Purchases and Sales Made in Q4 2021 in High Income Securities Fund (PCF)
This table provides information about the institutional ownership of High Income Securities Fund (PCF) during Q4 2021. The information is specifically focused on institutions that hold shares of HIGH INCOME SECURITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.05MNew |
$8.83M - $9.77M
|
1.05M
$6.98M
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
972K+ 4629.74% |
$8.17M - $9.05M
|
993K
$6.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
811K+ 7456.72% |
$6.82M - $7.55M
|
822K
$5.47M
|
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
481KNew |
$4.05M - $4.48M
|
481K
$3.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
443KNew |
$3.72M - $4.12M
|
443K
$2.94M
|
|
|
Feb 09, 2022
Q4 2021
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
249KNew |
$2.09M - $2.32M
|
249K
$1.65M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
185KNew |
$1.55M - $1.72M
|
185K
$1.23M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
120KNew |
$1.01M - $1.11M
|
120K
$796K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
59.3K+ 112.96% |
$499K - $552K
|
112K
$743K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
58.4KNew |
$491K - $544K
|
58.4K
$388K
|
|
|
Feb 14, 2022
Q4 2021
|
Css LLC
Chicago, IL |
BUY
|
- |
35.2KNew |
$296K - $327K
|
35.2K
$234K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
32K+ 50.97% |
$269K - $298K
|
94.9K
$631K
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
31.5KNew |
$265K - $293K
|
31.5K
$210K
|
|
|
Feb 07, 2022
Q4 2021
|
Doliver Advisors, LP
Houston, TX |
BUY
|
- |
21.3K+ 88.02% |
$179K - $199K
|
45.6K
$303K
|
|
|
Feb 14, 2022
Q4 2021
|
Ctc Capital Management, LLC
|
BUY
|
- |
17KNew |
$143K - $158K
|
17K
$113K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12KNew |
$101K - $112K
|
12K
$79.9K
|
|
|
Jan 18, 2022
Q4 2021
|
Detalus Advisors, LLC
|
BUY
|
- |
11.9KNew |
$100K - $111K
|
11.9K
$79.1K
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
6.86KNew |
$57.7K - $63.9K
|
6.86K
$45.6K
|
|
|
Apr 06, 2023
Q4 2021
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
4.4K+ 15.41% |
$37K - $41K
|
33K
$219K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
4.38KNew |
$36.8K - $40.7K
|
4.38K
$29.1K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.35K+ 2.96% |
$28.1K - $31.2K
|
117K
$775K
|
|
|
Feb 11, 2022
Q4 2021
|
Winmill & Co. Inc
Millbrook, NY |
BUY
|
- |
3.24K+ 100.0% |
$27.2K - $30.2K
|
6.48K
$43.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.21K+ 45.71% |
$18.6K - $20.6K
|
7.05K
$46.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
1.68K+ 408.54% |
$14.1K - $15.6K
|
2.09K
$13.9K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.41K+ 12.58% |
$11.8K - $13.1K
|
12.6K
$83.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.19K+ 7.14% |
$9.97K - $11K
|
17.8K
$118K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1K+ 4.05% |
$8.43K - $9.33K
|
25.8K
$171K
|
|
|
Jan 19, 2022
Q4 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
85+ 2.73% |
$715 - $791
|
3.2K
$21.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2New |
$16.8 - $18.6
|
2
$13.3
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3KClosed |
$25.2K - $27.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-11.6KClosed |
$97.5K - $108K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-16.8K- 33.14% |
$141K - $156K
|
33.9K
$225K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-34.1KClosed |
$286K - $317K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-75KClosed |
$631K - $698K
|
0
$0
|