Purchases and Sales Made in Q4 2021 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-7.08K- 6.32% |
$55.5K - $63.8K
|
105K
$297K
|
|
|
Feb 11, 2022
Q4 2021
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-7.4KClosed |
$57.9K - $66.6K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Detalus Advisors, LLC
|
SELL
|
- |
-7.97K- 40.35% |
$62.4K - $71.8K
|
11.8K
$33.4K
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-8KClosed |
$62.6K - $72K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-8.2K- 9.51% |
$64.2K - $73.8K
|
78.1K
$221K
|
|
|
Feb 11, 2022
Q4 2021
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-8.7K- 6.51% |
$68.1K - $78.3K
|
125K
$353K
|
|
|
Feb 14, 2022
Q4 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-9.11K- 47.39% |
$71.3K - $82K
|
10.1K
$28.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-10.3KClosed |
$80.6K - $92.7K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-11.1KClosed |
$86.9K - $99.9K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-11.3K- 13.7% |
$88.2K - $101K
|
70.9K
$201K
|
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-16.8KClosed |
$132K - $151K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Smh Capital Advisors Inc
|
SELL
|
- |
-17.1K- 12.93% |
$134K - $154K
|
115K
$326K
|
|
|
Feb 10, 2022
Q4 2021
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-17.1K- 13.47% |
$134K - $154K
|
110K
$311K
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-19.1K- 24.31% |
$150K - $172K
|
59.6K
$169K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-19.6K- 4.61% |
$153K - $176K
|
405K
$1.15M
|
|
|
Feb 11, 2022
Q4 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-20.5K- 3.38% |
$161K - $185K
|
587K
$1.66M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-20.6K- 52.96% |
$161K - $186K
|
18.3K
$51.8K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-22K- 7.04% |
$172K - $198K
|
290K
$822K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-24.9K- 28.64% |
$195K - $224K
|
62K
$176K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-26K- 46.18% |
$204K - $234K
|
30.3K
$85.8K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-27KClosed |
$211K - $243K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-28.8K- 39.13% |
$226K - $259K
|
44.8K
$127K
|
|
|
Feb 10, 2022
Q4 2021
|
Alterna Wealth Management, Inc
Houston, TX |
SELL
|
- |
-31.9KClosed |
$250K - $287K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-34.7K- 61.39% |
$272K - $312K
|
21.8K
$61.8K
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-35.7KClosed |
$280K - $322K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-36.5K- 99.76% |
$286K - $328K
|
89
$252
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-41.2K- 4.74% |
$323K - $371K
|
829K
$2.35M
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-57.5KClosed |
$450K - $517K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-67K- 7.5% |
$525K - $603K
|
827K
$2.34M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-67.1K- 64.84% |
$525K - $604K
|
36.4K
$103K
|
|
|
Feb 14, 2022
Q4 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-69.8K- 3.02% |
$546K - $628K
|
2.24M
$6.34M
|
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-80.9K- 24.17% |
$633K - $728K
|
254K
$718K
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-84.2KClosed |
$659K - $758K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-102KClosed |
$798K - $917K
|
0
$0
|
|
|
Feb 14, 2024
Q4 2021
|
Kbc Group Nv
|
SELL
|
- |
-113K- 64.9% |
$883K - $1.02M
|
61K
$173K
|
|
|
Feb 02, 2022
Q4 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-157K- 14.44% |
$1.23M - $1.41M
|
929K
$2.63M
|
|
|
Feb 11, 2022
Q4 2021
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-157K- 14.44% |
$1.23M - $1.41M
|
929K
$2.63M
|
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-185K- 94.95% |
$1.45M - $1.67M
|
9.84K
$27.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-281K- 64.96% |
$2.2M - $2.53M
|
151K
$428K
|
|
|
Jan 28, 2022
Q4 2021
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-284K- 12.76% |
$2.22M - $2.56M
|
1.94M
$5.5M
|
|
|
Feb 14, 2022
Q4 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-407K- 46.92% |
$3.19M - $3.66M
|
460K
$1.3M
|
|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-498K- 25.21% |
$3.9M - $4.48M
|
1.48M
$4.18M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-818K- 90.79% |
$6.41M - $7.36M
|
83K
$235K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-2.2M- 93.12% |
$17.2M - $19.8M
|
162K
$459K
|