Purchases and Sales Made in Q3 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
11.3KNew |
$67.4K - $75.5K
|
11.3K
$47.9K
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
11.2KNew |
$66.6K - $74.6K
|
11.2K
$47.3K
|
|
|
Nov 09, 2023
Q3 2023
|
Emc Capital Management
Houston, TX |
BUY
|
- |
11K+ 195.64% |
$65.6K - $73.4K
|
16.7K
$70.4K
|
|
|
Oct 11, 2023
Q3 2023
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
10.7K+ 22.64% |
$63.6K - $71.2K
|
58K
$245K
|
|
|
Nov 07, 2023
Q3 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
10.5KNew |
$62.5K - $70K
|
10.5K
$44.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
10.4K+ 3.78% |
$61.6K - $69K
|
285K
$1.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
10.3KNew |
$61.4K - $68.7K
|
10.3K
$43.6K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
9K+ 42.84% |
$53.5K - $59.9K
|
30K
$127K
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
8.5K+ 45.61% |
$50.5K - $56.5K
|
27.1K
$114K
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
BUY
|
- |
8.03K+ 80270.0% |
$47.7K - $53.4K
|
8.04K
$33.9K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
7.43K+ 1.33% |
$44.1K - $49.4K
|
568K
$2.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
7.41K+ 0.25% |
$44K - $49.3K
|
2.95M
$12.5M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
7.01K+ 8.16% |
$41.6K - $46.6K
|
92.8K
$392K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
6.75K+ 2.5% |
$40.1K - $44.9K
|
277K
$1.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.75K+ 13.24% |
$40.1K - $44.9K
|
57.7K
$243K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.7KNew |
$33.9K - $37.9K
|
5.7K
$24.1K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
5.59K+ 3.64% |
$33.2K - $37.2K
|
159K
$671K
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
5.51KNew |
$32.7K - $36.6K
|
5.51K
$23.3K
|
|
|
Oct 31, 2023
Q3 2023
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
5.32K+ 10.16% |
$31.6K - $35.4K
|
57.6K
$243K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
5.2K+ 46.78% |
$30.9K - $34.6K
|
16.3K
$68.9K
|
|
|
Oct 16, 2023
Q3 2023
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
4.64K+ 0.79% |
$27.6K - $30.9K
|
593K
$2.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
4.61K+ 5.7% |
$27.4K - $30.6K
|
85.4K
$360K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
4KNew |
$23.8K - $26.6K
|
4K
$16.9K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.51K+ 3.76% |
$20.8K - $23.3K
|
96.8K
$409K
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
2.99K+ 2.4% |
$17.7K - $19.9K
|
128K
$538K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.54K+ 7.92% |
$15.1K - $16.9K
|
34.6K
$146K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.46K+ 4.15% |
$14.6K - $16.4K
|
61.8K
$261K
|
|
|
Oct 31, 2023
Q3 2023
|
Triumph Capital Management
|
BUY
|
- |
2.44K+ 3.26% |
$14.5K - $16.2K
|
77.3K
$326K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
2.16K+ 5.73% |
$12.8K - $14.4K
|
39.9K
$168K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
2.15K+ 6137.14% |
$12.8K - $14.3K
|
2.18K
$9.21K
|
|
|
Nov 01, 2023
Q3 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
2K+ 24.01% |
$11.9K - $13.3K
|
10.3K
$43.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Palogic Value Management, L.P.
Dallas, TX |
BUY
|
- |
1.79K+ 1.04% |
$10.6K - $11.9K
|
174K
$732K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.52K+ 12.1% |
$9.03K - $10.1K
|
14.1K
$59.4K
|
|
|
Oct 18, 2023
Q3 2023
|
Roman Butler Fullerton & CO
|
BUY
|
- |
1.33K+ 2.52% |
$7.91K - $8.85K
|
54.2K
$229K
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
1.24KNew |
$7.35K - $8.23K
|
1.24K
$5.22K
|
|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
1.18K+ 43.03% |
$7.01K - $7.85K
|
3.92K
$16.6K
|
|
|
Oct 26, 2023
Q3 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
1.12K+ 5.92% |
$6.64K - $7.43K
|
20K
$84.4K
|
|
|
Oct 10, 2023
Q3 2023
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
880+ 2.04% |
$5.23K - $5.85K
|
44K
$186K
|
|
|
Oct 10, 2023
Q3 2023
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
824+ 3.05% |
$4.89K - $5.48K
|
27.8K
$117K
|
|
|
Nov 09, 2023
Q3 2023
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
650+ 6.19% |
$3.86K - $4.32K
|
11.2K
$47.1K
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
624New |
$3.71K - $4.15K
|
624
$2.63K
|
|
|
Nov 13, 2023
Q3 2023
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
585+ 2.01% |
$3.47K - $3.89K
|
29.7K
$125K
|
|
|
Oct 26, 2023
Q3 2023
|
Detalus Advisors, LLC
|
BUY
|
- |
545+ 4.21% |
$3.24K - $3.62K
|
13.5K
$57K
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
BUY
|
- |
500+ 2.39% |
$2.97K - $3.33K
|
21.4K
$90.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
391+ 2.03% |
$2.32K - $2.6K
|
19.6K
$82.9K
|
|
|
Nov 02, 2023
Q3 2023
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
342+ 4.56% |
$2.03K - $2.27K
|
7.84K
$33.1K
|
|
|
Oct 31, 2023
Q3 2023
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
330+ 1.86% |
$1.96K - $2.19K
|
18.1K
$76.2K
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
249+ 4.35% |
$1.48K - $1.66K
|
5.97K
$25.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
245+ 1.14% |
$1.46K - $1.63K
|
21.7K
$91.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Garner Asset Management Corp
|
BUY
|
- |
200+ 0.12% |
$1.19K - $1.33K
|
163K
$688K
|