Latest Institutional Transactions on Retail Opportunity Investments Corp (ROIC)
This table provides information on the latest institutional transactions involving Retail Opportunity Investments Corp (ROIC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.72KClosed |
$46.7K - $53.3K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Redpoint Investment Management Pty LTD
|
BUY
|
- |
11.8KNew |
$203K - $232K
|
11.8K
$207K
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Hgi Capital Management, LLC
New York, NY |
SELL
|
- |
-270KClosed |
$4.54M - $4.92M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
BUY
|
- |
270New |
$4.54K - $4.92K
|
270
$4.72K
|
|
|
Nov 12, 2021
Q3 2021
|
Carlson Capital L P
Dallas, TX |
SELL
|
- |
-195KClosed |
$3.28M - $3.56M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-100- 50.0% |
$1.68K - $1.82K
|
100
$1.75K
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
379New |
$6.37K - $6.91K
|
379
$6.63K
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-2.5KClosed |
$42K - $45.6K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
1.21KNew |
$20.2K - $22K
|
1.21K
$21.1K
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-228KClosed |
$3.7M - $4.27M
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-22.5KClosed |
$364K - $421K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Ground Swell Capital, LLC
Folly Beach, SC |
SELL
|
- |
-10.3KClosed |
$167K - $193K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-17.1KClosed |
$277K - $320K
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Waratah Capital Advisors Ltd.
Toronto, A6 |
SELL
|
- |
-92KClosed |
$1.49M - $1.72M
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
208New |
$3.38K - $3.9K
|
208
$3.64K
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
33.7KNew |
$548K - $632K
|
33.7K
$590K
|
|
|
Jul 02, 2021
Q2 2021
|
Cox Capital Mgt LLC
|
SELL
|
- |
-51KClosed |
$827K - $955K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Mackay Shields LLC
|
SELL
|
- |
-13KClosed |
$167K - $221K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
SELL
|
- |
-21KClosed |
$270K - $357K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-700Closed |
$9.01K - $11.9K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-44KClosed |
$566K - $749K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Old North State Trust, LLC
Greensboro, NC |
SELL
|
- |
-37Closed |
$476 - $630
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Quantitative Systematic Strategies LLC
|
BUY
|
- |
15KNew |
$194K - $256K
|
15K
$263K
|
|
|
May 05, 2021
Q1 2021
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-138KClosed |
$1.77M - $2.34M
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-74Closed |
$952 - $1.26K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-496Closed |
$6.38K - $8.44K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-145Closed |
$1.41K - $2.08K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-1.01KClosed |
$9.79K - $14.4K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Michael Burry
Scion Asset Management, LLC
|
SELL
|
- |
-500KClosed |
$4.87M - $7.18M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Hsbc Holdings PLC
London, X0 |
BUY
|
PUT |
1.75KNew |
$17K - $25.1K
|
1.75K
$30.5K
|
|
|
Feb 12, 2021
Q4 2020
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
73.1K+ 190.26% |
$712K - $1.05M
|
112K
$1.95M
|
|
|
Feb 12, 2021
Q4 2020
|
Loomis Sayles & CO L P
|
SELL
|
- |
-624KClosed |
$6.07M - $8.95M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Teza Capital Management LLC
Chicago, IL |
SELL
|
- |
-29.1KClosed |
$283K - $417K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Annapolis Financial Services, LLC
|
BUY
|
- |
65New |
$632 - $933
|
65
$1.14K
|
|
|
Feb 10, 2021
Q4 2020
|
Assetmark, Inc
|
SELL
|
- |
-12- 26.67% |
$117 - $172
|
33
$577
|
|
|
Feb 09, 2021
Q4 2020
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-246Closed |
$2.39K - $3.53K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Tompkins Financial Corp
|
BUY
|
- |
23.7KNew |
$231K - $341K
|
23.7K
$415K
|
|
|
Feb 04, 2021
Q4 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-400Closed |
$3.89K - $5.74K
|
0
$0
|
|
|
Jan 11, 2021
Q4 2020
|
Everence Capital Management Inc
|
BUY
|
PUT |
8.2K+ 55.9% |
$79.8K - $118K
|
22.9K
$400K
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-10KClosed |
$97.5K - $121K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Brown Advisory Inc
|
SELL
|
- |
-40.7KClosed |
$397K - $494K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-1.27KClosed |
$12.4K - $15.5K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.84KClosed |
$17.9K - $22.3K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Fortis Advisors, LLC
King Of Prussia, PA |
SELL
|
- |
-1- 50.0% |
$9.75 - $12.1
|
1
$17.5
|
|
|
Nov 12, 2020
Q3 2020
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-16.1KClosed |
$157K - $195K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-20KClosed |
$195K - $243K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-3.28KClosed |
$32K - $39.8K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-84.3KClosed |
$822K - $1.02M
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-56.4KClosed |
$395K - $767K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Driehaus Capital Management LLC
Chicago, IL |
SELL
|
- |
-14.8KClosed |
$104K - $201K
|
0
$0
|
|