Latest Institutional Transactions on Royce Micro Cap Trust, Inc. (RMT)
This table provides information on the latest institutional transactions involving Royce Micro Cap Trust, Inc. (RMT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
52+ 2.52% |
$408 - $514
|
2.11K
$20.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Twin Focus Capital Partners, LLC
Boston, MA |
SELL
|
- |
-4K- 6.05% |
$31.4K - $39.6K
|
62.2K
$591K
|
|
|
Nov 14, 2022
Q3 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
26.3KNew |
$206K - $260K
|
26.3K
$250K
|
|
|
Nov 10, 2022
Q3 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
47.3KNew |
$370K - $467K
|
47.3K
$449K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
439+ 2.45% |
$3.44K - $4.34K
|
18.4K
$175K
|
|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-14.8K- 12.55% |
$116K - $146K
|
103K
$979K
|
|
|
Nov 09, 2022
Q3 2022
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
25+ 2.38% |
$196 - $247
|
1.07K
$10.2K
|
|
|
Nov 03, 2022
Q3 2022
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-11.4K- 48.62% |
$89K - $112K
|
12K
$114K
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.14K- 2.03% |
$8.92K - $11.3K
|
54.9K
$521K
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
BUY
|
- |
31+ 2.41% |
$243 - $307
|
1.32K
$12.5K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
404+ 2.19% |
$3.17K - $4K
|
18.8K
$179K
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
442New |
$3.47K - $4.37K
|
442
$4.2K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-11Closed |
$90.6 - $118
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-24.4K- 55.71% |
$201K - $261K
|
19.4K
$185K
|
|
|
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-91.9KClosed |
$757K - $983K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
100KNew |
$828K - $1.07M
|
100K
$955K
|
|
|
Aug 15, 2022
Q2 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
3.9K+ 37.13% |
$32.2K - $41.7K
|
14.4K
$137K
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-39.4K- 72.32% |
$325K - $421K
|
15.1K
$143K
|
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5KClosed |
$41.2K - $53.5K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Dakota Wealth Management
|
SELL
|
- |
-1.15K- 7.59% |
$9.48K - $12.3K
|
14K
$133K
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1.79K- 31.42% |
$14.7K - $19.1K
|
3.9K
$37.1K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-5.86KClosed |
$48.2K - $62.6K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Aug 09, 2022
Q1 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-12.1KClosed |
$116K - $141K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
2.61K+ 38.71% |
$25.1K - $30.4K
|
9.34K
$88.7K
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
79.9KNew |
$769K - $934K
|
79.9K
$759K
|
|
|
May 16, 2022
Q1 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-68.7KClosed |
$661K - $802K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-13.3KClosed |
$128K - $156K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
208+ 0.48% |
$2K - $2.43K
|
43.5K
$413K
|
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-863Closed |
$8.3K - $10.1K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Eidelman Virant Capital
|
SELL
|
- |
-11.3KClosed |
$109K - $133K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
950+ 1.71% |
$10.3K - $11.8K
|
56.5K
$537K
|
|
|
Feb 14, 2022
Q4 2021
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-5.04KClosed |
$54.5K - $62.7K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
True North Advisors, LLC
|
SELL
|
- |
-56.3KClosed |
$609K - $701K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
26.2KNew |
$284K - $326K
|
26.2K
$249K
|
|
|
Feb 09, 2022
Q4 2021
|
Allegheny Financial Group LTD
Pittsburgh, PA |
BUY
|
- |
112New |
$1.21K - $1.39K
|
112
$1.06K
|
|
|
Feb 08, 2022
Q4 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-600Closed |
$6.49K - $7.47K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
North Star Asset Management Inc
|
SELL
|
- |
-12.5KClosed |
$135K - $156K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-12.7KClosed |
$138K - $158K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-12KClosed |
$130K - $149K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
3.2KNew |
$36.2K - $39.9K
|
3.2K
$30.4K
|
|
|
Nov 30, 2021
Q3 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-151Closed |
$1.71K - $1.88K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-10.9KClosed |
$123K - $135K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pecaut & Co.
|
SELL
|
- |
-13.9KClosed |
$157K - $173K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-1.13KClosed |
$12.7K - $14K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-2.53KClosed |
$28.5K - $31.5K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Sep 17, 2021
Q2 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-10.4KClosed |
$116K - $130K
|
0
$0
|
|
|
Aug 19, 2021
Q2 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-147KClosed |
$1.64M - $1.84M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-12.7KClosed |
$142K - $160K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Jones Road Capital Management, L.P.
New York, NY |
SELL
|
- |
-65KClosed |
$727K - $816K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-163Closed |
$1.82K - $2.05K
|
0
$0
|
|