Latest Institutional Transactions on Pimco California Municipal Income Fund Iii (PZC)
This table provides information on the latest institutional transactions involving Pimco California Municipal Income Fund Iii (PZC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
20.6K+ 6.59% |
$147K - $155K
|
333K
$2.25M
|
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
15.2K+ 131.96% |
$109K - $115K
|
26.8K
$181K
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
638+ 1.22% |
$4.56K - $4.8K
|
53.1K
$358K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
21.9K+ 31.6% |
$157K - $165K
|
91.4K
$617K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
45.3K+ 40.97% |
$324K - $341K
|
156K
$1.05M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
16.3KNew |
$116K - $123K
|
16.3K
$110K
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
28K+ 5.41% |
$200K - $211K
|
545K
$3.68M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.98K- 12.92% |
$28.4K - $30K
|
26.8K
$181K
|
|
|
Nov 12, 2024
Q3 2024
|
Western Wealth Management, LLC
|
BUY
|
- |
10.5KNew |
$74.9K - $79K
|
10.5K
$70.8K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-9.07K- 1.76% |
$64.8K - $68.3K
|
507K
$3.42M
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
13.8K+ 15.79% |
$98.2K - $104K
|
101K
$681K
|
|
|
Nov 06, 2024
Q3 2024
|
Intellectus Partners, LLC
San Francisco, CA |
BUY
|
- |
2.5K+ 7.14% |
$17.9K - $18.8K
|
37.5K
$253K
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
57.7K+ 183.86% |
$412K - $435K
|
89.1K
$602K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
5KNew |
$35.7K - $37.7K
|
5K
$33.8K
|
|
|
Oct 22, 2024
Q3 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-63.5K- 16.07% |
$454K - $478K
|
332K
$2.24M
|
|
|
Oct 21, 2024
Q3 2024
|
Whittier Trust CO
|
BUY
|
- |
722New |
$5.16K - $5.44K
|
722
$4.87K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.64K- 19.13% |
$26K - $27.4K
|
15.4K
$104K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.06K- 5.91% |
$21.9K - $23K
|
48.7K
$329K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
300New |
$2.14K - $2.26K
|
300
$2.03K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 22, 2024
Q2 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-281- 0.93% |
$1.94K - $2.15K
|
29.9K
$202K
|
|
|
Aug 14, 2024
Q2 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-6.43K- 5.18% |
$44.5K - $49.3K
|
118K
$795K
|
|
|
Aug 13, 2024
Q2 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-4.52K- 11.74% |
$31.2K - $34.6K
|
34K
$229K
|
|
|
Aug 13, 2024
Q2 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
2.4KNew |
$16.6K - $18.4K
|
2.4K
$16.2K
|
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-20.2K- 88.99% |
$140K - $155K
|
2.5K
$16.9K
|
|
| Q1 2024 | |||||||
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
13.8KNew |
$98.4K - $108K
|
13.8K
$93.5K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.8KNew |
$90.8K - $99.8K
|
12.8K
$86.2K
|
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
BUY
|
- |
1.27K+ 18.25% |
$9.02K - $9.92K
|
8.22K
$55.5K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.1K- 12.79% |
$7.02K - $8.29K
|
7.5K
$50.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
155K+ 1023.54% |
$987K - $1.17M
|
170K
$1.15M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
41New |
$262 - $309
|
41
$277
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.9KNew |
$93.8K - $112K
|
13.9K
$93.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.4KNew |
$77K - $92.3K
|
11.4K
$76.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-5K- 20.0% |
$33.8K - $40.5K
|
20K
$135K
|
|
| Q2 2023 | |||||||
|
Aug 15, 2023
Q2 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
40K+ 133.24% |
$300K - $318K
|
70K
$472K
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5.8K+ 105.45% |
$43.6K - $46.2K
|
11.3K
$76.3K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
10KNew |
$73.7K - $84K
|
10K
$67.5K
|
|
|
May 11, 2023
Q1 2023
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
96.4KNew |
$711K - $810K
|
96.4K
$651K
|
|
| Q4 2022 | |||||||
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
96.9KNew |
$704K - $846K
|
96.9K
$654K
|
|
|
Feb 09, 2023
Q4 2022
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
400+ 3.08% |
$2.9K - $3.49K
|
13.4K
$90.5K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
1.2KNew |
$8.71K - $10.5K
|
1.2K
$8.1K
|
|
|
Jan 31, 2023
Q4 2022
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
10.5KNew |
$76.5K - $92K
|
10.5K
$71.1K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
4.99KNew |
$38.7K - $44.5K
|
4.99K
$33.7K
|
|
|
Aug 15, 2022
Q2 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-6KClosed |
$46.5K - $53.5K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1.55KNew |
$12K - $13.8K
|
1.55K
$10.5K
|
|
|
Aug 10, 2022
Q2 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-33.4KClosed |
$259K - $298K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Bourgeon Capital Management LLC
|
BUY
|
- |
5KNew |
$38.8K - $44.6K
|
5K
$33.8K
|
|
|
Jul 27, 2022
Q2 2022
|
Fortress Wealth Management, Inc.
|
BUY
|
- |
10KNew |
$77.5K - $89.2K
|
10K
$67.5K
|
|
|
Jul 25, 2022
Q2 2022
|
Private Ocean, LLC
|
SELL
|
- |
-4KClosed |
$31K - $35.7K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-19.3KClosed |
$150K - $172K
|
0
$0
|
|