Latest Institutional Transactions on Retail Opportunity Investments Corp (ROIC)
This table provides information on the latest institutional transactions involving Retail Opportunity Investments Corp (ROIC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 08, 2023
Q2 2023
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-153K- 31.54% |
$1.84M - $2.11M
|
332K
$5.76M
|
|
|
Aug 08, 2023
Q2 2023
|
Pictet & Cie (Europe) Sa
|
BUY
|
- |
17.9KNew |
$215K - $246K
|
17.9K
$310K
|
|
|
Aug 07, 2023
Q2 2023
|
Granite Investment Partners, LLC
|
SELL
|
- |
-12.1K- 0.95% |
$146K - $166K
|
1.26M
$21.8M
|
|
|
Aug 04, 2023
Q2 2023
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
BUY
|
- |
5.66K+ 34.44% |
$68.3K - $78K
|
22.1K
$384K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-269- 1.45% |
$3.24K - $3.71K
|
18.3K
$318K
|
|
|
Jul 31, 2023
Q2 2023
|
Ofi Invest Asset Management
Paris, I0 |
BUY
|
- |
21.4KNew |
$259K - $295K
|
21.4K
$373K
|
|
|
Jul 19, 2023
Q2 2023
|
25 LLC
St. Louis, MO |
BUY
|
- |
40New |
$482 - $551
|
40
$695
|
|
| Q1 2023 | |||||||
|
Nov 07, 2023
Q1 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-3.04KClosed |
$38K - $49K
|
0
$0
|
|
|
May 16, 2023
Q1 2023
|
Hollencrest Capital Management
|
BUY
|
- |
750New |
$9.39K - $12.1K
|
750
$13K
|
|
|
May 15, 2023
Q1 2023
|
Cipher Capital LP
New York, NY |
BUY
|
- |
33KNew |
$413K - $532K
|
33K
$573K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-86- 0.11% |
$1.08K - $1.39K
|
80.4K
$1.4M
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
20+ 1.25% |
$250 - $323
|
1.63K
$28.2K
|
|
|
May 15, 2023
Q1 2023
|
Kula Investments, LLC
Chicago, IL |
BUY
|
- |
11.1KNew |
$139K - $179K
|
11.1K
$192K
|
|
|
May 15, 2023
Q1 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
221New |
$2.77K - $3.57K
|
221
$3.84K
|
|
|
May 15, 2023
Q1 2023
|
Land & Buildings Investment Management, LLC
Stamford, CT |
BUY
|
- |
174K+ 15.68% |
$2.17M - $2.8M
|
1.28M
$22.3M
|
|
|
May 15, 2023
Q1 2023
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
14.1KNew |
$177K - $228K
|
14.1K
$246K
|
|
|
May 15, 2023
Q1 2023
|
Man Group PLC
London, X0 |
SELL
|
- |
-27.7K- 34.37% |
$347K - $447K
|
52.9K
$919K
|
|
|
May 12, 2023
Q1 2023
|
Long Pond Capital, LP
New York, NY |
BUY
|
- |
518KNew |
$6.48M - $8.36M
|
518K
$9M
|
|
|
May 12, 2023
Q1 2023
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-6K- 18.46% |
$75.1K - $96.8K
|
26.5K
$461K
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.32K- 7.42% |
$16.5K - $21.2K
|
16.4K
$286K
|
|
|
May 11, 2023
Q1 2023
|
M&G Investment Management LTD
London, X0 |
BUY
|
- |
12.3KNew |
$154K - $199K
|
12.3K
$214K
|
|
|
May 10, 2023
Q1 2023
|
Ergoteles LLC
New York, NY |
BUY
|
- |
11.7KNew |
$146K - $188K
|
11.7K
$203K
|
|
|
May 09, 2023
Q1 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
6.35K+ 52.3% |
$79.5K - $102K
|
18.5K
$321K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
SELL
|
- |
-9Closed |
$113 - $145
|
0
$0
|
|
|
Apr 24, 2023
Q1 2023
