Purchases and Sales Made in Q4 2022 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q4 2022. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 11, 2023
Q4 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
287K+ 11.11% |
$2.8M - $3.32M
|
2.87M
$32.3M
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
78.5K+ 27.53% |
$767K - $911K
|
364K
$4.09M
|
|
|
Feb 14, 2023
Q4 2022
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
50KNew |
$489K - $580K
|
50K
$563K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
44.2K+ 16.73% |
$432K - $513K
|
309K
$3.47M
|
|
|
Feb 15, 2023
Q4 2022
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
40KNew |
$391K - $464K
|
40K
$450K
|
|
|
Feb 14, 2023
Q4 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
30.6K+ 11.41% |
$299K - $355K
|
299K
$3.37M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
25.6KNew |
$250K - $297K
|
25.6K
$288K
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
BUY
|
- |
22.2K+ 3.93% |
$217K - $257K
|
586K
$6.59M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
19.5K+ 14.23% |
$191K - $226K
|
157K
$1.76M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
17.8KNew |
$174K - $207K
|
17.8K
$201K
|
|
|
Feb 14, 2023
Q4 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
12.5KNew |
$122K - $145K
|
12.5K
$140K
|
|
|
Feb 06, 2023
Q4 2022
|
Meitav Dash Investments LTD
|
BUY
|
- |
12.1KNew |
$118K - $140K
|
12.1K
$136K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.2KNew |
$99.8K - $119K
|
10.2K
$115K
|
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
9.89K+ 2.75% |
$96.6K - $115K
|
370K
$4.16M
|
|
|
Feb 13, 2023
Q4 2022
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
7.32KNew |
$71.5K - $84.9K
|
7.32K
$82.3K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.62K+ 12.4% |
$54.9K - $65.2K
|
51K
$574K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.42K+ 21.45% |
$43.1K - $51.2K
|
25K
$281K
|
|
|
Feb 15, 2023
Q4 2022
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
3.59K+ 5.88% |
$35K - $41.6K
|
64.5K
$726K
|
|
|
Feb 13, 2023
Q4 2022
|
Natixis
Paris, I0 |
BUY
|
- |
3.25K+ 13.11% |
$31.8K - $37.7K
|
28K
$316K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.58K+ 2.75% |
$15.5K - $18.4K
|
59.1K
$665K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.28K+ 0.61% |
$12.5K - $14.9K
|
213K
$2.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.06K+ 6.85% |
$10.3K - $12.3K
|
16.5K
$186K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1K+ 11.18% |
$9.78K - $11.6K
|
9.95K
$112K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
984+ 0.79% |
$9.61K - $11.4K
|
125K
$1.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
943New |
$9.21K - $10.9K
|
943
$10.6K
|
|
|
Feb 02, 2023
Q4 2022
|
Simplex Trading, LLC
|
BUY
|
- |
788+ 203.09% |
$7.7K - $9.14K
|
1.18K
$13.2K
|
|
|
Jan 31, 2023
Q4 2022
|
Wambolt & Associates, LLC
|
BUY
|
- |
600+ 3.18% |
$5.86K - $6.96K
|
19.5K
$219K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
512New |
$5K - $5.94K
|
512
$5.76K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
390+ 0.5% |
$3.81K - $4.52K
|
77.9K
$877K
|
|
|
Jan 18, 2023
Q4 2022
|
Godsey & Gibb Associates
|
BUY
|
- |
384New |
$3.75K - $4.45K
|
384
$4.32K
|
|
|
Feb 13, 2023
Q4 2022
|
Trustcore Financial Services, LLC
|
BUY
|
- |
300New |
$2.93K - $3.48K
|
300
$3.38K
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
BUY
|
- |
139New |
$1.36K - $1.61K
|
139
$1.56K
|
|
|
Feb 13, 2023
Q4 2022
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
110New |
$1.07K - $1.28K
|
110
$1.24K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
87+ 0.76% |
$850 - $1.01K
|
11.5K
$130K
|
|
|
Jan 17, 2023
Q4 2022
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
80New |
$782 - $928
|
80
$900
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
56+ 0.49% |
$547 - $650
|
11.5K
$129K
|
|
|
Feb 24, 2023
Q4 2022
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
31New |
$303 - $360
|
31
$349
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
19New |
$186 - $220
|
19
$214
|
|
|
Feb 14, 2023
Q4 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
9+ 1.8% |
$87.9 - $104
|
509
$5.73K
|
|
|
Feb 14, 2023
Q4 2022
|
Garner Asset Management Corp
|
BUY
|
- |
4+ 0.02% |
$39.1 - $46.4
|
17.2K
$194K
|
|
|
Jan 24, 2023
Q4 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
1+ 3.23% |
$9.77 - $11.6
|
32
$360
|
|
|
Jan 13, 2023
Q4 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
1+ 3.7% |
$9.77 - $11.6
|
28
$315
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-166- 0.4% |
$1.62K - $1.93K
|
41.9K
$471K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-298- 6.37% |
$2.91K - $3.46K
|
4.38K
$49.3K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-615- 2.93% |
$6.01K - $7.13K
|
20.4K
$229K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-635- 1.97% |
$6.2K - $7.37K
|
31.6K
$355K
|
|
|
Feb 14, 2023
Q4 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-752- 1.66% |
$7.35K - $8.72K
|
44.6K
$502K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-752- 18.55% |
$7.35K - $8.72K
|
3.3K
$37.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-992- 6.38% |
$9.69K - $11.5K
|
14.5K
$164K
|