Purchases and Sales Made in Q2 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q2 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 11, 2023
Q2 2023
|
Palogic Value Management, L.P.
Dallas, TX |
BUY
|
- |
6.34K+ 3.84% |
$38.6K - $44K
|
172K
$728K
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
5.2K+ 9.62% |
$31.6K - $36.1K
|
59.3K
$251K
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
5.14K+ 9.87% |
$31.2K - $35.7K
|
57.2K
$243K
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5.02K+ 34.5% |
$30.5K - $34.8K
|
19.6K
$83K
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.99K+ 10.86% |
$30.3K - $34.6K
|
51K
$216K
|
|
Aug 09, 2023
Q2 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
3.26K+ 32.05% |
$19.8K - $22.6K
|
13.4K
$57K
|
|
Aug 09, 2023
Q2 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
3.2KNew |
$19.4K - $22.2K
|
3.2K
$13.5K
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.06K+ 2.74% |
$18.6K - $21.2K
|
114K
$485K
|
|
Aug 14, 2023
Q2 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.72K+ 16.6% |
$16.6K - $18.9K
|
19.1K
$81.1K
|
|
Jul 17, 2023
Q2 2023
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
2.17K+ 4.33% |
$13.2K - $15.1K
|
52.3K
$222K
|
|
Aug 14, 2023
Q2 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
1.78K+ 17.44% |
$10.8K - $12.4K
|
12K
$50.9K
|
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
1.75K+ 8.06% |
$10.6K - $12.1K
|
23.4K
$99.2K
|
|
Aug 14, 2023
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
1.75K+ 8.06% |
$10.6K - $12.1K
|
23.4K
$99.2K
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.59K+ 1.73% |
$9.66K - $11K
|
93.3K
$396K
|
|
Aug 17, 2023
Q2 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1.55KNew |
$9.41K - $10.7K
|
1.55K
$6.56K
|
|
Feb 14, 2024
Q2 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
1.5KNew |
$9.12K - $10.4K
|
1.5K
$6.36K
|
|
Jul 25, 2023
Q2 2023
|
Roman Butler Fullerton & CO
|
BUY
|
- |
1.29K+ 2.49% |
$7.81K - $8.92K
|
52.9K
$224K
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.27K+ 3014.29% |
$7.7K - $8.79K
|
1.31K
$5.55K
|
|
Jul 26, 2023
Q2 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
848+ 1.9% |
$5.16K - $5.89K
|
45.5K
$193K
|
|
Aug 14, 2023
Q2 2023
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
839+ 2.97% |
$5.1K - $5.82K
|
29.1K
$124K
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
830+ 6.83% |
$5.05K - $5.76K
|
13K
$55K
|
|
Oct 21, 2024
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
785+ 6.65% |
$4.77K - $5.45K
|
12.6K
$53.4K
|
|
Aug 07, 2023
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
785+ 6.65% |
$4.77K - $5.45K
|
12.6K
$53.4K
|
|
Jul 14, 2023
Q2 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
783+ 85.67% |
$4.76K - $5.43K
|
1.7K
$7.2K
|
|
Jul 12, 2023
Q2 2023
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
777+ 2.96% |
$4.72K - $5.39K
|
27K
$114K
|
|
Aug 10, 2023
Q2 2023
|
Pro Share Advisors LLC
|
BUY
|
- |
753+ 1.53% |
$4.58K - $5.23K
|
49.9K
$212K
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
652+ 2.08% |
$3.96K - $4.52K
|
32.1K
$136K
|
|
Aug 14, 2023
Q2 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
588+ 3.26% |
$3.58K - $4.08K
|
18.6K
$79K
|
|
Jul 14, 2023
Q2 2023
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
573+ 1.35% |
$3.48K - $3.98K
|
43.1K
$183K
|
|
Jul 27, 2023
Q2 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
545+ 2.51% |
$3.31K - $3.78K
|
22.2K
$94.3K
|
|
Aug 11, 2023
Q2 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
490+ 2.34% |
$2.98K - $3.4K
|
21.5K
$91K
|
|
Aug 11, 2023
Q2 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
388+ 2.56% |
$2.36K - $2.69K
|
15.6K
$66K
|
|
Jul 10, 2023
Q2 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
369+ 1.95% |
$2.24K - $2.56K
|
19.2K
$81.6K
|
|
Jul 13, 2023
Q2 2023
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
310+ 1.78% |
$1.88K - $2.15K
|
17.7K
$75.1K
|
|
Jul 31, 2023
Q2 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
290+ 1.56% |
$1.76K - $2.01K
|
18.9K
$80K
|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
BUY
|
- |
216+ 0.58% |
$1.31K - $1.5K
|
37.7K
$160K
|
|
Jul 18, 2023
Q2 2023
|
Cutler Group LP
|
BUY
|
- |
215New |
$1.31K - $1.49K
|
215
$912
|
|
Jul 14, 2023
Q2 2023
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
174+ 5.38% |
$1.06K - $1.21K
|
3.41K
$14.5K
|
|
Jul 10, 2023
Q2 2023
|
Quent Capital, LLC
|
BUY
|
- |
173+ 2.97% |
$1.05K - $1.2K
|
6K
$25.4K
|
|
Jun 14, 2024
Q2 2023
|
Quent Capital, LLC
|
BUY
|
- |
173+ 2.97% |
$1.05K - $1.2K
|
6K
$25.4K
|
|
Jul 25, 2023
Q2 2023
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
126+ 1.06% |
$766 - $874
|
12K
$50.7K
|
|
Jul 11, 2023
Q2 2023
|
Thrive Wealth Management, LLC
|
BUY
|
- |
110+ 0.21% |
$669 - $763
|
51.7K
$219K
|
|
Jul 24, 2023
Q2 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
110New |
$669 - $763
|
110
$466
|
|
Jul 28, 2023
Q2 2023
|
Traynor Capital Management, Inc.
|
BUY
|
- |
106+ 0.77% |
$644 - $736
|
13.8K
$58.7K
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
101+ 5.77% |
$614 - $701
|
1.85K
$7.85K
|
|
Aug 15, 2023
Q2 2023
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
100+ 0.79% |
$608 - $694
|
12.8K
$54.3K
|
|
Jul 20, 2023
Q2 2023
|
Kg&L Capital Management,Llc
|
BUY
|
- |
88+ 0.84% |
$535 - $611
|
10.6K
$44.9K
|
|
Jul 20, 2023
Q2 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
84+ 1.34% |
$511 - $583
|
6.35K
$26.9K
|
|
Jul 10, 2023
Q2 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
80+ 2.83% |
$486 - $555
|
2.9K
$12.3K
|
|
Aug 15, 2023
Q2 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
74+ 0.24% |
$450 - $514
|
31.2K
$132K
|