Purchases and Sales Made in Q3 2023 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q3 2023. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Van Eck Associates Corp
|
BUY
|
- |
187K+ 25.78% |
$1.93M - $2.13M
|
914K
$10.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
170KNew |
$1.75M - $1.93M
|
170K
$1.9M
|
|
|
Nov 15, 2023
Q3 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
122K+ 692.37% |
$1.26M - $1.39M
|
140K
$1.56M
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
121K+ 4.04% |
$1.25M - $1.38M
|
3.13M
$34.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
120KNew |
$1.24M - $1.36M
|
120K
$1.34M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
98.8K+ 470.72% |
$1.02M - $1.13M
|
120K
$1.34M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
82K+ 526.44% |
$846K - $934K
|
97.6K
$1.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
70K+ 483.95% |
$723K - $798K
|
84.5K
$943K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
64.4K+ 98.08% |
$665K - $734K
|
130K
$1.45M
|
|
|
Oct 26, 2023
Q3 2023
|
Graypoint LLC
|
BUY
|
- |
62.7KNew |
$647K - $714K
|
62.7K
$700K
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
39.1K+ 121.78% |
$403K - $445K
|
71.1K
$794K
|
|
|
Nov 13, 2023
Q3 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
34.9KNew |
$360K - $397K
|
34.9K
$389K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
21.7K+ 11.42% |
$224K - $247K
|
212K
$2.37M
|
|
|
Nov 13, 2023
Q3 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
20.9KNew |
$216K - $238K
|
20.9K
$233K
|
|
|
Nov 09, 2023
Q3 2023
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
20.7KNew |
$214K - $236K
|
20.7K
$231K
|
|
|
Oct 10, 2023
Q3 2023
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
20.4KNew |
$210K - $232K
|
20.4K
$227K
|
|
|
Oct 30, 2023
Q3 2023
|
Yelin Lapidot Holdings Management Ltd.
Tel Aviv, L3 |
BUY
|
- |
19.5KNew |
$201K - $222K
|
19.5K
$218K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
13.9K+ 91.27% |
$143K - $158K
|
29.1K
$325K
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
13.1KNew |
$135K - $149K
|
13.1K
$146K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
12.2KNew |
$126K - $139K
|
12.2K
$137K
|
|
|
Nov 01, 2023
Q3 2023
|
Calton & Associates, Inc.
|
BUY
|
- |
12.2KNew |
$126K - $139K
|
12.2K
$136K
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
12KNew |
$124K - $137K
|
12K
$134K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.3K+ 37.33% |
$116K - $128K
|
41.4K
$463K
|
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
11.2K+ 24.18% |
$116K - $128K
|
57.7K
$644K
|
|
|
Oct 30, 2023
Q3 2023
|
Cfo4 Life Group, LLC
|
BUY
|
- |
10.5KNew |
$108K - $119K
|
10.5K
$117K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7.23K+ 21.12% |
$74.6K - $82.3K
|
41.4K
$463K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.14K+ 55.77% |
$73.7K - $81.3K
|
19.9K
$222K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
5.75KNew |
$59.3K - $65.4K
|
5.75K
$64.1K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
5.22K+ 4.14% |
$53.8K - $59.4K
|
131K
$1.46M
|
|
|
Nov 15, 2023
Q3 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
4.7K+ 6.45% |
$48.5K - $53.5K
|
77.6K
$866K
|
|
|
Oct 13, 2023
Q3 2023
|
Optimum Investment Advisors
|
BUY
|
- |
4K+ 18.35% |
$41.3K - $45.6K
|
25.8K
$288K
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
2.63K+ 1.75% |
$27.2K - $30K
|
153K
$1.71M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.49K+ 12.33% |
$25.7K - $28.4K
|
22.7K
$253K
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
1.91K+ 12.7% |
$19.7K - $21.8K
|
17K
$189K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1.43K+ 8.31% |
$14.7K - $16.3K
|
18.6K
$208K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1KNew |
$10.3K - $11.4K
|
1K
$11.2K
|
|
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
899+ 168.35% |
$9.28K - $10.2K
|
1.43K
$16K
|
|
|
Oct 25, 2023
Q3 2023
|
Godsey & Gibb Associates
|
BUY
|
- |
608New |
$6.27K - $6.93K
|
608
$6.79K
|
|
|
Nov 07, 2023
Q3 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
600+ 1.24% |
$6.19K - $6.83K
|
49.2K
$549K
|
|
|
Nov 07, 2023
Q3 2023
|
Beacon Investment Advisors LLC
Gaithersburg, MD |
BUY
|
- |
353+ 2.91% |
$3.64K - $4.02K
|
12.5K
$139K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
300New |
$3.1K - $3.42K
|
300
$3.35K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
155+ 0.37% |
$1.6K - $1.77K
|
42.1K
$470K
|
|
|
Nov 03, 2023
Q3 2023
|
Latitude Advisors, LLC
|
BUY
|
- |
133+ 1.18% |
$1.37K - $1.51K
|
11.4K
$127K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
6+ 1.88% |
$61.9 - $68.3
|
326
$3.64K
|
|
|
Nov 14, 2023
Q3 2023
|
Garner Asset Management Corp
|
BUY
|
- |
5+ 0.03% |
$51.6 - $57
|
18.1K
$202K
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
1+ 3.33% |
$10.3 - $11.4
|
31
$346
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-68- 0.08% |
$702 - $775
|
81.3K
$908K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-300- 0.56% |
$3.1K - $3.42K
|
52.9K
$591K
|