|
Deka Bank Deutsche Girozentrale
|
BUY
|
- |
3.63K+ 13.67% |
$45.4K - $58.6K
|
30.2K
$525K
|
|
|
Apr 19, 2023
Q1 2023
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
13.9KNew |
$174K - $224K
|
13.9K
$241K
|
|
|
Apr 12, 2023
Q1 2023
|
Private Trust CO Na
|
BUY
|
- |
31+ 155.0% |
$388 - $500
|
51
$886
|
|
| Q4 2022 | |||||||
|
Oct 23, 2023
Q4 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
11KNew |
$150K - $174K
|
11K
$191K
|
|
|
Feb 15, 2023
Q4 2022
|
Vestcor Inc
Fredericton, A3 |
BUY
|
- |
12.2KNew |
$165K - $192K
|
12.2K
$211K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
250New |
$3.4K - $3.96K
|
250
$4.35K
|
|
|
Feb 14, 2023
Q4 2022
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
17.1KNew |
$233K - $271K
|
17.1K
$298K
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
1.54MNew |
$20.9M - $24.3M
|
1.54M
$26.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Westwood Holdings Group Inc
Dallas, TX |
BUY
|
- |
452KNew |
$6.14M - $7.15M
|
452K
$7.86M
|
|
|
Feb 14, 2023
Q4 2022
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
28New |
$380 - $443
|
28
$487
|
|
|
Feb 14, 2023
Q4 2022
|
Greenland Capital Management LP
New York, NY |
BUY
|
- |
25KNew |
$340K - $396K
|
25K
$435K
|
|
|
Feb 13, 2023
Q4 2022
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
13.7KNew |
$186K - $217K
|
13.7K
$239K
|
|
|
Feb 09, 2023
Q4 2022
|
Bnp Paribas Asset Management Holding S.A.
|
BUY
|
- |
11.4KNew |
$155K - $181K
|
11.4K
$199K
|
|
|
Feb 09, 2023
Q4 2022
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.94K- 2.11% |
$80.7K - $94K
|
276K
$4.8M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
351+ 15.83% |
$4.77K - $5.55K
|
2.57K
$44.6K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.68K- 11.97% |
$22.8K - $26.6K
|
12.4K
$215K
|
|
|
Feb 06, 2023
Q4 2022
|
Aew Capital Management L P
|
SELL
|
- |
-155K- 8.08% |
$2.11M - $2.45M
|
1.76M
$30.6M
|
|
|
Feb 02, 2023
Q4 2022
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
12+ 14.46% |
$163 - $190
|
95
$1.65K
|
|
|
Jan 30, 2023
Q4 2022
|
Foundry Partners, LLC
|
BUY
|
- |
84.3K+ 41.93% |
$1.14M - $1.33M
|
285K
$4.96M
|
|
|
Jan 19, 2023
Q4 2022
|
Pendal Group LTD
|
BUY
|
- |
1.49K+ 2.3% |
$20.2K - $23.6K
|
66.4K
$1.15M
|
|
|
Jan 10, 2023
Q4 2022
|
Coldstream Capital Management Inc
|
SELL
|
- |
-351- 3.33% |
$4.77K - $5.55K
|
10.2K
$177K
|
|
| Q3 2022 | |||||||
|
Nov 15, 2022
Q3 2022
|
Burney CO
Reston, VA |
BUY
|
- |
238KNew |
$3.22M - $4.38M
|
238K
$4.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Hill Winds Capital LP
|
BUY
|
- |
100KNew |
$1.35M - $1.84M
|
100K
$1.74M
|
|
|
Nov 14, 2022
Q3 2022
|
Echo Street Capital Management LLC
New York, NY |
BUY
|
- |
1.54K+ 13.06% |
$20.8K - $28.3K
|
13.3K
$231K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
CALL |
-209K- 94.26% |
$2.82M - $3.84M
|
12.7K
$221K
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus Fund Advisers, LLC
Hartford, CT |
SELL
|
- |
-4.91MClosed |
$66.5M - $90.5M
|
0
$0
|
|