Latest Institutional Transactions on High Income Securities Fund (PCF)
This table provides information on the latest institutional transactions involving High Income Securities Fund (PCF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 10, 2025
Q2 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
132M+ 525921.81% |
$781M - $874M
|
132M
$847M
|
|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
1.57K+ 4.11% |
$9.28K - $10.4K
|
39.8K
$255K
|
|
| Q1 2025 | |||||||
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-324- 12.85% |
$2.11K - $2.22K
|
2.2K
$14.1K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
43.5K+ 9.53% |
$283K - $298K
|
499K
$3.2M
|
|
|
May 15, 2025
Q1 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
450+ 1071.43% |
$2.93K - $3.09K
|
492
$3.15K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-700- 0.8% |
$4.56K - $4.8K
|
87K
$558K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-22.2K- 99.36% |
$145K - $152K
|
144
$923
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
BUY
|
- |
102+ 268.42% |
$664 - $700
|
140
$897
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
27.6KNew |
$180K - $189K
|
27.6K
$177K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.57K- 9.51% |
$10.2K - $10.7K
|
14.9K
$95.6K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
117KNew |
$759K - $800K
|
117K
$748K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.93K- 11.26% |
$12.5K - $13.2K
|
15.2K
$97.3K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
SELL
|
- |
-906- 93.31% |
$5.9K - $6.22K
|
65
$417
|
|
|
May 14, 2025
Q1 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
25.1KNew |
$163K - $172K
|
25.1K
$161K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
K2 Principal Fund, L.P.
Toronto, A6 |
BUY
|
- |
16.7KNew |
$109K - $115K
|
16.7K
$107K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-9.4K- 35.77% |
$61.2K - $64.5K
|
16.9K
$108K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-35.5K- 47.04% |
$231K - $244K
|
40K
$257K
|
|
|
May 13, 2025
Q1 2025
|
Coldstream Capital Management Inc
|
BUY
|
- |
444New |
$2.89K - $3.05K
|
444
$2.85K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
94.9K+ 49.34% |
$618K - $651K
|
287K
$1.84M
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-14.6K- 3.93% |
$95.2K - $100K
|
357K
$2.29M
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-44- 0.41% |
$286 - $302
|
10.7K
$68.3K
|
|
|
May 09, 2025
Q1 2025
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
120+ 2.66% |
$781 - $823
|
4.63K
$29.7K
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.23K- 64.96% |
$14.5K - $15.3K
|
1.2K
$7.69K
|
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
44.6K+ 897.81% |
$291K - $306K
|
49.6K
$318K
|
|
|
May 08, 2025
Q1 2025
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
555+ 1.59% |
$3.61K - $3.81K
|
35.4K
$227K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-159K- 9.12% |
$1.04M - $1.09M
|
1.59M
$10.2M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-251- 0.86% |
$1.63K - $1.72K
|
28.9K
$185K
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-11.2K- 20.5% |
$72.8K - $76.7K
|
43.4K
$278K
|
|
|
Apr 30, 2025
Q1 2025
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-439- 1.74% |
$2.86K - $3.01K
|
24.7K
$158K
|
|
|
Apr 21, 2025
Q1 2025
|
L.M. Kohn & Company
|
BUY
|
- |
13.8KNew |
$89.9K - $94.8K
|
13.8K
$88.6K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-2.17K- 20.36% |
$14.1K - $14.9K
|
8.5K
$54.5K
|
|
|
Apr 11, 2025
Q1 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-13.9K- 32.22% |
$90.8K - $95.7K
|
29.3K
$188K
|
|
|
Apr 09, 2025
Q1 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
1.71K+ 11.22% |
$11.1K - $11.7K
|
17K
$109K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
518+ 1.37% |
$3.29K - $3.56K
|
38.5K
$247K
|
|
|
Feb 28, 2025
Q4 2024
|
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL |
BUY
|
- |
12.3KNew |
$78K - $84.4K
|
12.3K
$78.8K
|
|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
704New |
$4.47K - $4.84K
|
704
$4.51K
|
|
|
Feb 14, 2025
Q4 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-113K- 91.61% |
$717K - $776K
|
10.4K
$66.4K
|
|
|
Feb 14, 2025
Q4 2024
|
Cf Capital LLC
Cohasset, MA |
BUY
|
- |
33.6KNew |
$213K - $231K
|
33.6K
$215K
|
|
|
Feb 14, 2025
Q4 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
30.5KNew |
$194K - $210K
|
30.5K
$196K
|
|
|
Feb 14, 2025
Q4 2024
|
Hunting Hill Global Capital, LLC
New York, NY |
SELL
|
- |
-126K- 89.82% |
$802K - $868K
|
14.3K
$91.8K
|
|
|
Feb 13, 2025
Q4 2024
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-810K- 90.11% |
$5.14M - $5.57M
|
88.9K
$570K
|
|
|
Feb 13, 2025
Q4 2024
|
Winmill & Co. Inc
Millbrook, NY |
SELL
|
- |
-5.84K- 89.82% |
$37.1K - $40.1K
|
662
$4.24K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
641New |
$4.07K - $4.4K
|
641
$4.11K
|
|
|
Feb 13, 2025
Q4 2024
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-525K- 83.62% |
$3.33M - $3.6M
|
103K
$659K
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-11.1K- 89.81% |
$70.7K - $76.5K
|
1.26K
$8.1K
|
|
|
Feb 11, 2025
Q4 2024
|
Millstone Evans Group, LLC
Boulder, CO |
BUY
|
- |
1.6KNew |
$10.2K - $11K
|
1.6K
$10.3K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
18.7KNew |
$119K - $129K
|
18.7K
$120K
|
|
|
Feb 07, 2025
Q4 2024
|
Naviter Wealth, LLC
|
BUY
|
- |
15.2KNew |
$96.3K - $104K
|
15.2K
$97.2K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
2KNew |
$12.7K - $13.7K
|
2K
$12.8K
|
|