Purchases and Sales Made in Q1 2023 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q1 2023. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 11, 2023
Q1 2023
|
Golden Green, Inc.
|
BUY
|
- |
154KNew |
$1.53M - $1.87M
|
154K
$1.64M
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
111KNew |
$1.11M - $1.35M
|
111K
$1.18M
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
110K+ 224.43% |
$1.09M - $1.34M
|
158K
$1.69M
|
|
May 03, 2023
Q1 2023
|
Van Eck Associates Corp
|
BUY
|
- |
93.3K+ 15.93% |
$931K - $1.14M
|
679K
$7.25M
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
89.8K+ 427.51% |
$896K - $1.1M
|
111K
$1.18M
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
85.4K+ 31.61% |
$852K - $1.04M
|
356K
$3.8M
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
70.8KNew |
$706K - $863K
|
70.8K
$756K
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
58K+ 21.09% |
$579K - $708K
|
333K
$3.56M
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
50.4K+ 573.45% |
$503K - $615K
|
59.2K
$633K
|
|
Sep 06, 2023
Q1 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
48.5KNew |
$484K - $591K
|
48.5K
$517K
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
26.6KNew |
$265K - $324K
|
26.6K
$284K
|
|
Apr 25, 2023
Q1 2023
|
Sage Mountain Advisors LLC
|
BUY
|
- |
20KNew |
$200K - $244K
|
20K
$214K
|
|
May 15, 2023
Q1 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
18.1KNew |
$181K - $221K
|
18.1K
$193K
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
18K+ 40.38% |
$180K - $220K
|
62.6K
$668K
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
16.5K+ 37.15% |
$164K - $201K
|
60.8K
$650K
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
16K+ 142.86% |
$160K - $195K
|
27.2K
$290K
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
15.5KNew |
$154K - $189K
|
15.5K
$165K
|
|
May 12, 2023
Q1 2023
|
Beacon Investment Advisors LLC
Gaithersburg, MD |
BUY
|
- |
12KNew |
$120K - $147K
|
12K
$128K
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
11.7K+ 3.8% |
$117K - $143K
|
320K
$3.42M
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.3KNew |
$113K - $138K
|
11.3K
$120K
|
|
May 02, 2023
Q1 2023
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
11.2KNew |
$111K - $136K
|
11.2K
$119K
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
10.9KNew |
$109K - $133K
|
10.9K
$117K
|
|
Apr 27, 2023
Q1 2023
|
Latitude Advisors, LLC
|
BUY
|
- |
10.2KNew |
$101K - $124K
|
10.2K
$109K
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
9.6K+ 3.21% |
$95.8K - $117K
|
309K
$3.3M
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
9.27KNew |
$92.6K - $113K
|
9.27K
$99K
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.54K+ 10.96% |
$85.2K - $104K
|
86.5K
$923K
|
|
May 15, 2023
Q1 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
8.37K+ 12.96% |
$83.5K - $102K
|
72.9K
$779K
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
8.24K+ 47.36% |
$82.3K - $101K
|
25.6K
$274K
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.96K+ 24.73% |
$59.5K - $72.7K
|
30K
$321K
|
|
May 05, 2023
Q1 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
5K+ 10.0% |
$49.9K - $61K
|
55K
$587K
|
|
Apr 27, 2023
Q1 2023
|
Simplex Trading, LLC
|
BUY
|
- |
3.98K+ 338.78% |
$39.8K - $48.6K
|
5.16K
$55.1K
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.04K+ 1.63% |
$20.4K - $24.9K
|
127K
$1.36M
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.71K+ 9.57% |
$17K - $20.8K
|
19.5K
$209K
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.69K+ 11.65% |
$16.9K - $20.7K
|
16.2K
$173K
|
|
Apr 06, 2023
Q1 2023
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
1.5K+ 9.58% |
$14.9K - $18.3K
|
17.1K
$183K
|
|
May 15, 2023
Q1 2023
|
Garner Asset Management Corp
|
BUY
|
- |
868+ 5.03% |
$8.66K - $10.6K
|
18.1K
$193K
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
771+ 1.51% |
$7.69K - $9.41K
|
51.8K
$553K
|
|
May 15, 2023
Q1 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
672+ 6.32% |
$6.71K - $8.2K
|
11.3K
$121K
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
248+ 1.22% |
$2.48K - $3.03K
|
20.6K
$220K
|
|
May 16, 2023
Q1 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
213+ 687.1% |
$2.13K - $2.6K
|
244
$2.61K
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
37+ 0.09% |
$369 - $451
|
41.9K
$447K
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3+ 0.12% |
$29.9 - $36.6
|
2.49K
$26.6K
|
|
Apr 28, 2023
Q1 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
1+ 3.57% |
$9.98 - $12.2
|
29
$310
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-72- 0.62% |
$719 - $878
|
11.5K
$122K
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-185- 0.59% |
$1.85K - $2.26K
|
31.4K
$335K
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-474- 10.81% |
$4.73K - $5.78K
|
3.91K
$41.7K
|
|
May 11, 2023
Q1 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-713- 0.79% |
$7.12K - $8.7K
|
89K
$951K
|
|
May 02, 2023
Q1 2023
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-1.5K- 8.72% |
$15K - $18.3K
|
15.7K
$168K
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.82K- 7.09% |
$18.1K - $22.1K
|
23.8K
$254K
|