Purchases and Sales Made in Q4 2023 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q4 2023. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 29, 2024
Q4 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
309KNew |
$3M - $3.78M
|
309K
$3.45M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
264K+ 1110.0% |
$2.56M - $3.23M
|
288K
$3.21M
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
119K+ 3.79% |
$1.15M - $1.45M
|
3.25M
$36.2M
|
|
|
Feb 05, 2024
Q4 2023
|
Van Eck Associates Corp
|
BUY
|
- |
108K+ 11.77% |
$1.04M - $1.32M
|
1.02M
$11.4M
|
|
|
Feb 15, 2024
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
96.7K+ 26.93% |
$939K - $1.18M
|
456K
$5.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
57.9KNew |
$562K - $709K
|
57.9K
$646K
|
|
|
Feb 13, 2024
Q4 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
38.6K+ 22.74% |
$375K - $473K
|
208K
$2.33M
|
|
|
Feb 14, 2024
Q4 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
38.4KNew |
$373K - $470K
|
38.4K
$429K
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
26.6K+ 221.13% |
$259K - $326K
|
38.7K
$432K
|
|
|
Feb 12, 2024
Q4 2023
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
20KNew |
$194K - $245K
|
20K
$223K
|
|
|
Feb 14, 2024
Q4 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
17.4KNew |
$169K - $213K
|
17.4K
$194K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
15.7KNew |
$152K - $192K
|
15.7K
$175K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
11K+ 31.44% |
$106K - $134K
|
45.8K
$511K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.9KNew |
$106K - $133K
|
10.9K
$122K
|
|
|
Feb 13, 2024
Q4 2023
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
10.7KNew |
$104K - $131K
|
10.7K
$120K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
10.4KNew |
$101K - $127K
|
10.4K
$116K
|
|
|
Feb 13, 2024
Q4 2023
|
Black Rock Inc.
New York, NY |
BUY
|
- |
9.59K+ 4.72% |
$93.1K - $117K
|
213K
$2.37M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
8.39K+ 19.85% |
$81.4K - $103K
|
50.6K
$565K
|
|
|
Feb 14, 2024
Q4 2023
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
7.05KNew |
$68.5K - $86.3K
|
7.05K
$78.7K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.71KNew |
$45.8K - $57.7K
|
4.71K
$52.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
4.45K+ 111.13% |
$43.2K - $54.4K
|
8.45K
$94.2K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.56K+ 29.05% |
$34.5K - $43.5K
|
15.8K
$176K
|
|
|
Feb 14, 2024
Q4 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
3.53K+ 4.54% |
$34.2K - $43.1K
|
81.1K
$905K
|
|
|
Jan 08, 2024
Q4 2023
|
Optimum Investment Advisors
|
BUY
|
- |
3K+ 11.63% |
$29.1K - $36.7K
|
28.8K
$321K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.56K+ 12.84% |
$24.8K - $31.3K
|
22.5K
$251K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
2.39KNew |
$23.2K - $29.3K
|
2.39K
$26.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.31K+ 7.94% |
$22.5K - $28.3K
|
31.4K
$351K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2K+ 8.81% |
$19.4K - $24.5K
|
24.7K
$275K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.54K+ 4800.0% |
$14.9K - $18.8K
|
1.57K
$17.5K
|
|
|
Feb 02, 2024
Q4 2023
|
Simplex Trading, LLC
|
BUY
|
- |
1.53K+ 316.8% |
$14.8K - $18.7K
|
2.01K
$22.4K
|
|
|
Jan 29, 2024
Q4 2023
|
Graypoint LLC
|
BUY
|
- |
1.24K+ 1.97% |
$12K - $15.2K
|
63.9K
$714K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
348+ 5.12% |
$3.38K - $4.26K
|
7.15K
$79.8K
|
|
|
Jan 25, 2024
Q4 2023
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
337+ 2.89% |
$3.27K - $4.12K
|
12K
$134K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
200New |
$1.94K - $2.45K
|
200
$2.23K
|
|
|
Feb 13, 2024
Q4 2023
|
Beacon Investment Advisors LLC
Gaithersburg, MD |
BUY
|
- |
134+ 1.07% |
$1.3K - $1.64K
|
12.6K
$141K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
110+ 1.99% |
$1.07K - $1.35K
|
5.63K
$62.9K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
100New |
$971 - $1.22K
|
100
$1.12K
|
|
|
Jan 24, 2024
Q4 2023
|
Cfo4 Life Group, LLC
|
BUY
|
- |
100+ 0.96% |
$971 - $1.22K
|
10.6K
$118K
|
|
|
Jan 18, 2024
Q4 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
25+ 31.25% |
$243 - $306
|
105
$1.17K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-68- 61.26% |
$660 - $832
|
43
$480
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-320- 0.6% |
$3.11K - $3.92K
|
52.6K
$587K
|
|
|
Jan 19, 2024
Q4 2023
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-479- 3.0% |
$4.65K - $5.86K
|
15.5K
$173K
|
|
|
Jan 30, 2024
Q4 2023
|
Latitude Advisors, LLC
|
SELL
|
- |
-660- 5.8% |
$6.41K - $8.08K
|
10.7K
$120K
|
|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-726- 64.76% |
$7.05K - $8.89K
|
395
$4.41K
|
|
|
Feb 09, 2024
Q4 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-1.05K- 1.25% |
$10.2K - $12.9K
|
82.9K
$925K
|
|
|
Feb 14, 2024
Q4 2023
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-1.2K- 8.05% |
$11.7K - $14.7K
|
13.7K
$153K
|
|
|
Feb 07, 2024
Q4 2023
|
Wambolt & Associates, LLC
|
SELL
|
- |
-1.47K- 7.53% |
$14.3K - $18K
|
18K
$201K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.64K- 52.38% |
$15.9K - $20K
|
1.49K
$16.6K
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.41K- 12.96% |
$23.4K - $29.5K
|
16.2K
$181K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.39K- 8.04% |
$32.9K - $41.4K
|
38.7K
$432K
|