Latest Institutional Sells of Prospect Capital Corp (PSEC)
This list provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-77Closed |
$483 - $534
|
0
$0
|
|
Q4 2018 | |||||||
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-26.5KClosed |
$153K - $193K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-18.7KClosed |
$108K - $136K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-18KClosed |
$104K - $131K
|
0
$0
|
|
Jan 25, 2019
Q4 2018
|
Boston Common Asset Management, LLC
Boston, MA |
SELL
|
- |
-15KClosed |
$86.8K - $109K
|
0
$0
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-3.86KClosed |
$22.2K - $28K
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-3.81KClosed |
$22K - $27.7K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-2.02KClosed |
$11.6K - $14.7K
|
0
$0
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-1.65KClosed |
$9.52K - $12K
|
0
$0
|
|
Jan 17, 2019
Q4 2018
|
Minich Mac Gregor Wealth Management, LLC
|
SELL
|
- |
-1.15KClosed |
$6.63K - $8.35K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1KClosed |
$5.77K - $7.27K
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
Ims Capital Management
|
SELL
|
- |
-800Closed |
$4.62K - $5.82K
|
0
$0
|
|
Feb 05, 2019
Q4 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-260Closed |
$1.5K - $1.89K
|
0
$0
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-10Closed |
$57.7 - $72.7
|
0
$0
|
|
Q3 2018 | |||||||
Oct 29, 2018
Q3 2018
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-104KClosed |
$692K - $786K
|
0
$0
|
|
Oct 04, 2018
Q3 2018
|
Xr Securities LLC
|
SELL
|
CALL |
-13.8KClosed |
$92K - $105K
|
0
$0
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-5.94KClosed |
$39.6K - $45K
|
0
$0
|
|
Nov 07, 2018
Q3 2018
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-3.3K- 21.29% |
$22K - $25K
|
12.2K
$51.1K
|
|
Nov 07, 2018
Q3 2018
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-1KClosed |
$6.67K - $7.58K
|
0
$0
|
|
Nov 07, 2018
Q3 2018
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-305Closed |
$2.03K - $2.31K
|
0
$0
|
|
Q2 2018 | |||||||
Aug 03, 2018
Q2 2018
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
SELL
|
- |
-603KClosed |
$3.8M - $4.18M
|
0
$0
|
|
Aug 14, 2018
Q2 2018
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-51.7KClosed |
$326K - $358K
|
0
$0
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-51.2KClosed |
$322K - $355K
|
0
$0
|
|
Aug 14, 2018
Q2 2018
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-18.8KClosed |
$119K - $131K
|
0
$0
|
|
Aug 13, 2018
Q2 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-18KClosed |
$113K - $125K
|
0
$0
|
|
Aug 01, 2018
Q2 2018
|
Nvwm, LLC
|
SELL
|
- |
-10KClosed |
$63K - $69.3K
|
0
$0
|
|
Jul 23, 2018
Q2 2018
|
New Square Capital LLC
|
SELL
|
- |
-1.2KClosed |
$7.59K - $8.34K
|
0
$0
|
|
Jul 23, 2018
Q2 2018
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-500Closed |
$3.15K - $3.47K
|
0
$0
|
|
Q1 2018 | |||||||
May 14, 2018
Q1 2018
|
Seven Eight Capital, LP
|
SELL
|
- |
-247KClosed |
$1.53M - $1.73M
|
0
$0
|
|
May 04, 2018
Q1 2018
|
M&T Bank Corp
|
SELL
|
- |
-29.9KClosed |
$186K - $210K
|
0
$0
|
|
Apr 18, 2018
Q1 2018
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-24.3KClosed |
$151K - $170K
|
0
$0
|
|
May 09, 2018
Q1 2018
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-22.8KClosed |
$141K - $160K
|
0
$0
|
|
May 07, 2018
Q1 2018
|
Vicus Capital
State College, PA |
SELL
|
- |
-18.2KClosed |
$113K - $128K
|
0
$0
|
|
Apr 06, 2018
Q1 2018
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-7.63K- 85.12% |
$47.4K - $53.5K
|
1.33K
$5.59K
|
|
Aug 30, 2024
Q1 2018
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-5.5K- 25.82% |
$34.2K - $38.6K
|
15.8K
$66.2K
|
|
Apr 25, 2018
Q1 2018
|
Liberty Capital Management, Inc.
|
SELL
|
- |
-4.85KClosed |
$30.1K - $34K
|
0
$0
|
|
Apr 18, 2018
Q1 2018
|
Independence Bank Of Kentucky
|
SELL
|
- |
-1.88KClosed |
$11.6K - $13.1K
|
0
$0
|
|
May 11, 2018
Q1 2018
|
Patten Group, Inc.
|
SELL
|
- |
-1.2KClosed |
$7.45K - $8.41K
|
0
$0
|
|
May 11, 2018
Q1 2018
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-1K- 14.29% |
$6.21K - $7.01K
|
6K
$25.1K
|
|
May 04, 2018
Q1 2018
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-500Closed |
$3.11K - $3.51K
|
0
$0
|
|
May 14, 2018
Q1 2018
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-34Closed |
$211 - $238
|
0
$0
|
|
Q4 2017 | |||||||
Feb 14, 2018
Q4 2017
|
Argi Investment Services, LLC
|
SELL
|
- |
-37KClosed |
$206K - $269K
|
0
$0
|
|
Jan 18, 2018
Q4 2017
|
Moody National Bank Trust Division
|
SELL
|
- |
-36.6KClosed |
$203K - $266K
|
0
$0
|
|
Feb 07, 2018
Q4 2017
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-18.1KClosed |
$101K - $132K
|
0
$0
|
|
Feb 10, 2021
Q4 2017
|
Stableford Capital Ii LLC
Scottsdale, AZ |
SELL
|
- |
-14.5KClosed |
$80.7K - $105K
|
0
$0
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-4.72KClosed |
$26.2K - $34.2K
|
0
$0
|
|
Jan 12, 2018
Q4 2017
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-3.1K- 37.8% |
$17.2K - $22.5K
|
5.1K
$21.4K
|
|
Jan 11, 2018
Q4 2017
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-3KClosed |
$16.7K - $21.8K
|
0
$0
|
|
Q3 2017 | |||||||
Nov 14, 2017
Q3 2017
|
Beck Capital Management, LLC
Austin, TX |
SELL
|
- |
-336KClosed |
$2.2M - $2.75M
|
0
$0
|
|
Nov 15, 2017
Q3 2017
|
Cambria Investment Management, L.P.
|
SELL
|
- |
-118KClosed |
$772K - $964K
|
0
$0
|