Latest Institutional Transactions on High Income Securities Fund (PCF)
This table provides information on the latest institutional transactions involving High Income Securities Fund (PCF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 13, 2025
Q4 2024
|
Eastern Bank
|
BUY
|
- |
1K+ 14.29% |
$6.35K - $6.87K
|
8K
$51.3K
|
|
| Q3 2024 | |||||||
|
Jan 30, 2025
Q3 2024
|
Absolute Investment Advisers LLC
|
BUY
|
- |
130KNew |
$831K - $893K
|
130K
$831K
|
|
|
Dec 03, 2024
Q3 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
5.63K+ 0.49% |
$36.1K - $38.8K
|
1.16M
$7.4M
|
|
|
Nov 14, 2024
Q3 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
210K+ 525.0% |
$1.35M - $1.45M
|
250K
$1.6M
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
BUY
|
- |
50.3K+ 502860.0% |
$322K - $346K
|
50.3K
$322K
|
|
|
Nov 14, 2024
Q3 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
720K+ 248.77% |
$4.62M - $4.96M
|
1.01M
$6.47M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.9KNew |
$95.4K - $103K
|
14.9K
$95.4K
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
692K+ 69242.3% |
$4.44M - $4.77M
|
693K
$4.44M
|
|
|
Nov 12, 2024
Q3 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.44M+ 1114.23% |
$9.26M - $9.95M
|
1.57M
$10.1M
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.2KNew |
$84.6K - $90.9K
|
13.2K
$84.6K
|
|
|
Nov 07, 2024
Q3 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
135K+ 844.69% |
$863K - $928K
|
151K
$965K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
755K+ 1029.44% |
$4.84M - $5.2M
|
828K
$5.31M
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
988New |
$6.33K - $6.81K
|
988
$6.33K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.16K- 4.68% |
$20.3K - $21.8K
|
64.4K
$413K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.7K- 14.88% |
$184K - $198K
|
164K
$1.05M
|
|
|
Oct 10, 2024
Q3 2024
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-15K- 42.86% |
$96.2K - $103K
|
20K
$128K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
57New |
$365 - $393
|
57
$365
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Cable Car Capital LLC
San Francisco, CA |
BUY
|
- |
111KNew |
$691K - $779K
|
111K
$714K
|
|
|
Aug 14, 2024
Q2 2024
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
10KNew |
$62K - $69.9K
|
10K
$64.1K
|
|
|
Aug 14, 2024
Q2 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
250KNew |
$1.55M - $1.75M
|
250K
$1.6M
|
|
|
Aug 13, 2024
Q2 2024
|
Advisory Services Network, LLC
|
BUY
|
- |
7.2K+ 37.6% |
$44.6K - $50.3K
|
26.4K
$169K
|
|
|
Aug 09, 2024
Q2 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
24.4KNew |
$151K - $170K
|
24.4K
$156K
|
|
|
Jul 10, 2024
Q2 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
51.7KNew |
$321K - $362K
|
51.7K
$332K
|
|
| Q1 2024 | |||||||
|
Dec 26, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
244New |
$1.54K - $1.7K
|
244
$1.56K
|
|
|
May 15, 2024
Q1 2024
|
Blackston Financial Advisory Group, LLC
The Villages, FL |
BUY
|
- |
825New |
$5.22K - $5.74K
|
825
$5.29K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
747KNew |
$4.73M - $5.2M
|
747K
$4.79M
|
|
|
May 09, 2024
Q1 2024
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
544New |
$3.44K - $3.79K
|
544
$3.49K
|
|
|
May 02, 2024
Q1 2024
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
500New |
$3.17K - $3.48K
|
500
$3.21K
|
|
|
Apr 26, 2024
Q1 2024
|
First Horizon Advisors, Inc.
|
BUY
|
- |
3.2KNew |
$20.3K - $22.3K
|
3.2K
$20.5K
|
|
|
Apr 24, 2024
Q1 2024
|
Detalus Advisors, LLC
|
SELL
|
- |
-2K- 16.2% |
$12.7K - $13.9K
|
10.3K
$66.3K
|
|
|
Apr 23, 2024
Q1 2024
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
14+ 0.04% |
$88.6 - $97.4
|
31.6K
$203K
|
|
|
Apr 19, 2024
Q1 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
2New |
$12.7 - $13.9
|
2
$12.8
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-8.15K- 26.26% |
$46.6K - $54K
|
22.9K
$147K
|
|
|
Feb 14, 2024
Q4 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
4.9KNew |
$28K - $32.5K
|
4.9K
$31.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4K- 28.02% |
$22.9K - $26.5K
|
10.3K
$65.9K
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
30.7KNew |
$175K - $203K
|
30.7K
$197K
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.97K+ 8.34% |
$17K - $19.7K
|
38.5K
$247K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.5K+ 11.37% |
$8.58K - $9.95K
|
14.7K
$94.2K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
37.6KNew |
$215K - $249K
|
37.6K
$241K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.29K+ 148.42% |
$18.8K - $21.8K
|
5.5K
$35.3K
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
SELL
|
- |
-6.02K- 25.14% |
$34.4K - $39.9K
|
17.9K
$115K
|
|
| Q2 2023 | |||||||
|
Aug 23, 2023
Q2 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
17KNew |
$104K - $114K
|
17K
$109K
|
|
|
Aug 18, 2023
Q2 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
11KNew |
$67.1K - $73.7K
|
11K
$70.6K
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
31.1K+ 131.35% |
$190K - $208K
|
54.8K
$351K
|
|
|
Jul 21, 2023
Q2 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-974- 6.22% |
$5.93K - $6.52K
|
14.7K
$94.1K
|
|
|
Jul 06, 2023
Q2 2023
|
Piershale Financial Group, Inc.
|
BUY
|
- |
29+ 2.85% |
$177 - $194
|
1.05K
$6.71K
|
|
| Q1 2023 | |||||||
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1New |
$6.2 - $7.07
|
1
$6.41
|
|
| Q4 2022 | |||||||
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
209+ 1.81% |
$1.31K - $1.51K
|
11.7K
$75.3K
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
10KNew |
$62.9K - $72.4K
|
10K
$64.1K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
25.8KNew |
$167K - $203K
|
25.8K
$165K
|
|