Latest Institutional Transactions on Retail Opportunity Investments Corp (ROIC)
This table provides information on the latest institutional transactions involving Retail Opportunity Investments Corp (ROIC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-77Closed |
$1.28K - $1.38K
|
0
$0
|
|
|
Jul 24, 2019
Q2 2019
|
Westside Investment Management, Inc.
|
SELL
|
- |
-1.4KClosed |
$23.3K - $25.1K
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-554Closed |
$9.24K - $9.95K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-100Closed |
$1.67K - $1.8K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Copeland Capital Management, LLC
|
SELL
|
- |
-1.02MClosed |
$16.9M - $18.2M
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-100Closed |
$1.67K - $1.8K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-1.82KClosed |
$30.3K - $32.7K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Crestline Management, LP
Fort Worth, TX |
SELL
|
- |
-492KClosed |
$7.65M - $8.84M
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-443KClosed |
$6.89M - $7.96M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Amica Retiree Medical Trust
|
SELL
|
- |
-13.6KClosed |
$211K - $244K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Amica Mutual Insurance CO
|
SELL
|
- |
-68.7KClosed |
$1.07M - $1.24M
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Ramsey Quantitative Systems
Louisville, KY |
SELL
|
- |
-18.3KClosed |
$284K - $329K
|
0
$0
|
|
|
Apr 18, 2019
Q1 2019
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-252Closed |
$3.92K - $4.53K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Peregrine Capital Management LLC
|
SELL
|
- |
-480Closed |
$7.46K - $8.63K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-434Closed |
$6.75K - $7.8K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-237KClosed |
$3.67M - $4.43M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-10.5KClosed |
$162K - $196K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-10.5KClosed |
$163K - $197K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-121Closed |
$1.87K - $2.26K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Csenge Advisory Group
|
SELL
|
- |
-36Closed |
$557 - $671
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Ceredex Value Advisors LLC
|
SELL
|
- |
-2.8MClosed |
$43.2M - $52.2M
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Td Asset Management Inc
|
SELL
|
- |
-48.5KClosed |
$750K - $905K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-343Closed |
$6.24K - $6.77K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-13.8KClosed |
$251K - $272K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-115KClosed |
$2.09M - $2.27M
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-64Closed |
$1.16K - $1.26K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-555Closed |
$10.1K - $11K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-38.3KClosed |
$697K - $756K
|
0
$0
|
|
|
Oct 16, 2018
Q3 2018
|
Raymond James Trust N.A.
|
SELL
|
- |
-10.2KClosed |
$186K - $201K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 15, 2018
Q2 2018
|
Pettee Investors, Inc.
|
SELL
|
- |
-28KClosed |
$457K - $547K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-11.2KClosed |
$183K - $218K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Credit Agricole S A
|
SELL
|
- |
-8.79KClosed |
$143K - $172K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Motley Fool Wealth Management, LLC
Alexandria, VA |
SELL
|
- |
-373KClosed |
$6.08M - $7.27M
|
0
$0
|
|
|
Jul 30, 2018
Q2 2018
|
Arrow Financial Corp
|
SELL
|
- |
-700Closed |
$11.4K - $13.7K
|
0
$0
|
|
|
Jul 20, 2018
Q2 2018
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-42.6KClosed |
$695K - $832K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 23, 2018
Q1 2018
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-800Closed |
$13.3K - $16K
|
0
$0
|
|
|
May 21, 2018
Q1 2018
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-21.3KClosed |
$355K - $428K
|
0
$0
|
|
|
May 21, 2018
Q1 2018
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-37Closed |
$615 - $741
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Ci Investments Inc.
Toronto, A6 |
SELL
|
- |
-1.85MClosed |
$30.7M - $37M
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Cutler Group LP
|
SELL
|
PUT |
-100Closed |
$1.66K - $2K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Cutler Group LP
|
SELL
|
- |
-400Closed |
$6.65K - $8.01K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-11.1KClosed |
$184K - $222K
|
0
$0
|
|
|
Apr 11, 2018
Q1 2018
|
Gradient Investments LLC
|
SELL
|
- |
-26Closed |
$432 - $521
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-298KClosed |
$5.36M - $5.97M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
PUT |
135KNew |
$2.43M - $2.7M
|
135K
$2.35M
|
|
|
Feb 14, 2018
Q4 2017
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
SELL
|
- |
-591KClosed |
$10.6M - $11.8M
|
0
$0
|
|
|
Feb 08, 2018
Q4 2017
|
New Mexico Educational Retirement Board
|
SELL
|
- |
-15.2KClosed |
$273K - $304K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-168KClosed |
$3.02M - $3.36M
|
0
$0
|
|
| Q3 2017 | |||||||
|
Aug 30, 2024
Q3 2017
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-5.81KClosed |
$110K - $119K
|
0
$0
|
|