Purchases and Sales Made in Q1 2025 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q1 2025. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
90.3K+ 5.38% |
$1.05M - $1.13M
|
1.77M
$21.1M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
40K+ 25.16% |
$466K - $500K
|
199K
$2.37M
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
33.5K+ 14.46% |
$390K - $419K
|
265K
$3.16M
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
27.2KNew |
$317K - $340K
|
27.2K
$324K
|
|
|
Apr 24, 2025
Q1 2025
|
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL |
BUY
|
- |
26.2KNew |
$305K - $327K
|
26.2K
$312K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
20K+ 11.54% |
$232K - $249K
|
193K
$2.3M
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
19.7K+ 4.86% |
$230K - $247K
|
426K
$5.08M
|
|
|
Apr 18, 2025
Q1 2025
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
18.1K+ 19.01% |
$210K - $226K
|
113K
$1.35M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
15.7K+ 15.74% |
$183K - $196K
|
115K
$1.37M
|
|
|
May 01, 2025
Q1 2025
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
14.4KNew |
$168K - $180K
|
14.4K
$171K
|
|
|
May 14, 2025
Q1 2025
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
9.13KNew |
$106K - $114K
|
9.13K
$109K
|
|
|
Apr 22, 2025
Q1 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.59K+ 5.86% |
$30.2K - $32.4K
|
46.9K
$558K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
2.28K+ 3.8% |
$26.5K - $28.5K
|
62.2K
$740K
|
|
|
May 13, 2025
Q1 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.1K+ 2.4% |
$24.4K - $26.2K
|
89.4K
$1.06M
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.9K+ 4.44% |
$22.1K - $23.7K
|
44.7K
$532K
|
|
|
May 06, 2025
Q1 2025
|
Advisor Os, LLC
|
BUY
|
- |
1.37K+ 2.64% |
$15.9K - $17.1K
|
53.2K
$633K
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
623+ 174.02% |
$7.25K - $7.78K
|
981
$11.7K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
310+ 100.0% |
$3.61K - $3.87K
|
620
$7.38K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
255New |
$2.97K - $3.18K
|
255
$3.04K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
177+ 0.49% |
$2.06K - $2.21K
|
36.6K
$436K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
101+ 0.42% |
$1.18K - $1.26K
|
24K
$286K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-310- 50.0% |
$3.61K - $3.87K
|
310
$3.69K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-327- 1.23% |
$3.81K - $4.08K
|
26.3K
$313K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-680- 2.51% |
$7.92K - $8.49K
|
26.4K
$315K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-700- 3.5% |
$8.15K - $8.74K
|
19.3K
$230K
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.85K- 9.18% |
$33.2K - $35.6K
|
28.2K
$336K
|
|
|
Apr 11, 2025
Q1 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-4.84K- 20.07% |
$56.3K - $60.4K
|
19.3K
$229K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-5.59K- 86.8% |
$65.1K - $69.9K
|
851
$10.1K
|
|
|
Apr 28, 2025
Q1 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-5.8K- 34.94% |
$67.5K - $72.4K
|
10.8K
$129K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.55K- 7.39% |
$76.2K - $81.8K
|
82K
$977K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-12.6K- 33.58% |
$147K - $158K
|
25K
$298K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-17.7K- 46.55% |
$206K - $221K
|
20.3K
$242K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-44.1K- 43.63% |
$513K - $551K
|
57K
$679K
|
|
|
Apr 29, 2025
Q1 2025
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-63.1K- 9.95% |
$735K - $788K
|
571K
$6.8M
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-84.5K- 74.56% |
$984K - $1.06M
|
28.9K
$344K
|