Latest Institutional Transactions on Royce Micro Cap Trust, Inc. (RMT)
This table provides information on the latest institutional transactions involving Royce Micro Cap Trust, Inc. (RMT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2021
Q2 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-14.2KClosed |
$159K - $178K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-720Closed |
$8.06K - $9.04K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-75Closed |
$839 - $941
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
26.3KNew |
$294K - $330K
|
26.3K
$250K
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
11.3KNew |
$113K - $138K
|
11.3K
$108K
|
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-132KClosed |
$1.31M - $1.6M
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-1.94KClosed |
$19.3K - $23.6K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-9.98K- 19.59% |
$99.4K - $121K
|
40.9K
$389K
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-2.63KClosed |
$26.2K - $32K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-19.6KClosed |
$195K - $238K
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-163Closed |
$1.62K - $1.98K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 18, 2021
Q4 2020
|
Truist Financial Corp
|
SELL
|
- |
-36.7KClosed |
$283K - $375K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-20.3KClosed |
$157K - $208K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Bay Harbor Wealth Management, LLC
|
BUY
|
- |
717New |
$5.53K - $7.33K
|
717
$6.81K
|
|
|
Feb 04, 2021
Q4 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-77.1KClosed |
$594K - $788K
|
0
$0
|
|
|
Jan 12, 2021
Q4 2020
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-1.84K- 61.01% |
$14.2K - $18.8K
|
1.18K
$11.2K
|
|
|
Jan 11, 2021
Q4 2020
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-856Closed |
$6.6K - $8.75K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Oct 15, 2020
Q3 2020
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-13.4KClosed |
$95.7K - $112K
|
0
$0
|
|
|
Oct 02, 2020
Q3 2020
|
First Financial Bank Trust Division
Hamilton, OH |
BUY
|
- |
222+ 2.11% |
$1.58K - $1.84K
|
10.7K
$102K
|
|
| Q2 2020 | |||||||
|
Sep 08, 2021
Q2 2020
|
Retirement Group, LLC
|
SELL
|
- |
-935Closed |
$4.74K - $7.3K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-46.2KClosed |
$234K - $360K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 19, 2021
Q1 2020
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
3.63KNew |
$16.5K - $32.4K
|
3.63K
$34.4K
|
|
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-10KClosed |
$45.8K - $89.9K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Sandy Spring Bank
|
BUY
|
- |
2.1KNew |
$9.56K - $18.8K
|
2.1K
$19.9K
|
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-3.22KClosed |
$14.7K - $28.8K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-2.6KClosed |
$11.9K - $23.3K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-547Closed |
$4.24K - $4.7K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Family Management Corp
New York, NY |
SELL
|
- |
-10.7KClosed |
$82.8K - $91.7K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.21KClosed |
$24.9K - $27.6K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Pembroke Management, LTD
|
SELL
|
- |
-11.2KClosed |
$87.1K - $96.4K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.56KClosed |
$19.9K - $22K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-30.4KClosed |
$232K - $251K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-39.7KClosed |
$304K - $329K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
56.1KNew |
$429K - $464K
|
56.1K
$532K
|
|
|
Nov 08, 2019
Q3 2019
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-31.2KClosed |
$238K - $258K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Concorde Asset Management, LLC
|
SELL
|
- |
-12KClosed |
$91.6K - $99.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
May 10, 2024
Q2 2019
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
24.3KNew |
$192K - $208K
|
24.3K
$231K
|
|
|
Aug 20, 2019
Q2 2019
|
New Square Capital LLC
|
SELL
|
- |
-1.17KClosed |
$9.2K - $9.96K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-12.3KClosed |
$96.9K - $105K
|
0
$0
|
|
|
Jul 18, 2019
Q2 2019
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-1.51KClosed |
$11.9K - $12.9K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 10, 2019
Q1 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.67KClosed |
$12.5K - $14.8K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-3.62KClosed |
$27.1K - $32.2K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
53.3KNew |
$372K - $540K
|
53.3K
$507K
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-56.3KClosed |
$392K - $570K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Bar Harbor Trust Services
Ellsworth, ME |
SELL
|
- |
-18.6KClosed |
$130K - $188K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-10.3KClosed |
$72.1K - $105K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-49.2KClosed |
$343K - $498K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
18.6KNew |
$188K - $199K
|
18.6K
$177K
|
|
|
Nov 14, 2018
Q3 2018
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-16.5KClosed |
$167K - $177K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 09, 2018
Q2 2018
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-70KClosed |
$644K - $725K
|
0
$0
|
|