Purchases and Sales Made in Q2 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q2 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-9.62K- 5.9% |
$58.5K - $66.7K
|
153K
$643K
|
|
|
Aug 14, 2023
Q2 2023
|
Emc Capital Management
Houston, TX |
SELL
|
- |
-11K- 66.17% |
$67.1K - $76.6K
|
5.64K
$23.6K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-11.2K- 20.02% |
$68.1K - $77.7K
|
44.7K
$187K
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-13.1K- 14.26% |
$79.8K - $91.1K
|
78.9K
$331K
|
|
|
Aug 11, 2023
Q2 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-14.6K- 2.63% |
$89K - $102K
|
542K
$2.27M
|
|
|
Jul 31, 2023
Q2 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-14.6K- 2.63% |
$89K - $102K
|
542K
$2.27M
|
|
|
Aug 11, 2023
Q2 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-15.3K- 30.57% |
$93K - $106K
|
34.7K
$146K
|
|
|
Aug 14, 2023
Q2 2023
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-17.6K- 53.31% |
$107K - $122K
|
15.4K
$64.5K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-19.6K- 95.01% |
$119K - $136K
|
1.03K
$4.31K
|
|
|
Jul 28, 2023
Q2 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-20.6K- 3.54% |
$125K - $143K
|
560K
$2.35M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-22K- 5.61% |
$134K - $153K
|
370K
$1.55M
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-22.9K- 22.71% |
$139K - $159K
|
78.1K
$327K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-24.3K- 22.07% |
$148K - $169K
|
85.8K
$360K
|
|
|
Aug 14, 2023
Q2 2023
|
Garner Asset Management Corp
|
SELL
|
- |
-24.4K- 13.03% |
$148K - $169K
|
163K
$682K
|
|
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-26.7K- 60.26% |
$163K - $186K
|
17.6K
$73.9K
|
|
|
Aug 04, 2023
Q2 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-26.7K- 60.26% |
$163K - $186K
|
17.6K
$73.9K
|
|
|
Aug 11, 2023
Q2 2023
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
SELL
|
- |
-27.6K- 19.15% |
$168K - $192K
|
117K
$488K
|
|
|
Jul 21, 2023
Q2 2023
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-28.2K- 50.33% |
$171K - $195K
|
27.8K
$116K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-30.5K- 7.1% |
$186K - $212K
|
400K
$1.67M
|
|
|
Aug 14, 2023
Q2 2023
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-31K- 31.15% |
$188K - $215K
|
68.4K
$287K
|
|
|
Aug 02, 2023
Q2 2023
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-54K- 3.06% |
$329K - $375K
|
1.71M
$7.18M
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-90.6K- 13.63% |
$551K - $629K
|
574K
$2.41M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-95.3K- 9.97% |
$580K - $661K
|
860K
$3.6M
|
|
|
Aug 11, 2023
Q2 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-97K- 5.64% |
$590K - $673K
|
1.62M
$6.8M
|