Latest Institutional Transactions on Royce Micro Cap Trust, Inc. (RMT)
This table provides information on the latest institutional transactions involving Royce Micro Cap Trust, Inc. (RMT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 08, 2021
Q2 2020
|
Retirement Group, LLC
|
SELL
|
- |
-935Closed |
$4.74K - $7.3K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-46.2KClosed |
$234K - $360K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 19, 2021
Q1 2020
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
3.63KNew |
$16.5K - $32.4K
|
3.63K
$35K
|
|
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-10KClosed |
$45.8K - $89.9K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Sandy Spring Bank
|
BUY
|
- |
2.1KNew |
$9.56K - $18.8K
|
2.1K
$20.2K
|
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-3.22KClosed |
$14.7K - $28.8K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-2.6KClosed |
$11.9K - $23.3K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-547Closed |
$4.24K - $4.7K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Family Management Corp
New York, NY |
SELL
|
- |
-10.7KClosed |
$82.8K - $91.7K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.21KClosed |
$24.9K - $27.6K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Pembroke Management, LTD
|
SELL
|
- |
-11.2KClosed |
$87.1K - $96.4K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.56KClosed |
$19.9K - $22K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-39.7KClosed |
$304K - $329K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-30.4KClosed |
$232K - $251K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
56.1KNew |
$429K - $464K
|
56.1K
$541K
|
|
|
Nov 08, 2019
Q3 2019
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-31.2KClosed |
$238K - $258K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Concorde Asset Management, LLC
|
SELL
|
- |
-12KClosed |
$91.6K - $99.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
May 10, 2024
Q2 2019
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
24.3KNew |
$192K - $208K
|
24.3K
$234K
|
|
|
Aug 20, 2019
Q2 2019
|
New Square Capital LLC
|
SELL
|
- |
-1.17KClosed |
$9.2K - $9.96K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-12.3KClosed |
$96.9K - $105K
|
0
$0
|
|
|
Jul 18, 2019
Q2 2019
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-1.51KClosed |
$11.9K - $12.9K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 10, 2019
Q1 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.67KClosed |
$12.5K - $14.8K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-3.62KClosed |
$27.1K - $32.2K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-56.3KClosed |
$392K - $570K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
53.3KNew |
$372K - $540K
|
53.3K
$514K
|
|
|
Feb 13, 2019
Q4 2018
|
Bar Harbor Trust Services
Ellsworth, ME |
SELL
|
- |
-18.6KClosed |
$130K - $188K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-10.3KClosed |
$72.1K - $105K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-49.2KClosed |
$343K - $498K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
18.6KNew |
$188K - $199K
|
18.6K
$180K
|
|
|
Nov 14, 2018
Q3 2018
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-16.5KClosed |
$167K - $177K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 09, 2018
Q2 2018
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-70KClosed |
$644K - $725K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-4.78KClosed |
$43.3K - $47.2K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-52.9KClosed |
$479K - $523K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 15, 2018
Q4 2017
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-235Closed |
$2.11K - $2.23K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-212Closed |
$1.9K - $2.01K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Fiduciary Counselling Inc
|
SELL
|
- |
-113KClosed |
$1.01M - $1.07M
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Ae Wealth Management LLC
|
SELL
|
- |
-17.8KClosed |
$160K - $169K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.3KNew |
$108K - $125K
|
13.3K
$128K
|
|
|
Nov 14, 2017
Q3 2017
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.58KClosed |
$12.9K - $14.9K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Nov 01, 2017
Q2 2017
|
Legacy Advisors, LLC
|
SELL
|
- |
-421Closed |
N/A
|
0
$0
|
|