Latest Institutional Transactions on High Income Securities Fund (PCF)
This table provides information on the latest institutional transactions involving High Income Securities Fund (PCF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
704New |
$4.47K - $4.84K
|
704
$4.42K
|
|
|
Feb 14, 2025
Q4 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-113K- 91.61% |
$717K - $776K
|
10.4K
$65K
|
|
|
Feb 14, 2025
Q4 2024
|
Cf Capital LLC
Cohasset, MA |
BUY
|
- |
33.6KNew |
$213K - $231K
|
33.6K
$211K
|
|
|
Feb 14, 2025
Q4 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
30.5KNew |
$194K - $210K
|
30.5K
$192K
|
|
|
Feb 14, 2025
Q4 2024
|
Hunting Hill Global Capital, LLC
New York, NY |
SELL
|
- |
-126K- 89.82% |
$802K - $868K
|
14.3K
$89.9K
|
|
|
Feb 13, 2025
Q4 2024
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-525K- 83.62% |
$3.33M - $3.6M
|
103K
$645K
|
|
|
Feb 13, 2025
Q4 2024
|
Winmill & Co. Inc
Millbrook, NY |
SELL
|
- |
-5.84K- 89.82% |
$37.1K - $40.1K
|
662
$4.16K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
641New |
$4.07K - $4.4K
|
641
$4.03K
|
|
|
Feb 13, 2025
Q4 2024
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-810K- 90.11% |
$5.14M - $5.57M
|
88.9K
$558K
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-11.1K- 89.81% |
$70.7K - $76.5K
|
1.26K
$7.93K
|
|
|
Feb 11, 2025
Q4 2024
|
Millstone Evans Group, LLC
Boulder, CO |
BUY
|
- |
1.6KNew |
$10.2K - $11K
|
1.6K
$10K
|
|
|
Feb 07, 2025
Q4 2024
|
Naviter Wealth, LLC
|
BUY
|
- |
15.2KNew |
$96.3K - $104K
|
15.2K
$95.3K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
2KNew |
$12.7K - $13.7K
|
2K
$12.6K
|
|
|
Jan 13, 2025
Q4 2024
|
Eastern Bank
|
BUY
|
- |
1K+ 14.29% |
$6.35K - $6.87K
|
8K
$50.2K
|
|
| Q3 2024 | |||||||
|
Jan 30, 2025
Q3 2024
|
Absolute Investment Advisers LLC
|
BUY
|
- |
130KNew |
$831K - $893K
|
130K
$814K
|
|
|
Dec 03, 2024
Q3 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
5.63K+ 0.49% |
$36.1K - $38.8K
|
1.16M
$7.25M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.9KNew |
$95.4K - $103K
|
14.9K
$93.4K
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
BUY
|
- |
50.3K+ 502860.0% |
$322K - $346K
|
50.3K
$316K
|
|
|
Nov 14, 2024
Q3 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
210K+ 525.0% |
$1.35M - $1.45M
|
250K
$1.57M
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
692K+ 69242.3% |
$4.44M - $4.77M
|
693K
$4.35M
|
|
|
Nov 12, 2024
Q3 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.44M+ 1114.23% |
$9.26M - $9.95M
|
1.57M
$9.89M
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.2KNew |
$84.6K - $90.9K
|
13.2K
$82.9K
|
|
|
Nov 07, 2024
Q3 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
135K+ 844.69% |
$863K - $928K
|
151K
$946K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
755K+ 1029.44% |
$4.84M - $5.2M
|
828K
$5.2M
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
988New |
$6.33K - $6.81K
|
988
$6.2K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.16K- 4.68% |
$20.3K - $21.8K
|
64.4K
$404K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.7K- 14.88% |
$184K - $198K
|
164K
$1.03M
|
|
|
Oct 10, 2024
Q3 2024
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-15K- 42.86% |
$96.2K - $103K
|
20K
$126K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
57New |
$365 - $393
|
57
$358
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
250KNew |
$1.55M - $1.75M
|
250K
$1.57M
|
|
|
Aug 14, 2024
Q2 2024
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
10KNew |
$62K - $69.9K
|
10K
$62.8K
|
|
|
Aug 14, 2024
Q2 2024
|
Cable Car Capital LLC
San Francisco, CA |
BUY
|
- |
111KNew |
$691K - $779K
|
111K
$700K
|
|
|
Aug 13, 2024
Q2 2024
|
Advisory Services Network, LLC
|
BUY
|
- |
7.2K+ 37.6% |
$44.6K - $50.3K
|
26.4K
$165K
|
|
|
Aug 09, 2024
Q2 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
24.4KNew |
$151K - $170K
|
24.4K
$153K
|
|
|
Jul 10, 2024
Q2 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
51.7KNew |
$321K - $362K
|
51.7K
$325K
|
|
| Q1 2024 | |||||||
|
Dec 26, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
244New |
$1.54K - $1.7K
|
244
$1.53K
|
|
|
May 15, 2024
Q1 2024
|
Blackston Financial Advisory Group, LLC
The Villages, FL |
BUY
|
- |
825New |
$5.22K - $5.74K
|
825
$5.18K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
747KNew |
$4.73M - $5.2M
|
747K
$4.69M
|
|
|
May 09, 2024
Q1 2024
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
544New |
$3.44K - $3.79K
|
544
$3.42K
|
|
|
May 02, 2024
Q1 2024
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
500New |
$3.17K - $3.48K
|
500
$3.14K
|
|
|
Apr 26, 2024
Q1 2024
|
First Horizon Advisors, Inc.
|
BUY
|
- |
3.2KNew |
$20.3K - $22.3K
|
3.2K
$20.1K
|
|
|
Apr 24, 2024
Q1 2024
|
Detalus Advisors, LLC
|
SELL
|
- |
-2K- 16.2% |
$12.7K - $13.9K
|
10.3K
$64.9K
|
|
|
Apr 19, 2024
Q1 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
2New |
$12.7 - $13.9
|
2
$12.6
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
4.9KNew |
$28K - $32.5K
|
4.9K
$30.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-8.15K- 26.26% |
$46.6K - $54K
|
22.9K
$144K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4K- 28.02% |
$22.9K - $26.5K
|
10.3K
$64.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
30.7KNew |
$175K - $203K
|
30.7K
$193K
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.97K+ 8.34% |
$17K - $19.7K
|
38.5K
$242K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.29K+ 148.42% |
$18.8K - $21.8K
|
5.5K
$34.5K
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
SELL
|
- |
-6.02K- 25.14% |
$34.4K - $39.9K
|
17.9K
$113K
|
|