Latest Institutional Sells of Prospect Capital Corp (PSEC)
This list provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 11, 2020
Q4 2019
|
Royal Fund Management, LLC
|
SELL
|
- |
-293Closed |
$1.87K - $1.96K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-15Closed |
$95.6 - $101
|
0
$0
|
|
Q3 2019 | |||||||
Nov 13, 2019
Q3 2019
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-404KClosed |
$2.55M - $2.72M
|
0
$0
|
|
Nov 04, 2019
Q3 2019
|
Unigestion Holding Sa
|
SELL
|
- |
-154KClosed |
$968K - $1.03M
|
0
$0
|
|
Oct 17, 2019
Q3 2019
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-80KClosed |
$504K - $539K
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-23.7KClosed |
$149K - $159K
|
0
$0
|
|
Nov 15, 2019
Q3 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-12.9KClosed |
$81.3K - $86.8K
|
0
$0
|
|
Nov 15, 2019
Q3 2019
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
- |
-5.49KClosed |
$34.6K - $36.9K
|
0
$0
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-4.13KClosed |
$26K - $27.8K
|
0
$0
|
|
Nov 15, 2019
Q3 2019
|
Phocas Financial Corp.
Alameda, CA |
SELL
|
- |
-3.15KClosed |
$19.8K - $21.2K
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Pearl River Capital, LLC
Niles, MI |
SELL
|
- |
-1.6KClosed |
$10.1K - $10.8K
|
0
$0
|
|
Oct 31, 2019
Q3 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-789Closed |
$4.97K - $5.31K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
PUT |
-474K- 88.76% |
$2.96M - $3.24M
|
60K
$251K
|
|
Aug 09, 2019
Q2 2019
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-274KClosed |
$1.71M - $1.87M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-212KClosed |
$1.32M - $1.44M
|
0
$0
|
|
Aug 08, 2019
Q2 2019
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-72.8KClosed |
$455K - $497K
|
0
$0
|
|
Jul 23, 2019
Q2 2019
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-63.8KClosed |
$398K - $436K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
CALL |
-40.4KClosed |
$252K - $276K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-40.1KClosed |
$250K - $274K
|
0
$0
|
|
Aug 19, 2019
Q2 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-16.5KClosed |
$103K - $113K
|
0
$0
|
|
Jul 25, 2019
Q2 2019
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-16.4KClosed |
$102K - $112K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-13.7KClosed |
$85.4K - $93.4K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-13.3KClosed |
$82.8K - $90.6K
|
0
$0
|
|
Aug 05, 2019
Q2 2019
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-12KClosed |
$74.9K - $82K
|
0
$0
|
|
Jul 12, 2019
Q2 2019
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-12KClosed |
$74.8K - $81.8K
|
0
$0
|
|
Jul 17, 2019
Q2 2019
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-11.4KClosed |
$71.2K - $77.9K
|
0
$0
|
|
Aug 09, 2019
Q2 2019
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
PUT |
-7.5KClosed |
$46.8K - $51.2K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-2.16KClosed |
$13.5K - $14.8K
|
0
$0
|
|
Sep 13, 2021
Q2 2019
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1.5KClosed |
$9.36K - $10.2K
|
0
$0
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-1.2KClosed |
$7.49K - $8.2K
|
0
$0
|
|
Aug 20, 2019
Q2 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-100Closed |
$624 - $683
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-224KClosed |
$1.4M - $1.55M
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-206KClosed |
$1.29M - $1.43M
|
0
$0
|
|
Apr 25, 2019
Q1 2019
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-126KClosed |
$788K - $871K
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-112KClosed |
$703K - $778K
|
0
$0
|
|
May 13, 2019
Q1 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-108KClosed |
$676K - $748K
|
0
$0
|
|
May 03, 2019
Q1 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-40KClosed |
$251K - $277K
|
0
$0
|
|
May 13, 2019
Q1 2019
|
Tcw Group Inc
|
SELL
|
- |
-38.5KClosed |
$241K - $267K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-31.1KClosed |
$195K - $215K
|
0
$0
|
|
May 13, 2019
Q1 2019
|
Burney CO
Reston, VA |
SELL
|
- |
-22.9KClosed |
$144K - $159K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-13.3KClosed |
$83.2K - $91.9K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-12.6KClosed |
$78.9K - $87.2K
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-11.6KClosed |
$72.8K - $80.4K
|
0
$0
|
|
Apr 12, 2019
Q1 2019
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-1.7KClosed |
$10.7K - $11.8K
|
0
$0
|
|
Apr 30, 2019
Q1 2019
|
Gables Capital Management Inc.
|
SELL
|
- |
-1K- 50.0% |
$6.27K - $6.93K
|
1K
$4.19K
|
|
May 03, 2019
Q1 2019
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-400Closed |
$2.51K - $2.77K
|
0
$0
|
|
May 02, 2019
Q1 2019
|
Community Bank, N.A.
|
SELL
|
- |
-268Closed |
$1.68K - $1.86K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-250Closed |
$1.57K - $1.73K
|
0
$0
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-250Closed |
$1.57K - $1.73K
|
0
$0
|
|
Apr 15, 2019
Q1 2019
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-131Closed |
$821 - $908
|
0
$0
|