Latest Institutional Transactions on High Income Securities Fund (PCF)
This table provides information on the latest institutional transactions involving High Income Securities Fund (PCF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
600New |
$3.88K - $4.72K
|
600
$3.85K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-341- 18.52% |
$2.21K - $2.68K
|
1.5K
$9.62K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-26.9KClosed |
$193K - $218K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Ctc Capital Management, LLC
|
BUY
|
- |
17KNew |
$122K - $138K
|
17K
$109K
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
71.8KNew |
$547K - $635K
|
71.8K
$460K
|
|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-31.5KClosed |
$240K - $279K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-14.7KClosed |
$112K - $130K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-11.6KClosed |
$97.5K - $108K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-34.1KClosed |
$286K - $317K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3KClosed |
$25.2K - $27.9K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
703New |
$5.88K - $7.07K
|
703
$4.51K
|
|
| Q2 2021 | |||||||
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-796Closed |
$7K - $7.92K
|
0
$0
|
|
|
Jul 19, 2021
Q2 2021
|
Tsfg, LLC
|
BUY
|
- |
200New |
$1.76K - $1.99K
|
200
$1.28K
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
1.6KNew |
$13.3K - $14.5K
|
1.6K
$10.3K
|
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.15KClosed |
$9.55K - $10.4K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-260Closed |
$2.16K - $2.35K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-68.4KClosed |
$497K - $615K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 03, 2020
Q3 2020
|
Knuff & CO LLC
Foster City, CA |
SELL
|
- |
-1.56KClosed |
$12.1K - $13.5K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.2KClosed |
$17K - $19K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.8K- 85.71% |
$10.6K - $14.2K
|
300
$1.92K
|
|
|
Aug 05, 2020
Q2 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-65.2KClosed |
$385K - $514K
|
0
$0
|
|
|
Jul 28, 2020
Q2 2020
|
Matisse Capital
|
SELL
|
- |
-38.5KClosed |
$228K - $304K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-100- 8.33% |
$591 - $789
|
1.1K
$7.05K
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-50KClosed |
$258K - $476K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Bell Rock Capital LLC
|
SELL
|
- |
-2.28KClosed |
$11.8K - $21.7K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
600New |
$5.08K - $5.41K
|
600
$3.85K
|
|
|
Feb 11, 2020
Q4 2019
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-11.3KClosed |
$96K - $102K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.67KClosed |
$14.1K - $15K
|
0
$0
|
|
|
Jan 21, 2020
Q4 2019
|
Ota Financial Group L.P.
|
SELL
|
- |
-33.2KClosed |
$281K - $300K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 05, 2019
Q3 2019
|
Motco
|
SELL
|
- |
-814Closed |
$6.67K - $6.94K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14.1KClosed |
$116K - $127K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-10KClosed |
$82.3K - $90.4K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-650Closed |
$5.35K - $5.88K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Feb 13, 2024
Q1 2019
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-900Closed |
$8.01K - $8.25K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-1.22MClosed |
$10.8M - $11.2M
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-40.4KClosed |
$360K - $370K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Bartlett & Co. LLC
|
SELL
|
- |
-900Closed |
$8.01K - $8.25K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-468Closed |
$4.17K - $4.43K
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-5.49KClosed |
$48.9K - $52K
|
0
$0
|
|
|
Jan 23, 2019
Q4 2018
|
Ifp Advisors, Inc
|
SELL
|
- |
-254Closed |
$2.26K - $2.41K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
2.01KNew |
$18.8K - $19.1K
|
2.01K
$12.9K
|
|
| Q1 2016 | |||||||
|
Jan 03, 2024
Q1 2016
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
500New |
N/A
|
500
$3.21K
|
|