Latest Institutional Transactions on Retail Opportunity Investments Corp (ROIC)
This table provides information on the latest institutional transactions involving Retail Opportunity Investments Corp (ROIC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
Fortis Advisors, LLC
King Of Prussia, PA |
SELL
|
- |
-1- 50.0% |
$9.75 - $12.1
|
1
$17.4
|
|
|
Nov 12, 2020
Q3 2020
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-16.1KClosed |
$157K - $195K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-3.28KClosed |
$32K - $39.8K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-20KClosed |
$195K - $243K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-84.3KClosed |
$822K - $1.02M
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-137KClosed |
$956K - $1.86M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-187Closed |
$1.31K - $2.54K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-56.4KClosed |
$395K - $767K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Driehaus Capital Management LLC
Chicago, IL |
SELL
|
- |
-14.8KClosed |
$104K - $201K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-214Closed |
$1.5K - $2.91K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Private Capital Group, LLC
|
BUY
|
- |
207New |
$1.45K - $2.82K
|
207
$3.6K
|
|
|
Aug 13, 2020
Q2 2020
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-430Closed |
$3.01K - $5.85K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-20Closed |
$140 - $272
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-1.09KClosed |
$7.6K - $14.8K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-10.2KClosed |
$71.6K - $139K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-10.6KClosed |
$74.3K - $144K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-5.3KClosed |
$37.1K - $72.1K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Deprince Race & Zollo Inc
Winter Park, FL |
SELL
|
- |
-467KClosed |
$3.27M - $6.35M
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-96.8KClosed |
$678K - $1.32M
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Pacer Advisors, Inc.
Malvern, PA |
SELL
|
- |
-1.27KClosed |
$8.87K - $17.2K
|
0
$0
|
|
|
Jul 13, 2020
Q2 2020
|
Cordasco Financial Network
|
BUY
|
- |
200+ 1000.0% |
$1.4K - $2.72K
|
220
$3.82K
|
|
|
Jul 06, 2020
Q2 2020
|
Municipal Employees' Retirement System Of Michigan
|
SELL
|
- |
-35.9KClosed |
$252K - $489K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jul 01, 2020
Q1 2020
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-3KClosed |
$20.2K - $52.7K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Itau Unibanco Holding S.A.
Sao Paulo, D5 |
SELL
|
- |
-7.67KClosed |
$51.5K - $135K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-21.1KClosed |
$142K - $371K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Covington Capital Management
|
SELL
|
- |
-190Closed |
$1.28K - $3.34K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
SELL
|
- |
-11.5KClosed |
$77.5K - $203K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-11.5KClosed |
$77.5K - $203K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-415Closed |
$2.79K - $7.29K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-150Closed |
$1.01K - $2.64K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-26.9KClosed |
$181K - $473K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Your Advocates Ltd., LLP
Houston, TX |
BUY
|
- |
200New |
$1.34K - $3.51K
|
200
$3.48K
|
|
|
Apr 21, 2020
Q1 2020
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-53.4KClosed |
$359K - $938K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Exane Derivatives
|
BUY
|
- |
41New |
$276 - $720
|
41
$713
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Caisse De Depot Et Placement Du Quebec
Montreal, A8 |
SELL
|
- |
-59.8KClosed |
$1.03M - $1.13M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Twin Tree Management, LP
Dallas, TX |
SELL
|
- |
-328Closed |
$5.63K - $6.23K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Pearl River Capital, LLC
Niles, MI |
SELL
|
- |
-100Closed |
$1.72K - $1.9K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Forsta Ap Fonden
Stockholm, V7 |
SELL
|
- |
-22.2KClosed |
$381K - $421K
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Aviva PLC
|
SELL
|
- |
-13.6KClosed |
$233K - $257K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Clear Investment Research, LLC
|
SELL
|
- |
-24Closed |
$412 - $456
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.28KClosed |
$22K - $24.3K
|
0
$0
|
|
|
Jan 24, 2020
Q4 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-166Closed |
$2.85K - $3.15K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Gsb Wealth Management, LLC
|
BUY
|
- |
2.85KNew |
$48.4K - $52.8K
|
2.85K
$49.6K
|
|
|
Nov 08, 2019
Q3 2019
|
Capital Growth Management LP
Boston, MA |
SELL
|
- |
-2.07MClosed |
$35M - $38.2M
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-269Closed |
$4.56K - $4.98K
|
0
$0
|
|
|
Oct 23, 2019
Q3 2019
|
Vision Capital Corp
Toronto, A6 |
SELL
|
- |
-892KClosed |
$15.1M - $16.5M
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Israel Discount Bank Of New York
New York, NY |
SELL
|
- |
-2.34KClosed |
$39K - $42K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-2.63KClosed |
$43.8K - $47.2K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Opus Capital Group, LLC
|
SELL
|
- |
-47.2KClosed |
$787K - $848K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-50Closed |
$834 - $898
|
0
$0
|
|