Purchases and Sales Made in Q4 2021 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q4 2021. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
641KNew |
$6.94M - $7.98M
|
641K
$6.53M
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
231K+ 12.02% |
$2.5M - $2.88M
|
2.16M
$22M
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
118KNew |
$1.27M - $1.47M
|
118K
$1.2M
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
87.5KNew |
$947K - $1.09M
|
87.5K
$892K
|
|
Feb 15, 2022
Q4 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
79.1K+ 20.3% |
$856K - $985K
|
469K
$4.78M
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
68.7KNew |
$743K - $855K
|
68.7K
$700K
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
51.4K+ 6.54% |
$556K - $639K
|
836K
$8.52M
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
47.3KNew |
$512K - $589K
|
47.3K
$482K
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
43.3KNew |
$468K - $539K
|
43.3K
$441K
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
37.9K+ 15.23% |
$410K - $472K
|
287K
$2.92M
|
|
Feb 14, 2022
Q4 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
37.9KNew |
$410K - $472K
|
37.9K
$386K
|
|
Feb 15, 2022
Q4 2021
|
Resolute Financial, LLC
|
BUY
|
- |
31.2KNew |
$338K - $389K
|
31.2K
$318K
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
26.2KNew |
$284K - $326K
|
26.2K
$267K
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
21K+ 2.55% |
$227K - $261K
|
844K
$8.6M
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
18.4K+ 5.96% |
$199K - $229K
|
327K
$3.34M
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
18.2K+ 81.78% |
$197K - $227K
|
40.5K
$413K
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
16.3K+ 7.22% |
$176K - $203K
|
242K
$2.46M
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
15.6KNew |
$169K - $194K
|
15.6K
$159K
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
14.6K+ 10.07% |
$158K - $181K
|
159K
$1.62M
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.5K+ 15.0% |
$146K - $168K
|
104K
$1.06M
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
13KNew |
$141K - $162K
|
13K
$133K
|
|
Jan 20, 2022
Q4 2021
|
Insight Folios Inc
|
BUY
|
- |
12.6K+ 36.08% |
$136K - $157K
|
47.5K
$484K
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
12.3K+ 15.57% |
$133K - $153K
|
91.2K
$929K
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
12.3K+ 3.85% |
$133K - $153K
|
330K
$3.37M
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
10.2KNew |
$110K - $127K
|
10.2K
$104K
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
8.4K+ 36.3% |
$90.9K - $105K
|
31.5K
$321K
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
8.09K+ 17.46% |
$87.5K - $101K
|
54.4K
$554K
|
|
Feb 15, 2022
Q4 2021
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
7.63K+ 2.59% |
$82.6K - $95K
|
302K
$3.08M
|
|
Feb 14, 2022
Q4 2021
|
Heron Bay Capital Management
|
BUY
|
- |
6.83K+ 40.98% |
$73.9K - $85.1K
|
23.5K
$239K
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
6.74KNew |
$72.9K - $83.9K
|
6.74K
$68.6K
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.1K+ 5.27% |
$66K - $75.9K
|
122K
$1.24M
|
|
Feb 02, 2022
Q4 2021
|
Family Firm, Inc.
|
BUY
|
- |
5.21K+ 2.19% |
$56.4K - $64.8K
|
243K
$2.48M
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
5.12K+ 8.88% |
$55.4K - $63.8K
|
62.8K
$640K
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
4.82K+ 27.55% |
$52.2K - $60K
|
22.3K
$227K
|
|
Feb 14, 2022
Q4 2021
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
4K+ 6.43% |
$43.3K - $49.8K
|
66.2K
$674K
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.91KNew |
$42.3K - $48.7K
|
3.91K
$39.9K
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.77K+ 14.39% |
$29.9K - $34.5K
|
22K
$224K
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
2.2K+ 2.57% |
$23.8K - $27.4K
|
87.9K
$895K
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.05K+ 1.95% |
$22.1K - $25.5K
|
107K
$1.09M
|
|
Feb 11, 2022
Q4 2021
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
1.07K+ 2.55% |
$11.6K - $13.3K
|
43K
$438K
|
|
Feb 14, 2022
Q4 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
950+ 1.71% |
$10.3K - $11.8K
|
56.5K
$576K
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
942+ 2.54% |
$10.2K - $11.7K
|
38K
$387K
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
929+ 2.25% |
$10.1K - $11.6K
|
42.2K
$430K
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
639+ 2.58% |
$6.91K - $7.96K
|
25.4K
$259K
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
630+ 1.04% |
$6.82K - $7.84K
|
61.3K
$624K
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
414+ 2.3% |
$4.48K - $5.15K
|
18.4K
$188K
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
358+ 2.58% |
$3.87K - $4.46K
|
14.3K
$145K
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
310+ 0.58% |
$3.35K - $3.86K
|
54.1K
$551K
|
|
Feb 09, 2022
Q4 2021
|
Allegheny Financial Group LTD
Pittsburgh, PA |
BUY
|
- |
112New |
$1.21K - $1.39K
|
112
$1.14K
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
93+ 1.21% |
$1.01K - $1.16K
|
7.75K
$79K
|