Latest Institutional Sells of Prospect Capital Corp (PSEC)
This list provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-950- 58.46% |
$4.51K - $5.32K
|
675
$2.96K
|
|
Oct 29, 2024
Q3 2024
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-884- 1.95% |
$4.2K - $4.95K
|
44.3K
$194K
|
|
Nov 01, 2024
Q3 2024
|
Lindbrook Capital, LLC
|
SELL
|
- |
-718- 20.87% |
$3.41K - $4.02K
|
2.72K
$11.9K
|
|
Nov 12, 2024
Q3 2024
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-700- 5.4% |
$3.33K - $3.92K
|
12.3K
$53.7K
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-684- 3.55% |
$3.25K - $3.83K
|
18.6K
$81.4K
|
|
Nov 12, 2024
Q3 2024
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-300- 5.29% |
$1.43K - $1.68K
|
5.37K
$23.5K
|
|
Nov 13, 2024
Q3 2024
|
Csenge Advisory Group
|
SELL
|
- |
-206- 0.47% |
$979 - $1.15K
|
43.9K
$192K
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-133- 0.78% |
$632 - $745
|
17K
$74.3K
|
|
Nov 01, 2024
Q3 2024
|
Assetmark, Inc
|
SELL
|
- |
-113- 22.6% |
$537 - $633
|
387
$1.7K
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-99- 0.29% |
$470 - $554
|
33.7K
$148K
|
|
Nov 13, 2024
Q3 2024
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1- 0.01% |
$4.75 - $5.6
|
14.7K
$64.6K
|
|
Q2 2024 | |||||||
Aug 14, 2024
Q2 2024
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-53.8K- 25.0% |
$280K - $306K
|
161K
$706K
|
|
Aug 13, 2024
Q2 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-24.5K- 34.27% |
$127K - $139K
|
46.9K
$206K
|
|
Aug 12, 2024
Q2 2024
|
Citigroup Inc
|
SELL
|
- |
-8.81K- 99.89% |
$45.9K - $50.1K
|
10
$43.8
|
|
Aug 14, 2024
Q2 2024
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
PUT |
-4.8K- 6.42% |
$25K - $27.3K
|
70K
$307K
|
|
Aug 09, 2024
Q2 2024
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
SELL
|
- |
-4.13K- 10.92% |
$21.5K - $23.5K
|
33.7K
$148K
|
|
Aug 07, 2024
Q2 2024
|
Headlands Technologies LLC
Chicago, IL |
SELL
|
- |
-3.79K- 50.03% |
$19.7K - $21.6K
|
3.79K
$16.6K
|
|
Aug 05, 2024
Q2 2024
|
Heritage Wealth Advisors
|
SELL
|
- |
-1.7K- 94.45% |
$8.87K - $9.68K
|
100
$438
|
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-1K- 8.25% |
$5.21K - $5.69K
|
11.1K
$48.7K
|
|
Aug 14, 2024
Q2 2024
|
Gts Securities LLC
New York, NY |
SELL
|
CALL |
-800- 5.8% |
$4.17K - $4.55K
|
13K
$56.9K
|
|
Aug 15, 2024
Q2 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-402- 1.36% |
$2.09K - $2.29K
|
29.1K
$127K
|
|
Aug 14, 2024
Q2 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-319- 36.33% |
$1.66K - $1.82K
|
559
$2.45K
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-19- 0.14% |
$99 - $108
|
13.1K
$57.4K
|
|
Q1 2024 | |||||||
May 15, 2024
Q1 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-420K- 59.3% |
$2.24M - $2.62M
|
288K
$1.26M
|
|
May 15, 2024
Q1 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-343K- 75.08% |
$1.83M - $2.14M
|
114K
$498K
|
|
May 15, 2024
Q1 2024
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-112K- 47.35% |
$595K - $697K
|
124K
$544K
|
|
May 15, 2024
Q1 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-99K- 79.53% |
$527K - $618K
|
25.5K
$112K
|
|
Apr 25, 2024
Q1 2024
|
Triumph Capital Management
|
SELL
|
- |
-55.9K- 67.88% |
$298K - $349K
|
26.5K
$116K
|
|
May 13, 2024
Q1 2024
|
Digital Bridge Group, Inc.
Boca Raton, FL |
SELL
|
PUT |
-31.6K- 58.09% |
$168K - $197K
|
22.8K
$99.9K
|
|
May 14, 2024
Q1 2024
|
Forte Capital LLC
|
SELL
|
- |
-30K- 31.86% |
$160K - $187K
|
64.2K
$281K
|
|
May 15, 2024
Q1 2024
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-13.2K- 43.07% |
$70.2K - $82.2K
|
17.4K
$76.3K
|
|
Aug 13, 2024
Q1 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-8.44K- 11.12% |
$45K - $52.7K
|
67.5K
$296K
|
|
May 09, 2024
Q1 2024
|
Archer Investment Corp
|
SELL
|
- |
-6K- 54.55% |
$32K - $37.4K
|
5K
$21.9K
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
PUT |
-2.2K- 22.45% |
$11.7K - $13.7K
|
7.6K
$33.3K
|
|
Apr 16, 2024
Q1 2024
|
Webster Bank, N. A.
|
SELL
|
- |
-1K- 38.17% |
$5.33K - $6.24K
|
1.62K
$7.1K
|
|
May 08, 2024
Q1 2024
|
Mai Capital Management
|
SELL
|
- |
-450- 3.68% |
$2.4K - $2.81K
|
11.8K
$51.6K
|
|
May 03, 2024
Q1 2024
|
Larson Financial Group LLC
|
SELL
|
- |
-273- 29.9% |
$1.46K - $1.7K
|
640
$2.8K
|
|
Apr 29, 2024
Q1 2024
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-22- 0.03% |
$117 - $137
|
75K
$329K
|
|
Q4 2023 | |||||||
Feb 14, 2024
Q4 2023
|
Carronade Capital Management, LP
Darien, CT |
SELL
|
PUT |
-322K- 21.15% |
$1.64M - $1.99M
|
1.2M
$5.26M
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-283K- 60.85% |
$1.44M - $1.75M
|
182K
$796K
|
|
Feb 14, 2024
Q4 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-243K- 88.06% |
$1.23M - $1.5M
|
32.9K
$144K
|
|
Jan 30, 2024
Q4 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-243K- 88.06% |
$1.23M - $1.5M
|
32.9K
$144K
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-10K- 33.33% |
$50.8K - $61.8K
|
20K
$87.6K
|
|
Feb 14, 2024
Q4 2023
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
CALL |
-5K- 4.35% |
$25.4K - $30.9K
|
110K
$482K
|
|
Feb 12, 2024
Q4 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-5K- 33.33% |
$25.4K - $30.9K
|
10K
$43.8K
|
|
Feb 09, 2024
Q4 2023
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-1.9K- 6.83% |
$9.65K - $11.7K
|
25.9K
$113K
|
|
Feb 08, 2024
Q4 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-872- 70.44% |
$4.43K - $5.39K
|
366
$1.6K
|
|
Feb 13, 2024
Q4 2023
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-650- 5.83% |
$3.3K - $4.02K
|
10.5K
$46K
|
|
Feb 12, 2024
Q4 2023
|
Dudley Capital Management, LLC
Middleburg, VA |
SELL
|
- |
-400- 1.38% |
$2.03K - $2.47K
|
28.5K
$125K
|
|
Jan 31, 2024
Q4 2023
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-342- 4.36% |
$1.74K - $2.11K
|
7.5K
$32.9K
|