Purchases and Sales Made in Q3 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Van Eck Associates Corp
|
BUY
|
- |
360K+ 7.97% |
$2.14M - $2.4M
|
4.88M
$21.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
201K+ 31.45% |
$1.19M - $1.34M
|
839K
$3.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Caxton Associates LP
New York, NY |
BUY
|
- |
167K+ 244.57% |
$994K - $1.11M
|
236K
$1.02M
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
164K+ 39.61% |
$977K - $1.09M
|
580K
$2.51M
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
147K+ 1166.59% |
$872K - $976K
|
159K
$690K
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
147K+ 1166.59% |
$872K - $976K
|
159K
$690K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
102K+ 5.8% |
$604K - $677K
|
1.86M
$8.04M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
101K+ 27.79% |
$600K - $672K
|
464K
$2.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
100K+ 207.55% |
$594K - $665K
|
148K
$642K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
95.4K+ 613.08% |
$567K - $635K
|
111K
$481K
|
|
|
Feb 02, 2024
Q3 2023
|
Tactive Advisors, LLC
Jacksonville, FL |
BUY
|
- |
83.5KNew |
$496K - $555K
|
83.5K
$361K
|
|
|
Nov 13, 2023
Q3 2023
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
79.9K+ 50.15% |
$474K - $531K
|
239K
$1.04M
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
74.5K+ 130.14% |
$442K - $495K
|
132K
$570K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
62.7K+ 342.46% |
$373K - $417K
|
81K
$351K
|
|
|
Nov 13, 2023
Q3 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
60.9KNew |
$362K - $405K
|
60.9K
$264K
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
60.1KNew |
$357K - $400K
|
60.1K
$260K
|
|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
BUY
|
- |
59.6K+ 4.49% |
$354K - $396K
|
1.38M
$5.99M
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
57.7K+ 15.93% |
$343K - $384K
|
420K
$1.82M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
57K+ 332.42% |
$338K - $379K
|
74.1K
$321K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
56.5K+ 470.45% |
$335K - $375K
|
68.5K
$296K
|
|
|
Oct 26, 2023
Q3 2023
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
50.8KNew |
$302K - $338K
|
50.8K
$220K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
41.5K+ 5.54% |
$247K - $276K
|
792K
$3.43M
|
|
|
Nov 13, 2023
Q3 2023
|
Aigen Investment Management, LP
|
BUY
|
- |
40.4K+ 232.91% |
$240K - $268K
|
57.7K
$250K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
40K+ 26.61% |
$238K - $266K
|
191K
$825K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
39.2K+ 4.56% |
$233K - $261K
|
900K
$3.89M
|
|
|
Nov 14, 2023
Q3 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
37.7KNew |
$224K - $251K
|
37.7K
$163K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
35.5K+ 31.04% |
$211K - $236K
|
150K
$649K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
34.9K+ 14.89% |
$207K - $232K
|
269K
$1.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
33.9KNew |
$202K - $226K
|
33.9K
$147K
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
31.7K+ 135.67% |
$189K - $211K
|
55.1K
$239K
|
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
31K+ 109.39% |
$184K - $206K
|
59.4K
$257K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
30K+ 56.7% |
$178K - $199K
|
82.8K
$359K
|
|
|
Nov 02, 2023
Q3 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
28.3KNew |
$168K - $188K
|
28.3K
$122K
|
|
|
Nov 14, 2023
Q3 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
28.3KNew |
$168K - $188K
|
28.3K
$122K
|
|
|
Nov 14, 2023
Q3 2023
|
Tri Locum Partners LP
New York, NY |
BUY
|
- |
28KNew |
$166K - $186K
|
28K
$121K
|
|
|
Nov 14, 2023
Q3 2023
|
Atom Investors LP
Austin, TX |
BUY
|
- |
26KNew |
$154K - $173K
|
26K
$113K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
24.7K+ 28.23% |
$147K - $164K
|
112K
$486K
|
|
|
Nov 03, 2023
Q3 2023
|
Lsv Asset Management
Chicago, IL |
BUY
|
- |
24.2K+ 1.41% |
$144K - $161K
|
1.74M
$7.52M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
19.8K+ 2.17% |
$118K - $132K
|
931K
$4.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
19.1K+ 20.41% |
$114K - $127K
|
113K
$489K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
18.6K+ 5.02% |
$110K - $124K
|
389K
$1.68M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
17.7KNew |
$105K - $118K
|
17.7K
$76.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Gries Financial LLC
Cleveland, OH |
BUY
|
- |
17.3KNew |
$103K - $115K
|
17.3K
$74.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Mqs Management LLC
|
BUY
|
- |
14KNew |
$83.1K - $93K
|
14K
$60.6K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
13.9K+ 24.59% |
$82.6K - $92.4K
|
70.4K
$305K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
13KNew |
$77.2K - $86.5K
|
13K
$56.3K
|
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
12.5KNew |
$74K - $82.8K
|
12.5K
$53.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
12.1K+ 96.92% |
$72K - $80.6K
|
24.6K
$107K
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
11.4K+ 19.71% |
$67.7K - $75.7K
|
69.2K
$300K
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
11.4K+ 4.96% |
$67.6K - $75.7K
|
241K
$1.04M
|