Purchases and Sales Made in Q2 2024 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q2 2024. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 12, 2024
Q2 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
666KNew |
$6.35M - $6.6M
|
666K
$6.51M
|
|
|
Aug 14, 2024
Q2 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
134K+ 59.58% |
$1.28M - $1.33M
|
359K
$3.51M
|
|
|
Aug 14, 2024
Q2 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
88KNew |
$839K - $873K
|
88K
$860K
|
|
|
Jul 12, 2024
Q2 2024
|
Lake Street Financial LLC
|
BUY
|
- |
67.4K+ 11.26% |
$643K - $668K
|
666K
$6.51M
|
|
|
Aug 14, 2024
Q2 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
26.6K+ 42.03% |
$254K - $264K
|
89.8K
$878K
|
|
|
Aug 13, 2024
Q2 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
25.7K+ 10.92% |
$246K - $255K
|
261K
$2.56M
|
|
|
Jul 30, 2024
Q2 2024
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
24.8KNew |
$237K - $246K
|
24.8K
$243K
|
|
|
Aug 05, 2024
Q2 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
13.2KNew |
$126K - $131K
|
13.2K
$129K
|
|
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
11.7K+ 6.94% |
$112K - $116K
|
180K
$1.76M
|
|
|
Aug 14, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
11.7K+ 6.94% |
$112K - $116K
|
180K
$1.76M
|
|
|
Jul 25, 2024
Q2 2024
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
8.59K+ 7.43% |
$81.9K - $85.2K
|
124K
$1.21M
|
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
BUY
|
- |
6.79K+ 12.42% |
$64.7K - $67.3K
|
61.4K
$601K
|
|
|
Aug 14, 2024
Q2 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
5.8K+ 1.77% |
$55.4K - $57.6K
|
334K
$3.26M
|
|
|
Aug 22, 2024
Q2 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.42K+ 15.09% |
$32.6K - $33.9K
|
26.1K
$255K
|
|
|
Jul 17, 2024
Q2 2024
|
Riverbridge Partners LLC
|
BUY
|
- |
3.04K+ 3.9% |
$29K - $30.1K
|
81K
$792K
|
|
|
Aug 09, 2024
Q2 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.03K+ 19.46% |
$19.4K - $20.1K
|
12.5K
$122K
|
|
|
Aug 13, 2024
Q2 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.16KNew |
$11K - $11.5K
|
1.16K
$11.3K
|
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
205+ 1.27% |
$1.96K - $2.03K
|
16.4K
$160K
|
|
|
Aug 13, 2024
Q2 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
126New |
$1.2K - $1.25K
|
126
$1.23K
|
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
56+ 0.94% |
$534 - $556
|
5.99K
$58.6K
|
|
|
Jul 23, 2024
Q2 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 12, 2024
Q2 2024
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.64K- 9.66% |
$15.6K - $16.3K
|
15.3K
$150K
|
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.7K- 10.94% |
$16.2K - $16.9K
|
13.8K
$135K
|
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.68K- 11.09% |
$54.2K - $56.3K
|
45.5K
$445K
|
|
|
Aug 13, 2024
Q2 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.76K- 24.87% |
$55K - $57.2K
|
17.4K
$170K
|
|
|
Aug 14, 2024
Q2 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.36K- 7.87% |
$79.8K - $82.9K
|
97.8K
$957K
|
|
|
Aug 02, 2024
Q2 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-10.2K- 9.49% |
$96.9K - $101K
|
96.8K
$947K
|
|
|
Aug 14, 2024
Q2 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-20.8K- 22.17% |
$199K - $207K
|
73.2K
$716K
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-22.4K- 6.6% |
$214K - $222K
|
317K
$3.1M
|
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-47K- 42.74% |
$448K - $466K
|
63K
$616K
|
|
|
Aug 14, 2024
Q2 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-50.1K- 89.85% |
$478K - $497K
|
5.66K
$55.3K
|