Purchases and Sales Made in Q3 2022 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q3 2022. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
188KNew |
$2.22M - $4.71M
|
188K
$2.22M
|
|
|
Oct 13, 2022
Q3 2022
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
22.6K+ 68.38% |
$268K - $567K
|
55.6K
$657K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.1K+ 1.25% |
$203K - $430K
|
1.39M
$16.4M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
11.8K+ 37.23% |
$140K - $296K
|
43.4K
$513K
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
10.6KNew |
$126K - $267K
|
10.6K
$126K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.15K+ 8.15% |
$108K - $230K
|
121K
$1.43M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
6.29K+ 42.3% |
$74.5K - $158K
|
21.1K
$250K
|
|
|
Nov 01, 2022
Q3 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
5.05K+ 20.47% |
$59.8K - $127K
|
29.7K
$351K
|
|
|
Nov 14, 2022
Q3 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
3.26K+ 4.93% |
$38.6K - $81.8K
|
69.3K
$818K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
3.26K+ 29.13% |
$38.6K - $81.8K
|
14.4K
$170K
|
|
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
3.1K+ 35.23% |
$36.7K - $77.8K
|
11.9K
$141K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.5K+ 3.61% |
$17.8K - $37.7K
|
43K
$508K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
702+ 4.28% |
$8.32K - $17.6K
|
17.1K
$202K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
523+ 3.63% |
$6.2K - $13.1K
|
14.9K
$177K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
500+ 0.87% |
$5.93K - $12.6K
|
58K
$685K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
456+ 1.89% |
$5.4K - $11.5K
|
24.6K
$290K
|
|
|
Oct 11, 2022
Q3 2022
|
Ford Financial Group, LLC
|
BUY
|
- |
79+ 0.49% |
$936 - $1.98K
|
16.3K
$193K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-742- 1.99% |
$8.79K - $18.6K
|
36.5K
$431K
|
|
|
Nov 03, 2022
Q3 2022
|
Wsfs Capital Management, LLC
Philadelphia, PA |
SELL
|
- |
-1.19K- 10.1% |
$14.1K - $30K
|
10.6K
$126K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.29K- 3.72% |
$15.3K - $32.4K
|
33.3K
$394K
|
|
|
Nov 14, 2022
Q3 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.57K- 4.56% |
$18.6K - $39.5K
|
33K
$389K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.65K- 28.17% |
$31.4K - $66.6K
|
6.77K
$79.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.96K- 5.23% |
$35.1K - $74.4K
|
53.7K
$634K
|
|
|
Nov 02, 2022
Q3 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-6K- 23.63% |
$71.1K - $151K
|
19.4K
$229K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-8.27K- 3.42% |
$98K - $208K
|
233K
$2.75M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.4K- 8.18% |
$111K - $236K
|
106K
$1.25M
|
|
|
Nov 14, 2022
Q3 2022
|
Css LLC
Chicago, IL |
SELL
|
- |
-10.5K- 45.65% |
$124K - $264K
|
12.5K
$148K
|