Purchases and Sales Made in Q1 2023 in Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Fund Inc (PFD) during Q1 2023. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
152K+ 191.76% |
$1.51M - $1.95M
|
231K
$2.59M
|
|
|
May 11, 2023
Q1 2023
|
Heron Bay Capital Management
|
BUY
|
- |
69.6KNew |
$692K - $890K
|
69.6K
$778K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.7K+ 7.27% |
$156K - $201K
|
231K
$2.59M
|
|
|
May 11, 2023
Q1 2023
|
Poplar Forest Capital LLC
|
BUY
|
- |
15.4KNew |
$153K - $197K
|
15.4K
$173K
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
BUY
|
- |
13.6K+ 15.77% |
$136K - $175K
|
100K
$1.12M
|
|
|
May 15, 2023
Q1 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
7.68K+ 25.47% |
$76.4K - $98.3K
|
37.8K
$423K
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
7.62KNew |
$75.8K - $97.6K
|
7.62K
$85.3K
|
|
|
May 10, 2023
Q1 2023
|
Cooper Financial Group
|
BUY
|
- |
3.62K+ 21.96% |
$36K - $46.3K
|
20.1K
$225K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
2KNew |
$19.9K - $25.6K
|
2K
$22.4K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.96K+ 9.99% |
$19.5K - $25K
|
21.5K
$241K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
1.43K+ 1.35% |
$14.2K - $18.3K
|
107K
$1.2M
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.43K+ 6.03% |
$14.2K - $18.3K
|
25.1K
$281K
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
1.25KNew |
$12.4K - $16K
|
1.25K
$14K
|
|
|
May 08, 2023
Q1 2023
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
964+ 1.54% |
$9.59K - $12.3K
|
63.7K
$713K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
414+ 2.76% |
$4.12K - $5.3K
|
15.4K
$173K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
246+ 1.39% |
$2.45K - $3.15K
|
17.9K
$200K
|
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
200New |
$1.99K - $2.56K
|
200
$2.24K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
150+ 1.47% |
$1.49K - $1.92K
|
10.4K
$116K
|
|
|
May 05, 2023
Q1 2023
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
138+ 1.52% |
$1.37K - $1.77K
|
9.19K
$103K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
36+ 1.55% |
$358 - $461
|
2.37K
$26.5K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-188- 1.36% |
$1.87K - $2.41K
|
13.6K
$152K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-247- 0.24% |
$2.46K - $3.16K
|
103K
$1.15M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-823- 1.74% |
$8.19K - $10.5K
|
46.6K
$521K
|
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-1.5K- 10.07% |
$14.9K - $19.2K
|
13.4K
$150K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.52K- 3.8% |
$15.2K - $19.5K
|
38.5K
$431K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-2.42K- 18.55% |
$24.1K - $31K
|
10.6K
$119K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.56K- 4.23% |
$25.5K - $32.8K
|
58.1K
$650K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.73K- 5.87% |
$27.2K - $34.9K
|
43.8K
$490K
|
|
|
May 03, 2023
Q1 2023
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-12.5K- 44.64% |
$124K - $160K
|
15.5K
$173K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-15.3K- 48.2% |
$152K - $196K
|
16.4K
$184K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-31.8K- 22.05% |
$317K - $407K
|
112K
$1.26M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-44.4K- 87.55% |
$442K - $569K
|
6.32K
$70.7K
|