Purchases and Sales Made in Q2 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q2 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 11, 2023
Q2 2023
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
74+ 121.31% |
$450 - $514
|
135
$572
|
|
|
Aug 14, 2023
Q2 2023
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
68+ 2.99% |
$413 - $472
|
2.34K
$9.94K
|
|
|
Aug 08, 2023
Q2 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
47New |
$286 - $326
|
47
$199
|
|
|
Aug 01, 2023
Q2 2023
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
46+ 2.82% |
$280 - $319
|
1.68K
$7.11K
|
|
|
Jul 12, 2023
Q2 2023
|
Beacon Capital Management, LLC
|
BUY
|
- |
42+ 2.99% |
$255 - $291
|
1.45K
$6.14K
|
|
|
Jul 20, 2023
Q2 2023
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
39+ 0.15% |
$237 - $271
|
25.6K
$108K
|
|
|
Aug 09, 2023
Q2 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
30+ 0.28% |
$182 - $208
|
10.6K
$44.9K
|
|
|
Jul 14, 2023
Q2 2023
|
Lvw Advisors, LLC
|
BUY
|
- |
28+ 0.23% |
$170 - $194
|
12.2K
$51.5K
|
|
|
Aug 14, 2023
Q2 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
28+ 0.13% |
$170 - $194
|
21.4K
$90.9K
|
|
|
Aug 21, 2023
Q2 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
20New |
$122 - $139
|
20
$84.8
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
15+ 0.1% |
$91.2 - $104
|
14.7K
$62.2K
|
|
|
Jul 10, 2023
Q2 2023
|
Rise Advisors, LLC
|
BUY
|
- |
10+ 2.96% |
$60.8 - $69.4
|
348
$1.48K
|
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
9+ 0.06% |
$54.7 - $62.5
|
14K
$59.3K
|
|
|
Aug 08, 2023
Q2 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
6New |
$36.5 - $41.6
|
6
$25.4
|
|
|
Aug 08, 2023
Q2 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
3+ 0.33% |
$18.2 - $20.8
|
908
$3.85K
|
|
|
Aug 07, 2023
Q2 2023
|
Smh Capital Advisors Inc
|
BUY
|
- |
1+ 0.0% |
$6.08 - $6.94
|
101K
$427K
|
|
|
Aug 08, 2023
Q2 2023
|
Alpha Q Advisors LLC
Orlando, FL |
BUY
|
- |
1+ 0.01% |
$6.08 - $6.94
|
10.2K
$43.4K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
SELL
|
- |
-8- 18.6% |
$48.6 - $55.5
|
35
$148
|
|
|
Jul 24, 2023
Q2 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-128- 60.38% |
$778 - $888
|
84
$356
|
|
|
Aug 08, 2023
Q2 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-275- 17.46% |
$1.67K - $1.91K
|
1.3K
$5.51K
|
|
|
Aug 10, 2023
Q2 2023
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-373- 2.85% |
$2.27K - $2.59K
|
12.7K
$54K
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-387- 0.14% |
$2.35K - $2.69K
|
270K
$1.14M
|
|
|
Jul 14, 2023
Q2 2023
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-619- 1.37% |
$3.76K - $4.3K
|
44.5K
$189K
|
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
SELL
|
- |
-655- 99.7% |
$3.98K - $4.55K
|
2
$8.48
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
SELL
|
- |
-690- 6.55% |
$4.2K - $4.79K
|
9.85K
$41.8K
|
|
|
Jul 25, 2023
Q2 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-700- 86.31% |
$4.26K - $4.86K
|
111
$471
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-724- 0.82% |
$4.4K - $5.02K
|
87.6K
$371K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-759- 29.72% |
$4.61K - $5.27K
|
1.8K
$7.61K
|
|
|
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-1KClosed |
$6.08K - $6.94K
|
0
$0
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
SELL
|
- |
-1.03K- 0.35% |
$6.26K - $7.14K
|
294K
$1.25M
|
|
|
Jul 27, 2023
Q2 2023
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-1.71K- 2.5% |
$10.4K - $11.9K
|
66.6K
$282K
|
|
|
Aug 08, 2023
Q2 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.97K- 2.43% |
$12K - $13.7K
|
78.9K
$335K
|
|
|
Aug 11, 2023
Q2 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.98K- 4.11% |
$12K - $13.7K
|
46.2K
$196K
|
|
|
Aug 11, 2023
Q2 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-2K- 3.55% |
$12.2K - $13.9K
|
54.3K
$230K
|
|
|
Jul 28, 2023
Q2 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2.04K- 42.67% |
$12.4K - $14.2K
|
2.74K
$11.6K
|
|
|
Aug 02, 2023
Q2 2023
|
Mai Capital Management
|
SELL
|
- |
-2.12K- 13.92% |
$12.9K - $14.7K
|
13.1K
$55.6K
|
|
|
Jul 20, 2023
Q2 2023
|
Pfg Advisors
|
SELL
|
- |
-2.32K- 16.26% |
$14.1K - $16.1K
|
12K
$50.7K
|
|
|
Aug 07, 2023
Q2 2023
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-2.75K- 1.42% |
$16.7K - $19.1K
|
191K
$811K
|
|
|
Jul 11, 2023
Q2 2023
|
Capital Advisors Wealth Management, LLC
|
SELL
|
- |
-3.5K- 25.93% |
$21.3K - $24.3K
|
10K
$42.4K
|
|
|
Aug 09, 2023
Q2 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-3.55K- 2.86% |
$21.6K - $24.6K
|
120K
$510K
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-4.25K- 27.65% |
$25.8K - $29.5K
|
11.1K
$47.1K
|
|
|
Aug 01, 2023
Q2 2023
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-4.48K- 43.92% |
$27.3K - $31.1K
|
5.72K
$24.3K
|
|
|
Aug 09, 2023
Q2 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-4.91K- 1.08% |
$29.9K - $34.1K
|
450K
$1.91M
|
|
|
Jul 26, 2023
Q2 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-5.82K- 4.22% |
$35.4K - $40.4K
|
132K
$560K
|
|
|
Jul 20, 2023
Q2 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-7.58K- 3.13% |
$46.1K - $52.6K
|
234K
$994K
|
|
|
Jul 28, 2023
Q2 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-8.03K- 44.01% |
$48.8K - $55.7K
|
10.2K
$43.3K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-8.57K- 40.55% |
$52.1K - $59.4K
|
12.6K
$53.3K
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-8.86K- 32.61% |
$53.9K - $61.5K
|
18.3K
$77.7K
|
|
|
Jul 14, 2023
Q2 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-9.58K- 22.98% |
$58.2K - $66.5K
|
32.1K
$136K
|