Purchases and Sales Made in Q4 2023 in Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Fund Inc (PFD) during Q4 2023. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
134K+ 1529.14% |
$1.15M - $1.35M
|
143K
$1.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
76.6K+ 1004.55% |
$658K - $769K
|
84.2K
$942K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
54.1K+ 122.38% |
$465K - $543K
|
98.2K
$1.1M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
46.2KNew |
$397K - $463K
|
46.2K
$516K
|
|
|
Jan 10, 2024
Q4 2023
|
Long View Wealth Management
Atlanta, GA |
BUY
|
- |
29.4KNew |
$253K - $295K
|
29.4K
$329K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
19.9KNew |
$171K - $200K
|
19.9K
$223K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
BUY
|
- |
17.2KNew |
$148K - $173K
|
17.2K
$192K
|
|
|
Feb 12, 2024
Q4 2023
|
Rpo LLC
Stamford, CT |
BUY
|
- |
10.9KNew |
$93.8K - $110K
|
10.9K
$122K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.5K+ 32.72% |
$47.3K - $55.2K
|
22.3K
$250K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
5.19K+ 226.68% |
$44.6K - $52.1K
|
7.48K
$83.7K
|
|
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
4.95K+ 12.4% |
$42.5K - $49.7K
|
44.9K
$502K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.41K+ 7.98% |
$37.9K - $44.3K
|
59.7K
$668K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.62KNew |
$14K - $16.3K
|
1.62K
$18.2K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.62KNew |
$14K - $16.3K
|
1.62K
$18.2K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1.17KNew |
$10.1K - $11.8K
|
1.17K
$13.1K
|
|
|
Feb 12, 2024
Q4 2023
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
1.16K+ 1.79% |
$9.98K - $11.7K
|
66.1K
$739K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.04KNew |
$8.94K - $10.4K
|
1.04K
$11.6K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
813+ 7.93% |
$6.99K - $8.16K
|
11.1K
$124K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
692New |
$5.95K - $6.95K
|
692
$7.74K
|
|
|
Feb 02, 2024
Q4 2023
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
170+ 1.8% |
$1.46K - $1.71K
|
9.63K
$108K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
43+ 1.76% |
$370 - $432
|
2.49K
$27.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
20+ 0.12% |
$172 - $201
|
16.7K
$186K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-783- 4.34% |
$6.73K - $7.86K
|
17.3K
$193K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.74K- 6.78% |
$15K - $17.5K
|
23.9K
$268K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-3.85K- 3.38% |
$33.1K - $38.7K
|
110K
$1.23M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.04K- 9.3% |
$34.8K - $40.6K
|
39.4K
$441K
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-5.8K- 22.87% |
$49.9K - $58.3K
|
19.6K
$219K
|
|
|
Jan 16, 2024
Q4 2023
|
Cooper Financial Group
|
SELL
|
- |
-6.4K- 31.84% |
$55K - $64.3K
|
13.7K
$153K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-8.94K- 29.11% |
$76.9K - $89.8K
|
21.8K
$244K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-10.7K- 10.38% |
$91.7K - $107K
|
92.1K
$1.03M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.7K- 4.57% |
$101K - $117K
|
244K
$2.73M
|
|
|
Jan 30, 2024
Q4 2023
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-18.9K- 38.61% |
$162K - $189K
|
30K
$336K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-20K- 8.96% |
$172K - $201K
|
203K
$2.27M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-28.8K- 12.41% |
$248K - $289K
|
203K
$2.27M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-32.3K- 18.14% |
$278K - $324K
|
146K
$1.63M
|
|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-86.8K- 85.0% |
$746K - $871K
|
15.3K
$171K
|