Purchases and Sales Made in Q3 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jun 14, 2024
Q3 2023
|
Quent Capital, LLC
|
BUY
|
- |
183+ 3.05% |
$1.09K - $1.22K
|
6.18K
$26.8K
|
|
|
Oct 10, 2023
Q3 2023
|
Quent Capital, LLC
|
BUY
|
- |
183+ 3.05% |
$1.09K - $1.22K
|
6.18K
$26.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Rogco, LP
Claremore, OK |
BUY
|
- |
165New |
$980 - $1.1K
|
165
$714
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
137+ 1.06% |
$814 - $911
|
13.1K
$56.8K
|
|
|
Oct 10, 2023
Q3 2023
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
133+ 1.11% |
$790 - $884
|
12.1K
$52.4K
|
|
|
Oct 13, 2023
Q3 2023
|
Thrive Wealth Management, LLC
|
BUY
|
- |
118+ 0.23% |
$701 - $785
|
51.9K
$225K
|
|
|
Oct 16, 2023
Q3 2023
|
Traynor Capital Management, Inc.
|
BUY
|
- |
112+ 0.81% |
$665 - $745
|
13.9K
$60.4K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
107+ 0.23% |
$636 - $712
|
46.3K
$201K
|
|
|
Oct 20, 2023
Q3 2023
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
99+ 2.9% |
$588 - $658
|
3.51K
$15.2K
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
89+ 100.0% |
$529 - $592
|
178
$771
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
73New |
$434 - $485
|
73
$316
|
|
|
Nov 13, 2023
Q3 2023
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
71+ 3.03% |
$422 - $472
|
2.42K
$10.5K
|
|
|
Oct 19, 2023
Q3 2023
|
Kg&L Capital Management,Llc
|
BUY
|
- |
61+ 0.58% |
$362 - $406
|
10.7K
$46.2K
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
50+ 2.95% |
$297 - $333
|
1.75K
$7.56K
|
|
|
Nov 13, 2023
Q3 2023
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
49+ 2.92% |
$291 - $326
|
1.73K
$7.47K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
48+ 4.66% |
$285 - $319
|
1.08K
$4.66K
|
|
|
Oct 10, 2023
Q3 2023
|
Lvw Advisors, LLC
|
BUY
|
- |
44+ 0.36% |
$261 - $293
|
12.2K
$52.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
34+ 0.04% |
$202 - $226
|
78.9K
$342K
|
|
|
Nov 14, 2023
Q3 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
33+ 0.31% |
$196 - $219
|
10.6K
$46K
|
|
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
28+ 0.11% |
$166 - $186
|
25.6K
$111K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
17+ 0.95% |
$101 - $113
|
1.81K
$7.85K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
11+ 0.11% |
$65.3 - $73.2
|
9.86K
$42.7K
|
|
|
Oct 10, 2023
Q3 2023
|
Rise Advisors, LLC
|
BUY
|
- |
11+ 3.16% |
$65.3 - $73.2
|
359
$1.55K
|
|
|
Nov 13, 2023
Q3 2023
|
Bbr Partners, LLC
New York, NY |
BUY
|
- |
11+ 0.11% |
$65.3 - $73.2
|
10.4K
$45K
|
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
3+ 0.33% |
$17.8 - $20
|
911
$3.94K
|
|
|
Oct 11, 2023
Q3 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
1New |
$5.94 - $6.65
|
1
$4.33
|
|
|
Nov 07, 2023
Q3 2023
|
Smh Capital Advisors Inc
|
BUY
|
- |
1+ 0.0% |
$5.94 - $6.65
|
101K
$436K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 23, 2023
Q3 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-2- 2.38% |
$11.9 - $13.3
|
82
$355
|
|
|
Nov 14, 2023
Q3 2023
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-5- 0.04% |
$29.7 - $33.3
|
12.7K
$55.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-5- -0.0% |
$29.7 - $33.3
|
120K
$521K
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-25- 0.05% |
$149 - $166
|
54.3K
$235K
|
|
|
Nov 15, 2023
Q3 2023
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-50- 0.39% |
$297 - $333
|
12.7K
$55.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-61- 45.19% |
$362 - $406
|
74
$320
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-83- 5.36% |
$493 - $552
|
1.47K
$6.34K
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-100- 0.22% |
$594 - $665
|
45.4K
$197K
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-325- 1.2% |
$1.93K - $2.16K
|
26.7K
$116K
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-422- 1.9% |
$2.51K - $2.81K
|
21.8K
$94.5K
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-575Closed |
$3.42K - $3.82K
|
0
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-594- 0.15% |
$3.53K - $3.95K
|
399K
$1.73M
|
|
|
Feb 15, 2024
Q3 2023
|
Kbc Group Nv
|
SELL
|
- |
-715- 0.41% |
$4.25K - $4.75K
|
172K
$746K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.1K- 59.48% |
$6.54K - $7.32K
|
750
$3.25K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.27K- 96.79% |
$7.52K - $8.42K
|
42
$182
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-1.32K- 72.84% |
$7.82K - $8.76K
|
491
$2.13K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.5K- 11.52% |
$8.91K - $9.98K
|
11.5K
$49.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.66K- 11.32% |
$9.86K - $11K
|
13K
$56.3K
|
|
|
Oct 31, 2023
Q3 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.72K- 10.31% |
$10.2K - $11.5K
|
15K
$65K
|
|
|
Nov 14, 2023
Q3 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-1.74K- 5.02% |
$10.4K - $11.6K
|
33K
$143K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.92K- 6.15% |
$11.4K - $12.8K
|
29.3K
$127K
|