Purchases and Sales Made in Q4 2024 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q4 2024. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
176K+ 1171.56% |
$2.02M - $2.28M
|
191K
$2.23M
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
101KNew |
$1.16M - $1.31M
|
101K
$1.18M
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
94.5K+ 499.82% |
$1.08M - $1.22M
|
113K
$1.33M
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
80.3K+ 24.6% |
$922K - $1.04M
|
407K
$4.75M
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
59.9KNew |
$688K - $776K
|
59.9K
$700K
|
|
|
Feb 04, 2025
Q4 2024
|
Advisor Os, LLC
|
BUY
|
- |
51.8KNew |
$595K - $671K
|
51.8K
$605K
|
|
|
Feb 13, 2025
Q4 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
25.5K+ 4.18% |
$292K - $330K
|
634K
$7.41M
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
23.5KNew |
$269K - $304K
|
23.5K
$274K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
17K+ 10.9% |
$195K - $220K
|
173K
$2.02M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
12.4K+ 48.8% |
$143K - $161K
|
37.9K
$444K
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
10.5KNew |
$121K - $136K
|
10.5K
$123K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
10.2K+ 6.59% |
$118K - $133K
|
166K
$1.94M
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
10KNew |
$115K - $130K
|
10K
$117K
|
|
|
Jan 30, 2025
Q4 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
8.78K+ 25.82% |
$101K - $114K
|
42.8K
$500K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
6.78K+ 54.24% |
$77.8K - $87.8K
|
19.3K
$225K
|
|
|
Feb 14, 2025
Q4 2024
|
Elequin Capital LP
New York, NY |
BUY
|
- |
6.45KNew |
$74K - $83.5K
|
6.45K
$75.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
5.4K+ 21.05% |
$62K - $69.9K
|
31.1K
$363K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.3K+ 1.89% |
$49.3K - $55.7K
|
232K
$2.71M
|
|
|
Jan 14, 2025
Q4 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.61K+ 7.15% |
$18.5K - $20.8K
|
24.1K
$282K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
1.2KNew |
$13.8K - $15.5K
|
1.2K
$14K
|
|
|
Feb 04, 2025
Q4 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
995+ 2.3% |
$11.4K - $12.9K
|
44.3K
$518K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
813+ 0.82% |
$9.33K - $10.5K
|
99.7K
$1.17M
|
|
|
Jan 22, 2025
Q4 2024
|
Strategic Wealth Investment Group, LLC
|
BUY
|
- |
705New |
$8.09K - $9.13K
|
705
$8.24K
|
|
|
Jan 21, 2025
Q4 2024
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
631+ 0.67% |
$7.24K - $8.17K
|
95.1K
$1.11M
|
|
|
Feb 14, 2025
Q4 2024
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
537New |
$6.16K - $6.95K
|
537
$6.28K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
353+ 1.32% |
$4.05K - $4.57K
|
27.1K
$317K
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
204+ 0.77% |
$2.34K - $2.64K
|
26.6K
$311K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
87+ 0.36% |
$999 - $1.13K
|
23.9K
$280K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
24+ 0.03% |
$276 - $311
|
88.6K
$1.04M
|
|
|
Jan 21, 2025
Q4 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1+ 2.22% |
$11.5 - $13
|
46
$538
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-490- 4.16% |
$5.63K - $6.35K
|
11.3K
$132K
|
|
|
Jan 17, 2025
Q4 2024
|
Westside Investment Management, Inc.
|
SELL
|
- |
-1.2K- 5.66% |
$13.8K - $15.5K
|
20K
$234K
|
|
|
Feb 12, 2025
Q4 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-1.26K- 1.5% |
$14.5K - $16.3K
|
83.1K
$971K
|
|
|
Jan 30, 2025
Q4 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.53K- 1.72% |
$17.6K - $19.8K
|
87.3K
$1.02M
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.81K- 1.12% |
$20.8K - $23.4K
|
159K
$1.86M
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.3K- 10.31% |
$26.4K - $29.8K
|
20K
$234K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.01K- 7.65% |
$34.6K - $39K
|
36.4K
$425K
|
|
|
Feb 07, 2025
Q4 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-7.23K- 98.87% |
$83K - $93.6K
|
83
$970
|
|
|
Feb 07, 2025
Q4 2024
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-30K- 68.18% |
$344K - $389K
|
14K
$164K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-32.9K- 1.92% |
$377K - $426K
|
1.68M
$19.6M
|
|
|
Feb 25, 2025
Q4 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-69.5K- 27.44% |
$798K - $900K
|
184K
$2.15M
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-85.5K- 69.42% |
$981K - $1.11M
|
37.7K
$440K
|
|
|
Jan 30, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-174K- 91.3% |
$2M - $2.26M
|
16.6K
$194K
|