Latest Institutional Transactions on Retail Opportunity Investments Corp (ROIC)
This table provides information on the latest institutional transactions involving Retail Opportunity Investments Corp (ROIC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-11KClosed |
$189K - $216K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
SELL
|
- |
-27.7KClosed |
$476K - $544K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-294KClosed |
$5.05M - $5.77M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-17.1KClosed |
$294K - $336K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-585Closed |
$10K - $11.5K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-12.3KClosed |
$211K - $241K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.72KClosed |
$46.7K - $53.3K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Redpoint Investment Management Pty LTD
|
BUY
|
- |
11.8KNew |
$203K - $232K
|
11.8K
$206K
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Hgi Capital Management, LLC
New York, NY |
SELL
|
- |
-270KClosed |
$4.54M - $4.92M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
BUY
|
- |
270New |
$4.54K - $4.92K
|
270
$4.69K
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
379New |
$6.37K - $6.91K
|
379
$6.59K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-100- 50.0% |
$1.68K - $1.82K
|
100
$1.74K
|
|
|
Nov 12, 2021
Q3 2021
|
Carlson Capital L P
Dallas, TX |
SELL
|
- |
-195KClosed |
$3.28M - $3.56M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-2.5KClosed |
$42K - $45.6K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
1.21KNew |
$20.2K - $22K
|
1.21K
$20.9K
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-228KClosed |
$3.7M - $4.27M
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-22.5KClosed |
$364K - $421K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Ground Swell Capital, LLC
Folly Beach, SC |
SELL
|
- |
-10.3KClosed |
$167K - $193K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-17.1KClosed |
$277K - $320K
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Waratah Capital Advisors Ltd.
Toronto, A6 |
SELL
|
- |
-92KClosed |
$1.49M - $1.72M
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
208New |
$3.38K - $3.9K
|
208
$3.62K
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
33.7KNew |
$548K - $632K
|
33.7K
$586K
|
|
|
Jul 02, 2021
Q2 2021
|
Cox Capital Mgt LLC
|
SELL
|
- |
-51KClosed |
$827K - $955K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Mackay Shields LLC
|
SELL
|
- |
-13KClosed |
$167K - $221K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-44KClosed |
$566K - $749K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
SELL
|
- |
-21KClosed |
$270K - $357K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-700Closed |
$9.01K - $11.9K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Old North State Trust, LLC
Greensboro, NC |
SELL
|
- |
-37Closed |
$476 - $630
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Quantitative Systematic Strategies LLC
|
BUY
|
- |
15KNew |
$194K - $256K
|
15K
$261K
|
|
|
May 05, 2021
Q1 2021
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-138KClosed |
$1.77M - $2.34M
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-74Closed |
$952 - $1.26K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-496Closed |
$6.38K - $8.44K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-145Closed |
$1.41K - $2.08K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Michael Burry
Scion Asset Management, LLC
|
SELL
|
- |
-500KClosed |
$4.87M - $7.18M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-8.55KClosed |
$83.2K - $123K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-1.01KClosed |
$9.79K - $14.4K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
73.1K+ 190.26% |
$712K - $1.05M
|
112K
$1.94M
|
|
|
Feb 12, 2021
Q4 2020
|
Teza Capital Management LLC
Chicago, IL |
SELL
|
- |
-29.1KClosed |
$283K - $417K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Loomis Sayles & CO L P
|
SELL
|
- |
-624KClosed |
$6.07M - $8.95M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Hsbc Holdings PLC
London, X0 |
BUY
|
PUT |
1.75KNew |
$17K - $25.1K
|
1.75K
$30.3K
|
|
|
Feb 11, 2021
Q4 2020
|
Annapolis Financial Services, LLC
|
BUY
|
- |
65New |
$632 - $933
|
65
$1.13K
|
|
|
Feb 10, 2021
Q4 2020
|
Assetmark, Inc
|
SELL
|
- |
-12- 26.67% |
$117 - $172
|
33
$574
|
|
|
Feb 09, 2021
Q4 2020
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-246Closed |
$2.39K - $3.53K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Tompkins Financial Corp
|
BUY
|
- |
23.7KNew |
$231K - $341K
|
23.7K
$412K
|
|
|
Feb 04, 2021
Q4 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-400Closed |
$3.89K - $5.74K
|
0
$0
|
|
|
Jan 11, 2021
Q4 2020
|
Everence Capital Management Inc
|
BUY
|
PUT |
8.2K+ 55.9% |
$79.8K - $118K
|
22.9K
$397K
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-10KClosed |
$97.5K - $121K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Brown Advisory Inc
|
SELL
|
- |
-40.7KClosed |
$397K - $494K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-1.27KClosed |
$12.4K - $15.5K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.84KClosed |
$17.9K - $22.3K
|
0
$0
|
|