Purchases and Sales Made in Q2 2021 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q2 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 28, 2021
Q2 2021
|
Tower View Investment Management & Research LLC
|
SELL
|
- |
-1Closed |
$7.62 - $9.22
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1Closed |
$7.62 - $9.22
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Rmr Wealth Builders
|
SELL
|
- |
-1Closed |
$7.62 - $9.22
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-41- 0.35% |
$312 - $378
|
11.5K
$63.9K
|
|
Aug 10, 2021
Q2 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-110- 0.15% |
$838 - $1.01K
|
71.2K
$394K
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-120Closed |
$914 - $1.11K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Evoke Wealth, LLC
|
SELL
|
- |
-131Closed |
$998 - $1.21K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-235- 21.11% |
$1.79K - $2.17K
|
878
$4.86K
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-250Closed |
$1.91K - $2.31K
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-267- 98.16% |
$2.03K - $2.46K
|
5
$27.7
|
|
Aug 05, 2021
Q2 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-292- 2.11% |
$2.23K - $2.69K
|
13.5K
$74.8K
|
|
Aug 19, 2021
Q2 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-300- 1.5% |
$2.29K - $2.77K
|
19.7K
$109K
|
|
Aug 13, 2021
Q2 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-427- 1.35% |
$3.25K - $3.94K
|
31.2K
$172K
|
|
Aug 06, 2021
Q2 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-532- 2.68% |
$4.05K - $4.91K
|
19.3K
$107K
|
|
Aug 09, 2021
Q2 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-557Closed |
$4.24K - $5.14K
|
0
$0
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-600- 2.7% |
$4.57K - $5.53K
|
21.6K
$119K
|
|
Jul 06, 2021
Q2 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-956- 35.68% |
$7.28K - $8.81K
|
1.72K
$9.53K
|
|
Jul 19, 2021
Q2 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.04K- 2.0% |
$7.95K - $9.62K
|
51.2K
$283K
|
|
Aug 03, 2021
Q2 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-1.14K- 2.48% |
$8.66K - $10.5K
|
44.6K
$247K
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.46K- 1.35% |
$11.1K - $13.5K
|
107K
$591K
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.64K- 11.66% |
$12.5K - $15.1K
|
12.4K
$68.5K
|
|
Jul 27, 2021
Q2 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.65K- 4.82% |
$12.6K - $15.2K
|
32.5K
$180K
|
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.88K- 12.79% |
$14.3K - $17.3K
|
12.8K
$70.7K
|
|
Aug 11, 2021
Q2 2021
|
Compton Capital Management Inc
|
SELL
|
- |
-2K- 15.69% |
$15.2K - $18.4K
|
10.8K
$59.4K
|
|
Aug 13, 2021
Q2 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-2.47KClosed |
$18.8K - $22.7K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.68K- 4.46% |
$20.4K - $24.7K
|
57.4K
$318K
|
|
Aug 03, 2021
Q2 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.7K- 16.97% |
$20.6K - $24.9K
|
13.2K
$73.1K
|
|
Aug 02, 2021
Q2 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-3K- 27.27% |
$22.9K - $27.7K
|
8K
$44.2K
|
|
Aug 05, 2021
Q2 2021
|
Archer Investment Corp
|
SELL
|
- |
-3KClosed |
$22.9K - $27.7K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.32KClosed |
$25.3K - $30.6K
|
0
$0
|
|
Mar 22, 2023
Q2 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-4K- 6.6% |
$30.4K - $36.8K
|
56.5K
$313K
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.61K- 18.08% |
$35.1K - $42.5K
|
20.9K
$116K
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-4.65K- 13.44% |
$35.5K - $42.9K
|
30K
$166K
|
|
Jul 23, 2021
Q2 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-4.96K- 1.39% |
$37.8K - $45.7K
|
352K
$1.95M
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-4.98K- 3.67% |
$38K - $45.9K
|
131K
$723K
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
SELL
|
- |
-5.26K- 14.9% |
$40.1K - $48.5K
|
30K
$166K
|
|
Jul 19, 2021
Q2 2021
|
Cutler Group LP
|
SELL
|
- |
-5.6K- 67.19% |
$42.7K - $51.6K
|
2.73K
$15.1K
|
|
Aug 16, 2021
Q2 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-7.3K- 22.25% |
$55.6K - $67.3K
|
25.5K
$141K
|
|
Aug 12, 2021
Q2 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-7.49K- 11.59% |
$57.1K - $69.1K
|
57.1K
$316K
|
|
Jul 26, 2021
Q2 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-9.77K- 40.23% |
$74.4K - $90K
|
14.5K
$80.2K
|
|
Aug 16, 2021
Q2 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-10.5KClosed |
$79.6K - $96.4K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-11.2KClosed |
$85.3K - $103K
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Tiedemann Advisors, LLC
|
SELL
|
- |
-11.8KClosed |
$89.5K - $108K
|
0
$0
|
|
Aug 03, 2021
Q2 2021
|
Mckinley Capital Management LLC
|
SELL
|
- |
-12.5K- 2.32% |
$95.5K - $116K
|
528K
$2.92M
|
|
Aug 13, 2021
Q2 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-12.9KClosed |
$98.7K - $119K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-14.1KClosed |
$108K - $130K
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Stephens Inc
|
SELL
|
- |
-14.9KClosed |
$113K - $137K
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-19.3K- 32.36% |
$147K - $178K
|
40.3K
$223K
|
|
Aug 13, 2021
Q2 2021
|
Wealthstar Advisors, LLC
Plano, TX |
SELL
|
- |
-19.4K- 55.05% |
$148K - $179K
|
15.8K
$87.6K
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-20.1K- 0.99% |
$153K - $185K
|
2.01M
$11.1M
|