Purchases and Sales Made in Q2 2021 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q2 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 16, 2021
Q2 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
5.57K+ 11.96% |
$42.4K - $51.3K
|
52.1K
$288K
|
|
Aug 11, 2021
Q2 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
5.49K+ 6.63% |
$41.8K - $50.6K
|
88.3K
$488K
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
5.48K+ 8.4% |
$41.7K - $50.5K
|
70.7K
$391K
|
|
Aug 11, 2021
Q2 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
5.32K+ 10.82% |
$40.6K - $49.1K
|
54.5K
$301K
|
|
Jul 21, 2021
Q2 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
5.21K+ 10.35% |
$39.7K - $48.1K
|
55.6K
$307K
|
|
Aug 12, 2021
Q2 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
5K+ 6.94% |
$38.1K - $46.1K
|
77K
$426K
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4.88K+ 13.46% |
$37.2K - $45K
|
41.1K
$227K
|
|
Jul 30, 2021
Q2 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
4.8K+ 2.37% |
$36.6K - $44.3K
|
208K
$1.15M
|
|
Aug 11, 2021
Q2 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
4.53KNew |
$34.5K - $41.8K
|
4.53K
$25.1K
|
|
Jul 28, 2021
Q2 2021
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
4.44K+ 5.83% |
$33.8K - $40.9K
|
80.5K
$445K
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
4.19K+ 17.12% |
$31.9K - $38.6K
|
28.6K
$158K
|
|
Jul 28, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
- |
4K+ 4.11% |
$30.5K - $36.9K
|
101K
$561K
|
|
Jul 13, 2021
Q2 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
3.71K+ 4.61% |
$28.3K - $34.2K
|
84.2K
$465K
|
|
Aug 10, 2021
Q2 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
3.71K+ 1.11% |
$28.2K - $34.2K
|
337K
$1.86M
|
|
Aug 10, 2021
Q2 2021
|
Xml Financial, LLC
|
BUY
|
- |
3.05K+ 1.43% |
$23.2K - $28.1K
|
216K
$1.19M
|
|
Sep 07, 2021
Q2 2021
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
3K+ 64.49% |
$22.9K - $27.7K
|
7.65K
$42.3K
|
|
Aug 11, 2021
Q2 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
2.7K+ 207.69% |
$20.6K - $24.9K
|
4K
$22.1K
|
|
Jul 15, 2021
Q2 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
2.67K+ 3.06% |
$20.3K - $24.6K
|
90K
$498K
|
|
Aug 13, 2021
Q2 2021
|
Parisi Gray Wealth Management
|
BUY
|
- |
2.4KNew |
$18.3K - $22.1K
|
2.4K
$13.3K
|
|
Aug 13, 2021
Q2 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
2.26K+ 6.32% |
$17.2K - $20.8K
|
38K
$210K
|
|
Jul 29, 2021
Q2 2021
|
Roman Butler Fullerton & CO
|
BUY
|
- |
2.16K+ 4.38% |
$16.5K - $19.9K
|
51.5K
$285K
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.15K+ 4.43% |
$16.4K - $19.8K
|
50.7K
$280K
|
|
Aug 17, 2021
Q2 2021
|
West Branch Capital LLC
|
BUY
|
- |
2.02KNew |
$15.4K - $18.6K
|
2.02K
$11.2K
|
|
Jul 28, 2021
Q2 2021
|
Shufro Rose & CO LLC
|
BUY
|
- |
2K+ 16.95% |
$15.2K - $18.4K
|
13.8K
$76.3K
|
|
Aug 11, 2021
Q2 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
1.76K+ 12.25% |
$13.4K - $16.2K
|
16.1K
$89K
|
|
Aug 13, 2021
Q2 2021
|
Philadelphia Trust CO
Philadelphia, PA |
BUY
|
- |
1.5K+ 0.83% |
$11.4K - $13.8K
|
182K
$1M
|
|
Aug 16, 2021
Q2 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.05K+ 1.48% |
$7.98K - $9.65K
|
71.6K
$396K
|
|
Aug 10, 2021
Q2 2021
|
Credit Agricole S A
|
BUY
|
- |
1K+ 20.0% |
$7.62K - $9.22K
|
6K
$33.2K
|
|
Jul 23, 2021
Q2 2021
|
Prairie View Partners, LLC
|
BUY
|
- |
1K+ 100.0% |
$7.62K - $9.22K
|
2K
$11.1K
|
|
Jul 27, 2021
Q2 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
1K+ 58.79% |
$7.62K - $9.22K
|
2.7K
$14.9K
|
|
Aug 02, 2021
Q2 2021
|
Allworth Financial LP
|
BUY
|
- |
927New |
$7.06K - $8.55K
|
927
$5.13K
|
|
Aug 05, 2021
Q2 2021
|
Us Bancorp \De\
|
BUY
|
- |
810+ 0.19% |
$6.17K - $7.47K
|
425K
$2.35M
|
|
Aug 10, 2021
Q2 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
740New |
$5.64K - $6.82K
|
740
$4.09K
|
|
Aug 03, 2021
Q2 2021
|
Garner Asset Management Corp
|
BUY
|
- |
600+ 0.33% |
$4.57K - $5.53K
|
184K
$1.02M
|
|
Aug 03, 2021
Q2 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
597New |
$4.55K - $5.5K
|
597
$3.3K
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
BUY
|
- |
431+ 0.27% |
$3.28K - $3.97K
|
157K
$869K
|
|
Aug 17, 2021
Q2 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
413+ 2.11% |
$3.15K - $3.81K
|
20K
$110K
|
|
Jul 14, 2021
Q2 2021
|
Peoples Financial Services Corp.
|
BUY
|
- |
200New |
$1.52K - $1.84K
|
200
$1.11K
|
|
Aug 02, 2021
Q2 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
179+ 5.87% |
$1.36K - $1.65K
|
3.23K
$17.8K
|
|
Jul 15, 2021
Q2 2021
|
Kg&L Capital Management,Llc
|
BUY
|
- |
155+ 0.85% |
$1.18K - $1.43K
|
18.5K
$102K
|
|
Jul 26, 2021
Q2 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
142New |
$1.08K - $1.31K
|
142
$785
|
|
Aug 09, 2021
Q2 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
120+ 1.59% |
$914 - $1.11K
|
7.66K
$42.4K
|
|
Jul 29, 2021
Q2 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
54+ 0.15% |
$411 - $498
|
34.9K
$193K
|
|
Aug 03, 2021
Q2 2021
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
43+ 2.29% |
$328 - $396
|
1.92K
$10.6K
|
|
Aug 11, 2021
Q2 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
23+ 0.21% |
$175 - $212
|
11.2K
$61.7K
|
|
Aug 05, 2021
Q2 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
23+ 2.25% |
$175 - $212
|
1.04K
$5.77K
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
20New |
$152 - $184
|
20
$111
|
|
Jul 13, 2021
Q2 2021
|
Ellevest, Inc.
|
BUY
|
- |
19+ 2.12% |
$145 - $175
|
916
$5.07K
|
|
Aug 13, 2021
Q2 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
11+ 0.07% |
$83.8 - $101
|
16.8K
$92.6K
|
|
Jul 26, 2021
Q2 2021
|
Ford Financial Group, LLC
|
BUY
|
- |
8New |
$61 - $73.8
|
8
$44.2
|