1.47M
$9.22M
|
|
|
Nov 12, 2025
Q3 2025
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
11.2KNew |
$70.6K - $72.7K
|
11.2K
$70.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Integrity Advisory Solutions, LLC
Dallas, TX |
BUY
|
- |
11.2KNew |
$70.6K - $72.7K
|
11.2K
$70.3K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
8+ 5.71% |
$50.5 - $51.9
|
148
$929
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
SELL
|
- |
-2.48K- 17.96% |
$15.7K - $16.1K
|
11.4K
$71.3K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-727- 5.28% |
$4.59K - $4.72K
|
13K
$81.8K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-878- 0.72% |
$5.54K - $5.7K
|
122K
$764K
|
|
|
Oct 30, 2025
Q3 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
20.4K+ 28.54% |
$129K - $133K
|
92K
$578K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
8+ 2.12% |
$50.5 - $51.9
|
386
$2.42K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-851- 2.14% |
$5.37K - $5.52K
|
38.9K
$245K
|
|
|
Oct 28, 2025
Q3 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
3.18K+ 11.5% |
$20K - $20.6K
|
30.8K
$193K
|
|
|
Oct 24, 2025
Q3 2025
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-76- 0.21% |
$480 - $493
|
35.3K
$222K
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
15.4KNew |
$97.2K - $99.9K
|
15.4K
$96.7K
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
48.9K+ 171.6% |
$309K - $317K
|
77.4K
$486K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
425+ 2.44% |
$2.68K - $2.76K
|
17.8K
$112K
|
|
|
Oct 14, 2025
Q3 2025
|
Trust CO Of Vermont
|
BUY
|
- |
500New |
$3.16K - $3.25K
|
500
$3.14K
|
|
|
Oct 14, 2025
Q3 2025
|
Tactive Advisors, LLC
Jacksonville, FL |
BUY
|
- |
2.91K+ 18.31% |
$18.3K - $18.9K
|
18.8K
$118K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
600New |
$3.79K - $3.89K
|
600
$3.77K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
143+ 0.96% |
$845 - $947
|
15.1K
$94.5K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-21- 0.96% |
$124 - $139
|
2.18K
$13.7K
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
131New |
$774 - $867
|
131
$823
|
|
|
Aug 14, 2025
Q2 2025
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
10.7KNew |
$63.3K - $70.9K
|
10.7K
$67.2K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
9+ 6.25% |
$53.2 - $59.6
|
153
$961
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-16- 24.62% |
$94.6 - $106
|
49
$308
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
6.86K+ 15.82% |
$40.5K - $45.4K
|
50.2K
$315K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.99K- 13.51% |
$11.7K - $13.1K
|
12.7K
$79.8K
|
|
|
Jul 17, 2025
Q2 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-924- 2.92% |
$5.46K - $6.12K
|
30.7K
$193K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
27.6KNew |
$180K - $189K
|
27.6K
$173K
|
|
|
May 14, 2025
Q1 2025
|
K2 Principal Fund, L.P.
Toronto, A6 |
BUY
|
- |
16.7KNew |
$109K - $115K
|
16.7K
$105K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.93K- 11.26% |
$12.5K - $13.2K
|
15.2K
$95.4K
|
|
|
May 13, 2025
Q1 2025
|
Coldstream Capital Management Inc
|
BUY
|
- |
444New |
$2.89K - $3.05K
|
444
$2.79K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-44- 0.41% |
$286 - $302
|
10.7K
$66.9K
|
|
|
May 09, 2025
Q1 2025
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
120+ 2.66% |
$781 - $823
|
4.63K
$29.1K
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.23K- 64.96% |
$14.5K - $15.3K
|
1.2K
$7.54K
|
|
|
Apr 30, 2025
Q1 2025
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-439- 1.74% |
$2.86K - $3.01K
|
24.7K
$155K
|
|
|
Apr 21, 2025
Q1 2025
|
L.M. Kohn & Company
|
BUY
|
- |
13.8KNew |
$89.9K - $94.8K
|
13.8K
$86.8K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-2.17K- 20.36% |
$14.1K - $14.9K
|
8.5K
$53.4K
|
|
| Q4 2024 | |||||||
|
Feb 28, 2025
Q4 2024
|
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL |
BUY
|
- |
12.3KNew |
$78K - $84.4K
|
12.3K
$77.2K
|
|