Purchases and Sales Made in Q3 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-2.13K- 6.62% |
$12.6K - $14.1K
|
30K
$127K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-2.34K- 1.21% |
$13.9K - $15.5K
|
191K
$806K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-3.24K- 18.36% |
$19.2K - $21.5K
|
14.4K
$60.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-3.24K- 18.36% |
$19.2K - $21.5K
|
14.4K
$60.7K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-3.69K- 1.26% |
$21.9K - $24.5K
|
290K
$1.22M
|
|
|
Nov 01, 2023
Q3 2023
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-4.33K- 9.72% |
$25.7K - $28.8K
|
40.2K
$169K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-4.72K- 3.57% |
$28K - $31.4K
|
127K
$537K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-4.95K- 77.91% |
$29.4K - $32.9K
|
1.4K
$5.92K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.91K- 24.35% |
$41K - $45.9K
|
21.5K
$90.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-7.55K- 9.56% |
$44.8K - $50.2K
|
71.4K
$301K
|
|
|
Nov 13, 2023
Q3 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-7.93K- 15.88% |
$47.1K - $52.7K
|
42K
$177K
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-7.98K- 12.64% |
$47.4K - $53K
|
55.1K
$233K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-10K- 22.34% |
$59.4K - $66.5K
|
34.7K
$147K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-12.8K- 16.76% |
$76K - $85.1K
|
63.5K
$268K
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-14.3K- 21.22% |
$84.7K - $94.8K
|
52.9K
$223K
|
|
|
Oct 23, 2023
Q3 2023
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-19.2K- 28.79% |
$114K - $128K
|
47.4K
$200K
|
|
|
Nov 13, 2023
Q3 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-23.8K- 5.28% |
$141K - $158K
|
427K
$1.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-30.4K- 42.18% |
$181K - $202K
|
41.7K
$176K
|
|
|
Nov 09, 2023
Q3 2023
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
SELL
|
- |
-30.4K- 26.11% |
$181K - $202K
|
86.1K
$363K
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-46.4K- 31.4% |
$275K - $308K
|
101K
$428K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-48.5K- 27.92% |
$288K - $323K
|
125K
$529K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-73.8K- 46.36% |
$438K - $491K
|
85.4K
$360K
|
|
|
Nov 14, 2023
Q3 2023
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-148K- 92.61% |
$882K - $987K
|
11.9K
$50K
|
|
|
Mar 12, 2025
Q3 2023
|
Palogic Value Management, L.P.
Dallas, TX |
SELL
|
- |
-178K- 50.61% |
$1.06M - $1.18M
|
174K
$732K
|
|
|
Nov 13, 2023
Q3 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-266K- 49.15% |
$1.58M - $1.77M
|
275K
$1.16M
|
|
|
Oct 30, 2023
Q3 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-266K- 49.15% |
$1.58M - $1.77M
|
275K
$1.16M
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-378K- 23.33% |
$2.25M - $2.52M
|
1.24M
$5.25M
|