Purchases and Sales Made in Q1 2025 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q1 2025. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
236K+ 168.94% |
$2.21M - $2.31M
|
375K
$3.7M
|
|
|
May 13, 2025
Q1 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
215KNew |
$2.02M - $2.11M
|
215K
$2.13M
|
|
|
May 14, 2025
Q1 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
112KNew |
$1.05M - $1.1M
|
112K
$1.11M
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
38.4KNew |
$360K - $377K
|
38.4K
$379K
|
|
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
26.8KNew |
$252K - $263K
|
26.8K
$265K
|
|
|
Apr 10, 2025
Q1 2025
|
Lake Street Financial LLC
|
BUY
|
- |
26.6K+ 4.04% |
$249K - $261K
|
684K
$6.75M
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
21.3K+ 19.81% |
$200K - $209K
|
129K
$1.27M
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.4K+ 18.96% |
$107K - $112K
|
71.6K
$706K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.9K+ 8.36% |
$92.9K - $97.1K
|
128K
$1.27M
|
|
|
Apr 21, 2025
Q1 2025
|
Riverbridge Partners LLC
|
BUY
|
- |
5.56K+ 10.23% |
$52.1K - $54.5K
|
59.9K
$591K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.96K+ 4.16% |
$37.2K - $38.9K
|
99.2K
$979K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.79K+ 13.71% |
$16.8K - $17.6K
|
14.8K
$146K
|
|
|
May 06, 2025
Q1 2025
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
928+ 7.8% |
$8.7K - $9.1K
|
12.8K
$127K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
900New |
$8.44K - $8.83K
|
900
$8.88K
|
|
|
Apr 25, 2025
Q1 2025
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
706+ 0.49% |
$6.62K - $6.93K
|
144K
$1.42M
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
238+ 0.07% |
$2.23K - $2.33K
|
347K
$3.42M
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
210+ 1.63% |
$1.97K - $2.06K
|
13.1K
$129K
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
68+ 0.63% |
$638 - $667
|
10.9K
$108K
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
50+ 0.82% |
$469 - $491
|
6.15K
$60.7K
|
|
|
May 15, 2025
Q1 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
40New |
$375 - $392
|
40
$395
|
|
|
Apr 14, 2025
Q1 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
32+ 0.24% |
$300 - $314
|
13.1K
$129K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5+ 0.03% |
$46.9 - $49.1
|
15.8K
$156K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-34- 0.16% |
$319 - $334
|
21.6K
$213K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-400- 3.27% |
$3.75K - $3.92K
|
11.9K
$117K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-780- 3.61% |
$7.32K - $7.65K
|
20.8K
$206K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.29K- 0.37% |
$12.1K - $12.7K
|
345K
$3.41M
|
|
|
May 02, 2025
Q1 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-1.65K- 7.82% |
$15.5K - $16.2K
|
19.5K
$192K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.22K- 7.23% |
$30.2K - $31.6K
|
41.3K
$408K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-10.5K- 18.87% |
$98.9K - $103K
|
45.3K
$447K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-11.3K- 4.25% |
$106K - $111K
|
254K
$2.51M
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-86K- 28.18% |
$806K - $843K
|
219K
$2.16M
|