Purchases and Sales Made in Q4 2022 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q4 2022. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
1.05MNew |
$12.4M - $14M
|
1.05M
$12.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
85.6K+ 199.01% |
$1.01M - $1.14M
|
129K
$1.52M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
60.9K+ 113.52% |
$715K - $810K
|
115K
$1.35M
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
43.5K+ 23.18% |
$511K - $578K
|
231K
$2.73M
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
29.1KNew |
$341K - $386K
|
29.1K
$343K
|
|
|
Jan 31, 2023
Q4 2022
|
Westside Investment Management, Inc.
|
BUY
|
- |
21.2KNew |
$249K - $282K
|
21.2K
$250K
|
|
|
Feb 14, 2023
Q4 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
19.2K+ 153.42% |
$225K - $255K
|
31.7K
$374K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14KNew |
$164K - $186K
|
14K
$165K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14KNew |
$164K - $186K
|
14K
$165K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
11.6K+ 0.83% |
$136K - $154K
|
1.4M
$16.6M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.99K+ 32.51% |
$93.8K - $106K
|
32.6K
$384K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
7.93K+ 3.4% |
$93.1K - $105K
|
241K
$2.85M
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
6.15K+ 20.69% |
$72.2K - $81.7K
|
35.9K
$424K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
6.12K+ 90.45% |
$71.8K - $81.3K
|
12.9K
$152K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.39K+ 31.52% |
$63.3K - $71.6K
|
22.5K
$266K
|
|
|
Jan 12, 2023
Q4 2022
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
5.21K+ 9.37% |
$61.2K - $69.2K
|
60.8K
$718K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
3.07KNew |
$36K - $40.8K
|
3.07K
$36.2K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.08K+ 5.71% |
$24.5K - $27.7K
|
38.6K
$456K
|
|
|
Mar 02, 2023
Q4 2022
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
1KNew |
$11.7K - $13.3K
|
1K
$11.8K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
364+ 1.72% |
$4.27K - $4.84K
|
21.5K
$254K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
345+ 2.31% |
$4.05K - $4.59K
|
15.3K
$181K
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
300New |
$3.52K - $3.99K
|
300
$3.54K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
68+ 0.2% |
$798 - $904
|
33.4K
$395K
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
14+ 0.02% |
$164 - $186
|
69.3K
$818K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-75- 0.63% |
$881 - $997
|
11.8K
$140K
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-368- 3.46% |
$4.32K - $4.89K
|
10.3K
$121K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-900- 1.55% |
$10.6K - $12K
|
57.1K
$674K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.32K- 1.25% |
$15.5K - $17.5K
|
104K
$1.23M
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.17K- 5.0% |
$25.5K - $28.8K
|
41.2K
$487K
|
|
|
Jan 27, 2023
Q4 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.27K- 11.71% |
$26.7K - $30.2K
|
17.1K
$202K
|
|
|
Feb 14, 2023
Q4 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-2.7K- 8.19% |
$31.7K - $35.9K
|
30.3K
$357K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-3.26K- 22.56% |
$38.2K - $43.3K
|
11.2K
$132K
|
|
|
Mar 15, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-7.29K- 3.15% |
$85.6K - $96.9K
|
224K
$2.64M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-18.3K- 15.05% |
$214K - $243K
|
103K
$1.22M
|