Purchases and Sales Made in Q3 2022 in High Income Securities Fund (PCF)
This table provides information about the institutional ownership of High Income Securities Fund (PCF) during Q3 2022. The information is specifically focused on institutions that hold shares of HIGH INCOME SECURITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
212KNew |
$1.37M - $1.67M
|
212K
$1.41M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
47K+ 33.85% |
$304K - $369K
|
186K
$1.24M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
45.1K+ 66.25% |
$292K - $354K
|
113K
$752K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
37.4K+ 77.73% |
$242K - $294K
|
85.6K
$569K
|
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
25.8KNew |
$167K - $203K
|
25.8K
$172K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
25.6KNew |
$165K - $201K
|
25.6K
$170K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
18K+ 48.74% |
$116K - $141K
|
54.8K
$364K
|
|
|
Nov 14, 2022
Q3 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
11.6KNew |
$74.9K - $90.9K
|
11.6K
$76.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.4K+ 9.82% |
$73.9K - $89.8K
|
128K
$849K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
11.3KNew |
$73.4K - $89.2K
|
11.3K
$75.5K
|
|
|
Oct 31, 2022
Q3 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
3.49KNew |
$22.6K - $27.4K
|
3.49K
$23.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.31K+ 14.74% |
$21.4K - $26K
|
25.7K
$171K
|
|
|
Nov 14, 2022
Q3 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
3.22K+ 8.59% |
$20.8K - $25.3K
|
40.7K
$271K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.35K+ 7.97% |
$15.2K - $18.5K
|
31.9K
$212K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.13K+ 1.83% |
$13.8K - $16.7K
|
118K
$788K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.1KNew |
$13.6K - $16.5K
|
2.1K
$14K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.11K+ 15.0% |
$7.2K - $8.75K
|
8.54K
$56.8K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.1K+ 0.89% |
$7.12K - $8.65K
|
125K
$833K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
687+ 33.86% |
$4.44K - $5.4K
|
2.72K
$18.1K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
600New |
$3.88K - $4.72K
|
600
$3.99K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
186+ 1.64% |
$1.2K - $1.46K
|
11.5K
$76.7K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 19, 2022
Q3 2022
|
L.M. Kohn & Company
|
SELL
|
- |
-1- 0.01% |
$6.47 - $7.86
|
14.3K
$95.2K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-341- 18.52% |
$2.21K - $2.68K
|
1.5K
$9.98K
|
|
|
Apr 06, 2023
Q3 2022
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-3.4K- 10.32% |
$22K - $26.7K
|
29.6K
$197K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.5K- 6.81% |
$29.1K - $35.4K
|
61.6K
$409K
|
|
|
Nov 14, 2022
Q3 2022
|
Css LLC
Chicago, IL |
SELL
|
- |
-14.7K- 41.83% |
$95.2K - $116K
|
20.5K
$136K
|
|
|
Nov 14, 2022
Q3 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-43.2K- 13.16% |
$279K - $339K
|
285K
$1.89M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-54.3K- 5.63% |
$351K - $427K
|
911K
$6.06M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-92.9K- 47.99% |
$601K - $731K
|
101K
$670K
|
|
|
Nov 10, 2022
Q3 2022
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-103K- 46.19% |
$666K - $809K
|
120K
$797K
|
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-428K- 49.47% |
$2.77M - $3.36M
|
437K
$2.9M
|