Latest Institutional Sells of Prospect Capital Corp (PSEC)
This list provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 25, 2023
Q2 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-700- 86.31% |
$4.26K - $4.86K
|
111
$586
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
SELL
|
- |
-655- 99.7% |
$3.98K - $4.55K
|
2
$10.6
|
|
Aug 08, 2023
Q2 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-275- 17.46% |
$1.67K - $1.91K
|
1.3K
$6.86K
|
|
Aug 08, 2023
Q2 2023
|
Belvedere Trading LLC
|
SELL
|
CALL |
-100- 0.48% |
$608 - $694
|
20.7K
$109K
|
|
Q1 2023 | |||||||
May 15, 2023
Q1 2023
|
Nissay Asset Management Corp
Tokyo, M0 |
SELL
|
- |
-64K- 35.52% |
$427K - $490K
|
116K
$614K
|
|
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-10.4KClosed |
$69.5K - $79.8K
|
0
$0
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-7.7K- 58.78% |
$51.4K - $59K
|
5.4K
$28.5K
|
|
May 05, 2023
Q1 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-2.52K- 14.82% |
$16.8K - $19.3K
|
14.5K
$76.4K
|
|
May 01, 2023
Q1 2023
|
Cutler Group LP
|
SELL
|
CALL |
-1.8K- 90.0% |
$12K - $13.8K
|
200
$1.06K
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-800- 1.25% |
$5.34K - $6.13K
|
63.3K
$334K
|
|
May 11, 2023
Q1 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-300- 37.5% |
$2K - $2.3K
|
500
$2.64K
|
|
May 12, 2023
Q1 2023
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-255- 0.27% |
$1.7K - $1.95K
|
93.2K
$492K
|
|
Q4 2022 | |||||||
Feb 10, 2023
Q4 2022
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-33.8K- 57.88% |
$216K - $264K
|
24.6K
$130K
|
|
Jan 03, 2023
Q4 2022
|
Lvm Capital Management LTD
|
SELL
|
- |
-6.75K- 36.0% |
$43.1K - $52.8K
|
12K
$63.4K
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-6.08K- 6.56% |
$38.8K - $47.5K
|
86.5K
$457K
|
|
Feb 13, 2023
Q4 2022
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-5.79K- 30.77% |
$37K - $45.3K
|
13K
$68.8K
|
|
Feb 09, 2023
Q4 2022
|
Horizon Bancorp Inc /In/
Michigan City, IN |
SELL
|
- |
-2.56KClosed |
$16.4K - $20K
|
0
$0
|
|
Jan 17, 2023
Q4 2022
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-2.04K- 99.32% |
$13K - $15.9K
|
14
$73.9
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.98K- 46.22% |
$12.6K - $15.5K
|
2.3K
$12.1K
|
|
Jan 23, 2023
Q4 2022
|
Sjs Investment Consulting Inc.
Sylvania, OH |
SELL
|
- |
-1.89KClosed |
$12.1K - $14.7K
|
0
$0
|
|
Feb 14, 2023
Q4 2022
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-552- 25.29% |
$3.53K - $4.32K
|
1.63K
$8.61K
|
|
Q3 2022 | |||||||
Nov 14, 2022
Q3 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-36.7KClosed |
$224K - $717K
|
0
$0
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-26.3K- 12.49% |
$161K - $514K
|
184K
$973K
|
|
Apr 19, 2024
Q3 2022
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-12.4KClosed |
$75.9K - $243K
|
0
$0
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-10.5K- 33.79% |
$64K - $205K
|
20.5K
$108K
|
|
Oct 21, 2022
Q3 2022
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-6.41K- 26.9% |
$39.2K - $125K
|
17.4K
$92K
|
|
Nov 14, 2022
Q3 2022
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-621- 3.12% |
$3.79K - $12.1K
|
19.3K
$102K
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
SELL
|
- |
-52- 91.23% |
$318 - $1.02K
|
5
$26.4
|
|
Q2 2022 | |||||||
Aug 05, 2022
Q2 2022
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-33K- 62.23% |
$220K - $280K
|
20K
$106K
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
CALL |
-28.6K- 57.09% |
$191K - $243K
|
21.5K
$114K
|
|
Jul 18, 2022
Q2 2022
|
Camelot Portfolios, LLC
|
SELL
|
- |
-18.5KClosed |
$124K - $157K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-15KClosed |
$100K - $127K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-14KClosed |
$93.8K - $119K
|
0
$0
|
|
Aug 01, 2022
Q2 2022
|
Morling Financial Advisors, LLC
|
SELL
|
- |
-13.1KClosed |
$87.7K - $111K
|
0
$0
|
|
Jul 25, 2022
Q2 2022
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-11.9KClosed |
$79.5K - $101K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-6.5KClosed |
$43.4K - $55.1K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-4.64KClosed |
$31K - $39.3K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-4.41K- 3.7% |
$29.5K - $37.4K
|
115K
$607K
|
|
Aug 09, 2022
Q2 2022
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-2.62KClosed |
$17.5K - $22.2K
|
0
$0
|
|
Jul 20, 2022
Q2 2022
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-1.11KClosed |
$7.43K - $9.44K
|
0
$0
|
|
Jul 22, 2022
Q2 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-700Closed |
$4.68K - $5.94K
|
0
$0
|
|
Jul 15, 2022
Q2 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-538Closed |
$3.59K - $4.56K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Greytown Advisors Inc.
Miami, FL |
SELL
|
- |
-220- 0.55% |
$1.47K - $1.87K
|
39.6K
$209K
|
|
Jul 22, 2022
Q2 2022
|
Bogart Wealth, LLC
|
SELL
|
- |
-4Closed |
$26.7 - $33.9
|
0
$0
|
|
Jul 13, 2022
Q2 2022
|
Tsfg, LLC
|
SELL
|
- |
-4Closed |
$26.7 - $33.9
|
0
$0
|
|
Q1 2022 | |||||||
May 06, 2022
Q1 2022
|
Independent Advisor Alliance
|
SELL
|
- |
-81.7KClosed |
$642K - $726K
|
0
$0
|
|
Sep 21, 2023
Q1 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-50K- 81.97% |
$393K - $445K
|
11K
$58.1K
|
|
May 13, 2022
Q1 2022
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-21.4KClosed |
$168K - $190K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Gitterman Wealth Management, LLC
|
SELL
|
- |
-15.2KClosed |
$119K - $135K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Callahan Advisors, LLC
|
SELL
|
- |
-12KClosed |
$94.3K - $107K
|
0
$0
|