Latest Institutional Transactions on Royce Micro Cap Trust, Inc. (RMT)
This table provides information on the latest institutional transactions involving Royce Micro Cap Trust, Inc. (RMT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 31, 2024
Q3 2024
|
Heritage Wealth Management, Inc.
Cincinnati, OH |
BUY
|
- |
19.3KNew |
$173K - $194K
|
19.3K
$186K
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
45K+ 7.83% |
$404K - $453K
|
619K
$5.98M
|
|
Oct 31, 2024
Q3 2024
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
74+ 1.88% |
$665 - $746
|
4.01K
$38.7K
|
|
Oct 31, 2024
Q3 2024
|
Hara Capital LLC
Bellevue, WA |
BUY
|
- |
4.8K+ 12.71% |
$43.1K - $48.4K
|
42.6K
$411K
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
24.1KNew |
$217K - $243K
|
24.1K
$233K
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
59.5K+ 18.66% |
$534K - $599K
|
378K
$3.65M
|
|
Oct 28, 2024
Q3 2024
|
Creative Financial Designs Inc
|
SELL
|
- |
-113- 64.94% |
$1.01K - $1.14K
|
61
$589
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-145- 0.27% |
$1.3K - $1.46K
|
54.5K
$526K
|
|
Oct 25, 2024
Q3 2024
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
278+ 1.87% |
$2.5K - $2.8K
|
15.2K
$146K
|
|
Oct 24, 2024
Q3 2024
|
Diversify Advisory Services, LLC
Sandy, UT |
BUY
|
- |
383+ 0.56% |
$3.44K - $3.86K
|
69K
$666K
|
|
Oct 24, 2024
Q3 2024
|
Alpha Financial Partners, LLC
Lexington, KY |
BUY
|
- |
10.5KNew |
$94.1K - $106K
|
10.5K
$101K
|
|
Oct 23, 2024
Q3 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-7.62K- 1.9% |
$68.4K - $76.8K
|
394K
$3.81M
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
22.9K+ 879.17% |
$206K - $231K
|
25.5K
$246K
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.96K- 3.5% |
$26.5K - $29.8K
|
81.4K
$786K
|
|
Oct 21, 2024
Q3 2024
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
146K+ 40.26% |
$1.31M - $1.47M
|
507K
$4.89M
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
995+ 0.7% |
$8.94K - $10K
|
144K
$1.39M
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-171- 0.06% |
$1.54K - $1.72K
|
283K
$2.73M
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.94K- 19.7% |
$62.3K - $70K
|
28.3K
$273K
|
|
Oct 18, 2024
Q3 2024
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
19K+ 1.7% |
$171K - $192K
|
1.14M
$11M
|
|
Oct 17, 2024
Q3 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
32+ 0.24% |
$287 - $323
|
13.3K
$129K
|
|
Oct 17, 2024
Q3 2024
|
Fifth Third Bancorp
|
BUY
|
- |
2.26KNew |
$20.3K - $22.7K
|
2.26K
$21.8K
|
|
Oct 17, 2024
Q3 2024
|
Family Firm, Inc.
|
BUY
|
- |
35.7K+ 13.58% |
$320K - $359K
|
298K
$2.88M
|
|
Oct 11, 2024
Q3 2024
|
Sapient Capital LLC
Indianapolis, IN |
BUY
|
- |
889+ 0.93% |
$7.98K - $8.96K
|
96.2K
$928K
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 07, 2024
Q3 2024
|
Diversified Trust CO
|
BUY
|
- |
308+ 1.88% |
$2.77K - $3.1K
|
16.7K
$161K
|
|
Q2 2024 | |||||||
Aug 13, 2024
Q2 2024
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-20K- 39.31% |
$172K - $195K
|
30.9K
$298K
|
|
Aug 09, 2024
Q2 2024
|
Great Lakes Retirement, Inc.
Sandusky, OH |
BUY
|
- |
560New |
$4.83K - $5.46K
|
560
$5.4K
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
139KNew |
$1.19M - $1.35M
|
139K
$1.34M
|
|
Jul 17, 2024
Q2 2024
|
Hunter Perkins Capital Management, LLC
|
SELL
|
- |
-3.26K- 19.93% |
$28.1K - $31.8K
|
13.1K
$126K
|
|
Jul 09, 2024
Q2 2024
|
Cwm, LLC
|
BUY
|
- |
47KNew |
$405K - $458K
|
47K
$454K
|
|
Q1 2024 | |||||||
Jul 22, 2024
Q1 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.35KNew |
$11.8K - $12.8K
|
1.35K
$13K
|
|
Jun 11, 2024
Q1 2024
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1.3KNew |
$11.4K - $12.3K
|
1.3K
$12.6K
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
SELL
|
- |
-80- 50.96% |
$701 - $758
|
77
$743
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
8.43KNew |
$73.8K - $79.8K
|
8.43K
$81.3K
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
274KNew |
$2.4M - $2.6M
|
274K
$2.65M
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-1.16KClosed |
$10.2K - $11K
|
0
$0
|
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.44K- 80.07% |
$12.6K - $13.6K
|
358
$3.45K
|
|
May 09, 2024
Q1 2024
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
16.7KNew |
$147K - $158K
|
16.7K
$161K
|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
BUY
|
- |
16New |
$140 - $152
|
16
$154
|
|
Apr 30, 2024
Q1 2024
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-204- 0.98% |
$1.79K - $1.93K
|
20.7K
$200K
|
|
Apr 15, 2024
Q1 2024
|
Ehrlich Financial Group
Laguna Niguel, CA |
BUY
|
- |
80+ 0.77% |
$701 - $758
|
10.5K
$101K
|
|
Q4 2023 | |||||||
Mar 01, 2024
Q4 2023
|
Ark & Tlk Investments, LLC
Oklahoma City, OK |
BUY
|
- |
22.8KNew |
$175K - $213K
|
22.8K
$220K
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1.04KNew |
$7.95K - $9.68K
|
1.04K
$10K
|
|
Feb 14, 2024
Q4 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
CALL |
1.1MNew |
$8.42M - $10.3M
|
1.1M
$10.6M
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.37K+ 6.15% |
$18.2K - $22.2K
|
41K
$395K
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1.34KNew |
$10.3K - $12.5K
|
1.34K
$12.9K
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
SELL
|
- |
-1.37K- 99.93% |
$10.5K - $12.8K
|
1
$9.65
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
6.22K+ 42.28% |
$47.7K - $58.1K
|
20.9K
$202K
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
107New |
$821 - $999
|
107
$1.03K
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2+ 2.38% |
$15.3 - $18.7
|
86
$830
|